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CFA

Carroll Financial Associates Portfolio holdings

AUM $1.88B
1-Year Est. Return 20.52%
This Fund
S&P 500
This Quarter Est. Return
-7.01%
1 Year Est. Return
+20.52%
3 Year Est. Return
+80.57%
5 Year Est. Return
+102.34%
10 Year Est. Return
–
AUM
$451M
AUM Growth
+$4.05M
Cap. Flow
+$19M
Cap. Flow %
4.21%
Top 10 Hldgs %
41.98%
Holding
1,252
New
121
Increased
384
Reduced
193
Closed
84

Top Buys

Rank Stock Value
1
USMV icon
iShares MSCI USA Min Vol Factor ETF
USMV
+$5.52M
2
MNA icon
IQ ARB Merger Arbitrage ETF
MNA
+$2.56M
3
PRF icon
Invesco FTSE RAFI US 1000 ETF
PRF
+$2.18M
4
TREE icon
LendingTree
TREE
+$1.57M
5
DBEF icon
Xtrackers MSCI EAFE Hedged Equity ETF
DBEF
+$1.53M

Top Sells

Rank Stock Value
1
BBRC
Columbia Beyond BRICs ETF
BBRC
+$5.39M
2
PHDG icon
Invesco S&P 500 Downside Hedged ETF
PHDG
+$4.09M
3
OCSL icon
Oaktree Specialty Lending
OCSL
+$1.36M
4
DGRE icon
WisdomTree Trust WisdomTree Emerging Markets Quality Dividend Growth Fund
DGRE
+$861K
5
BAX icon
Baxter International
BAX
+$815K

Sector Composition

Rank Sector Weight
1 Financials 11.5%
2 Technology 7.62%
3 Energy 5.42%
4 Healthcare 5.01%
5 Consumer Staples 4.84%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
WEC icon
451
WEC Energy
WEC
$35.1B
$37K 0.01%
707
– –
CHS
452
DELISTED
Chicos FAS, Inc.
CHS
$37K 0.01%
2,570
– –
BSJH
453
DELISTED
Guggenheim BulletShares 2017 High Yield Corporate Bond ETF
BSJH
$37K 0.01%
1,470
-530
-27% -$13.8K
SU icon
454
Suncor Energy
SU
$70.3B
$36K 0.01%
1,300
– –
VOT icon
455
Vanguard Morningstar Mid-Cap Growth ETF
VOT
$19.8B
$36K 0.01%
361
– –
QVCGA
456
DELISTED
QVC Group Inc Series A
QVCGA
$36K 0.01%
27
– –
AET
457
DELISTED
Aetna Inc
AET
$36K 0.01%
340
– –
BKNG icon
458
Booking.com
BKNG
$161B
$35K 0.01%
650
-100
-13% -$4.97K
DHR icon
459
Danaher
DHR
$144B
$35K 0.01%
588
+94
+19% +$5.55K
EBAY icon
460
eBay
EBAY
$49.8B
$35K 0.01%
1,450
-2,095
-59% -$56.3K
HUM icon
461
Humana
HUM
$46.2B
$35K 0.01%
200
– –
RCI icon
462
Rogers Communications
RCI
$18.6B
$35K 0.01%
940
-460
-33% -$15.8K
VFC icon
463
VF Corp
VFC
$5.89B
$35K 0.01%
523
+51
+11% +$3.49K
YORW icon
464
York Water
YORW
$514M
$35K 0.01%
1,575
– –
ACG
465
DELISTED
AllianceBernstein Income Fund Inc
ACG
$35K 0.01%
4,406
– –
AVA icon
466
Avista
AVA
$3.24B
$34K 0.01%
1,000
– –
ELV icon
467
Elevance Health
ELV
$85.5B
$34K 0.01%
239
+7
+3% +$1.05K
NOV icon
468
NOV
NOV
$7B
$34K 0.01%
868
+7
+0.8% +$286
TWX
469
DELISTED
Time Warner Inc
TWX
$34K 0.01%
489
-45
-8% -$3.54K
BIP icon
470
Brookfield Infrastructure Partners
BIP
$18B
$33K 0.01%
2,079
– –
ECL icon
471
Ecolab
ECL
$79.9B
$33K 0.01%
288
+11
+4% +$1.23K
STT icon
472
State Street
STT
$50.7B
$33K 0.01%
500
– –
HEP
473
DELISTED
Holly Energy Partners, L.P.
HEP
$33K 0.01%
+1,000
New +$31.2K
POT
474
DELISTED
Potash Corp Of Saskatchewan
POT
$33K 0.01%
1,587
+525
+49% +$13.8K
MORE
475
DELISTED
Monogram Residential Trust, Inc.
MORE
$33K 0.01%
3,352
– –
17 18
19
20 21

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6M
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CCT
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RM
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Carroll Financial Associates's Q3 2015 Portfolio in Review

As of Q3 2015, Carroll Financial Associates held 1,252 positions worth $451M, up 0.91% from $447M the previous quarter. Its ten largest holdings account for 42% of the portfolio.

Carroll Financial Associates deployed $19M of net new capital in Q3 2015, opening 121 new positions and adding to 384 existing holdings. Its largest new stake was PacWest Bancorp: 21,542 shares worth $926K.

By sector, the portfolio is most concentrated in Financials at 12% of assets, down from 12% a quarter earlier, followed by Technology and Energy.

On the sell side, the largest reduction was Columbia Beyond BRICs ETF, an estimated $5.39M trimmed.

  • Carroll Financial Associates's largest Q3 2015 buy was PacWest Bancorp: 21,542 shares worth $926K.
  • Carroll Financial Associates added most to iShares MSCI USA Min Vol Factor ETF in Q3 2015, an estimated $5.52M increase.
  • Carroll Financial Associates's biggest Q3 2015 reduction was Columbia Beyond BRICs ETF, cutting an estimated $5.39M.
  • Carroll Financial Associates fully exited KRAFT FOODS GROUP INC COM STK (VA) in Q3 2015, selling an estimated $475K.
  • Carroll Financial Associates's ten largest holdings make up 42% of its $451M portfolio in Q3 2015.
  • Carroll Financial Associates opened 121 new positions and closed 84 in Q3 2015.
  • Carroll Financial Associates's portfolio value rose 0.91% quarter-over-quarter to $451M.

Based on Carroll Financial Associates's 13F filing for Q3 2015, filed 28 Oct 2015.