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CFA

Carroll Financial Associates Portfolio holdings

AUM $1.88B
1-Year Est. Return 20.52%
This Fund
S&P 500
This Quarter Est. Return
+4.72%
1 Year Est. Return
+20.52%
3 Year Est. Return
+80.57%
5 Year Est. Return
+102.34%
10 Year Est. Return
–
AUM
$357M
AUM Growth
+$52.6M
Cap. Flow
+$37.9M
Cap. Flow %
10.59%
Top 10 Hldgs %
39.42%
Holding
1,010
New
87
Increased
263
Reduced
66
Closed
35

Top Buys

Rank Stock Value
1
USMV icon
iShares MSCI USA Min Vol Factor ETF
USMV
+$4.91M
2
PRF icon
Invesco FTSE RAFI US 1000 ETF
PRF
+$2.93M
3
FMLP
UBS AG LONDON BRH ETRACS WELLS FARGO MLP EX-ENERGY ETN
FMLP
+$1.58M
4
HRL icon
Hormel Foods
HRL
+$1.55M
5
DD icon
DuPont de Nemours
DD
+$1.55M

Top Sells

Rank Stock Value
1
BSJF
GUGGENGEIM BULLETSHARES 2015 HIGH YIELD CORPORATE BOND ETF
BSJF
+$732K
2
WMB icon
Williams Companies
WMB
+$490K
3
PEBK icon
Peoples Bancorp of North Carolina
PEBK
+$388K
4
JNJ icon
Johnson & Johnson
JNJ
+$354K
5
RIO icon
Rio Tinto
RIO
+$148K

Sector Composition

Rank Sector Weight
1 Financials 12.14%
2 Technology 9.32%
3 Energy 9.11%
4 Healthcare 5.76%
5 Industrials 4.68%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
LBTYK icon
451
Liberty Global Class C
LBTYK
$3.49B
$23K 0.01%
672
+192
+40% +$6.35K
VEA icon
452
Vanguard FTSE Developed Markets ETF
VEA
$236B
$23K 0.01%
550
– –
VMO icon
453
Invesco Municipal Opportunity Trust
VMO
$663M
$23K 0.01%
1,829
– –
ADRE
454
DELISTED
Invesco BLDRS Emerging Markets 50 ADR Index Fund
ADRE
$23K 0.01%
600
– –
EMDG
455
DELISTED
EGA EMERGING GLOBAL SHS TR EGSHARES EMERGING MKTS
EMDG
$23K 0.01%
+1,100
New +$22.1K
CELG
456
DELISTED
Celgene Corp
CELG
$23K 0.01%
264
-102
-28% -$7.76K
APH icon
457
Amphenol
APH
$209B
$22K 0.01%
1,840
– –
BLK icon
458
Blackrock
BLK
$176B
$22K 0.01%
70
+50
+250% +$15.3K
PHM icon
459
Pultegroup
PHM
$25.3B
$22K 0.01%
1,080
+450
+71% +$8.64K
RWJ icon
460
Invesco S&P SmallCap 600 Revenue ETF
RWJ
$2.1B
$22K 0.01%
+1,170
New +$21.1K
SPXC icon
461
SPX Corp
SPXC
$10.8B
$22K 0.01%
794
– –
SXT icon
462
Sensient Technologies
SXT
$5.53B
$22K 0.01%
400
– –
VLO icon
463
Valero Energy
VLO
$85.9B
$22K 0.01%
443
+235
+113% +$13K
BBBY
464
DELISTED
Bed Bath & Beyond Inc
BBBY
$22K 0.01%
375
– –
NBL
465
DELISTED
Noble Energy, Inc.
NBL
$22K 0.01%
278
+120
+76% +$8.74K
KOL
466
DELISTED
VanEck Vectors Coal ETF
KOL
$22K 0.01%
119
– –
CAG icon
467
Conagra Brands
CAG
$7.23B
$21K 0.01%
912
+494
+118% +$11.9K
ISRG icon
468
Intuitive Surgical
ISRG
$134B
$21K 0.01%
450
– –
MRSH
469
Marsh
MRSH
$91.5B
$21K 0.01%
400
– –
ROIC
470
DELISTED
Retail Opportunity Investments Corp.
ROIC
$21K 0.01%
+1,350
New +$21.1K
SFE
471
DELISTED
Safeguard Scientifics, Inc.
SFE
$21K 0.01%
1,000
– –
AET
472
DELISTED
Aetna Inc
AET
$21K 0.01%
258
– –
TWX
473
DELISTED
Time Warner Inc
TWX
$21K 0.01%
302
+112
+59% +$7.36K
PWE
474
DELISTED
Penn West Energy Petroleum Ltd
PWE
$21K 0.01%
2,150
– –
DEG
475
DELISTED
ETABLISSEMENT DELHZ ADS 4 ADS REPTGS 1 ORD SHS
DEG
$21K 0.01%
1,252
– –
17 18
19
20 21

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Carroll Financial Associates's Q2 2014 Portfolio in Review

As of Q2 2014, Carroll Financial Associates held 1,010 positions worth $357M, up 17% from $305M the previous quarter. Its ten largest holdings account for 39% of the portfolio.

Carroll Financial Associates deployed $37.9M of net new capital in Q2 2014, opening 87 new positions and adding to 263 existing holdings. Its largest new stake was UBS AG LONDON BRH ETRACS WELLS FARGO MLP EX-ENERGY ETN: 63,400 shares worth $1.58M.

By sector, the portfolio is most concentrated in Financials at 12% of assets, down from 12% a quarter earlier, followed by Technology and Energy.

On the sell side, the largest reduction was GUGGENGEIM BULLETSHARES 2015 HIGH YIELD CORPORATE BOND ETF, an estimated $732K trimmed.

  • Carroll Financial Associates's largest Q2 2014 buy was UBS AG LONDON BRH ETRACS WELLS FARGO MLP EX-ENERGY ETN: 63,400 shares worth $1.58M.
  • Carroll Financial Associates added most to iShares MSCI USA Min Vol Factor ETF in Q2 2014, an estimated $4.91M increase.
  • Carroll Financial Associates's biggest Q2 2014 reduction was GUGGENGEIM BULLETSHARES 2015 HIGH YIELD CORPORATE BOND ETF, cutting an estimated $732K.
  • Carroll Financial Associates fully exited Peoples Bancorp of North Carolina in Q2 2014, selling an estimated $388K.
  • Carroll Financial Associates's ten largest holdings make up 39% of its $357M portfolio in Q2 2014.
  • Carroll Financial Associates opened 87 new positions and closed 35 in Q2 2014.
  • Carroll Financial Associates's portfolio value rose 17% quarter-over-quarter to $357M.

Based on Carroll Financial Associates's 13F filing for Q2 2014, filed 8 Aug 2014.