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CFA

Carroll Financial Associates Portfolio holdings

AUM $1.88B
1-Year Est. Return 20.52%
This Fund
S&P 500
This Quarter Est. Return
+6.26%
1 Year Est. Return
+20.52%
3 Year Est. Return
+80.57%
5 Year Est. Return
+102.34%
10 Year Est. Return
–
AUM
$1.63B
AUM Growth
+$123M
Cap. Flow
+$37.1M
Cap. Flow %
2.28%
Top 10 Hldgs %
44.91%
Holding
1,828
New
214
Increased
473
Reduced
322
Closed
87

Top Buys

Rank Stock Value
1
GSST icon
Goldman Sachs Access Ultra Short Bond ETF
GSST
+$13.2M
2
NCNO icon
nCino
NCNO
+$8.92M
3
JPST icon
JPMorgan Ultra-Short Income ETF
JPST
+$6.9M
4
MSTB icon
LHA Market State Tactical Beta ETF
MSTB
+$4.11M
5
PULS icon
PGIM Ultra Short Bond ETF
PULS
+$2.88M

Top Sells

Rank Stock Value
1
ARKG icon
ARK Genomic Revolution ETF
ARKG
+$8.31M
2
AGGY icon
WisdomTree Yield Enhanced US Aggregate Bond Fund
AGGY
+$7.6M
3
ARKK icon
ARK Innovation ETF
ARKK
+$5.41M
4
PSEP icon
Innovator US Equity Power Buffer ETF September
PSEP
+$3.46M
5
KOMP icon
State Street SPDR S&P Kensho New Economies Composite ETF
KOMP
+$3.35M

Sector Composition

Rank Sector Weight
1 Technology 6.93%
2 Financials 5.5%
3 Healthcare 2.53%
4 Consumer Discretionary 2.28%
5 Consumer Staples 1.84%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
VFC icon
426
VF Corp
VFC
$5.86B
$173K 0.01%
2,169
-100
-4% -$8.12K
FNB icon
427
FNB Corp
FNB
$6.75B
$172K 0.01%
13,584
+327
+2% +$3.78K
ROK icon
428
Rockwell Automation
ROK
$48.3B
$172K 0.01%
650
+1
+0.2% +$255
XEL icon
429
Xcel Energy
XEL
$48B
$171K 0.01%
2,580
+15
+0.6% +$948
ROST icon
430
Ross Stores
ROST
$81.7B
$170K 0.01%
1,417
+10
+0.7% +$1.19K
BKNG icon
431
Booking.com
BKNG
$160B
$167K 0.01%
1,800
+375
+26% +$33.3K
CNI icon
432
Canadian National Railway
CNI
$75.7B
$167K 0.01%
1,442
– –
DNP icon
433
DNP Select Income Fund
DNP
$4.09B
$167K 0.01%
16,989
– –
EFA icon
434
iShares MSCI EAFE ETF
EFA
$79.8B
$167K 0.01%
2,212
-452
-17% -$34K
SPGI icon
435
S&P Global
SPGI
$121B
$167K 0.01%
476
-389
-45% -$129K
COLM icon
436
Columbia Sportswear
COLM
$2.92B
$165K 0.01%
+1,566
New +$155K
HACK icon
437
Amplify Cybersecurity ETF
HACK
$3.01B
$165K 0.01%
3,013
-1,368
-31% -$80K
IYF icon
438
iShares US Financials ETF
IYF
$4.4B
$164K 0.01%
+2,194
New +$156K
KMX icon
439
CarMax
KMX
$8.34B
$164K 0.01%
1,241
– –
ELV icon
440
Elevance Health
ELV
$86.2B
$163K 0.01%
455
+7
+2% +$2.25K
LPX icon
441
Louisiana-Pacific
LPX
$5.2B
$163K 0.01%
+2,954
New +$134K
VDE icon
442
Vanguard Energy ETF
VDE
$10.3B
$163K 0.01%
2,400
+2,279
+1,883% +$146K
ALLY icon
443
Ally Financial
ALLY
$13.3B
$162K 0.01%
3,597
-592
-14% -$24.8K
CCI icon
444
Crown Castle
CCI
$31.3B
$161K 0.01%
936
-437
-32% -$70K
CI icon
445
Cigna
CI
$73.6B
$159K 0.01%
661
+16
+2% +$3.57K
VTR icon
446
Ventas
VTR
$47.2B
$158K 0.01%
2,965
-450
-13% -$23.1K
BSX icon
447
Boston Scientific
BSX
$73.1B
$157K 0.01%
4,087
+17
+0.4% +$643
PSA icon
448
Public Storage
PSA
$60.8B
$157K 0.01%
640
– –
SCHM icon
449
Schwab US Mid-Cap ETF
SCHM
$15B
$157K 0.01%
6,351
-135
-2% -$3.27K
COR icon
450
Cencora
COR
$62B
$156K 0.01%
1,321
-131
-9% -$14.2K
16 17
18
19 20

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Carroll Financial Associates's Q1 2021 Portfolio in Review

As of Q1 2021, Carroll Financial Associates held 1,828 positions worth $1.63B, up 8.2% from $1.5B the previous quarter. Its ten largest holdings account for 45% of the portfolio.

Carroll Financial Associates's Q1 2021 filing shows 214 new, 473 increased, 322 reduced and 87 closed positions. Its largest new stake was Goldman Sachs Access Ultra Short Bond ETF: 259,582 shares worth $13.2M. The largest sale was ARK Genomic Revolution ETF, an estimated $8.31M.

By sector, the portfolio is most concentrated in Technology at 6.9% of assets, down from 7.1% a quarter earlier, followed by Financials and Healthcare.

  • Carroll Financial Associates's largest Q1 2021 buy was Goldman Sachs Access Ultra Short Bond ETF: 259,582 shares worth $13.2M.
  • Carroll Financial Associates added most to JPMorgan Ultra-Short Income ETF in Q1 2021, an estimated $6.9M increase.
  • Carroll Financial Associates's biggest Q1 2021 reduction was ARK Genomic Revolution ETF, cutting an estimated $8.31M.
  • Carroll Financial Associates fully exited Innovator US Equity Power Buffer ETF January in Q1 2021, selling an estimated $363K.
  • Carroll Financial Associates's ten largest holdings make up 45% of its $1.63B portfolio in Q1 2021.
  • Carroll Financial Associates opened 214 new positions and closed 87 in Q1 2021.
  • Carroll Financial Associates's portfolio value rose 8.2% quarter-over-quarter to $1.63B.

Based on Carroll Financial Associates's 13F filing for Q1 2021, filed 6 Apr 2021.