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CFA

Carroll Financial Associates Portfolio holdings

AUM $1.88B
1-Year Est. Return 20.52%
This Fund
S&P 500
This Quarter Est. Return
+13.95%
1 Year Est. Return
+20.52%
3 Year Est. Return
+80.57%
5 Year Est. Return
+102.34%
10 Year Est. Return
–
AUM
$1.5B
AUM Growth
+$208M
Cap. Flow
+$35.5M
Cap. Flow %
2.36%
Top 10 Hldgs %
46.75%
Holding
1,758
New
90
Increased
349
Reduced
401
Closed
146

Top Buys

Rank Stock Value
1
VNLA icon
Janus Henderson Short Duration Income ETF
VNLA
+$33.5M
2
MSTB icon
LHA Market State Tactical Beta ETF
MSTB
+$7.7M
3
LSST
Natixis Loomis Sayles Short Duration Income ETF
LSST
+$6.42M
4
PULS icon
PGIM Ultra Short Bond ETF
PULS
+$5.32M
5
EJAN icon
Innovator Emerging Markets Power Buffer ETF January
EJAN
+$5.1M

Top Sells

Rank Stock Value
1
AUSF icon
Global X Adaptive US Factor ETF
AUSF
+$13M
2
ARKG icon
ARK Genomic Revolution ETF
ARKG
+$6.63M
3
PJUL icon
Innovator US Equity Power Buffer ETF July
PJUL
+$6.55M
4
AGZD icon
WisdomTree Trust WisdomTree Interest Rate Hedged US Aggregate Bond Fund
AGZD
+$5.47M
5
EJUL icon
Innovator Emerging Markets Power Buffer ETF July
EJUL
+$4.6M

Sector Composition

Rank Sector Weight
1 Technology 7.07%
2 Financials 5.1%
3 Healthcare 2.68%
4 Consumer Discretionary 2.27%
5 Consumer Staples 1.99%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
LUV icon
426
Southwest Airlines
LUV
$22B
$152K 0.01%
3,272
+2,613
+397% +$113K
COHR icon
427
Coherent
COHR
$63.6B
$151K 0.01%
2,000
– –
ALLY icon
428
Ally Financial
ALLY
$13.3B
$149K 0.01%
4,189
-1,840
-31% -$55.7K
FAST icon
429
Fastenal
FAST
$59.8B
$148K 0.01%
6,076
-1,038
-15% -$24.4K
FIS icon
430
Fidelity National Information Services
FIS
$21.9B
$148K 0.01%
1,049
+175
+20% +$25K
ANSS
431
DELISTED
Ansys
ANSS
$147K 0.01%
406
-1
-0.2% -$335
IQSU icon
432
IQ Candriam US Large Cap Equity ETF
IQSU
$339M
$147K 0.01%
+4,565
New +$139K
ORLY icon
433
O'Reilly Automotive
ORLY
$74.6B
$147K 0.01%
4,875
– –
PSA icon
434
Public Storage
PSA
$60.8B
$147K 0.01%
640
– –
SCHM icon
435
Schwab US Mid-Cap ETF
SCHM
$15B
$147K 0.01%
6,486
+3,741
+136% +$78K
BSX icon
436
Boston Scientific
BSX
$73.1B
$146K 0.01%
4,070
– –
NUAG icon
437
Nuveen Enhanced Yield US Aggregate Bond ETF
NUAG
$96.4M
$145K 0.01%
5,676
– –
VDC icon
438
Vanguard Consumer Staples ETF
VDC
$7.94B
$145K 0.01%
835
-315
-27% -$53.4K
WBA
439
DELISTED
Walgreens Boots Alliance
WBA
$145K 0.01%
3,640
-485
-12% -$18.8K
XHE icon
440
State Street SPDR S&P Health Care Equipment ETF
XHE
$167M
$144K 0.01%
1,266
+86
+7% +$9.05K
ELV icon
441
Elevance Health
ELV
$86.2B
$143K 0.01%
448
+37
+9% +$11.4K
UJUL icon
442
Innovator US Equity Ultra Buffer ETF July
UJUL
$297M
$143K 0.01%
5,409
-2,297
-30% -$60K
COR icon
443
Cencora
COR
$62B
$141K 0.01%
1,452
+136
+10% +$13.6K
KHC icon
444
Kraft Heinz
KHC
$29.6B
$141K 0.01%
4,085
+299
+8% +$9.71K
PINS icon
445
Pinterest
PINS
$13.8B
$141K 0.01%
+2,151
New +$129K
AZN icon
446
AstraZeneca
AZN
$251B
$140K 0.01%
1,407
– –
SNOW icon
447
Snowflake
SNOW
$116B
$140K 0.01%
+498
New +$142K
BNDW icon
448
Vanguard Total World Bond ETF
BNDW
$1.89B
$139K 0.01%
1,694
-3,201
-65% -$262K
CRWD icon
449
CrowdStrike
CRWD
$229B
$139K 0.01%
2,628
-2,120
-45% -$82.6K
ESG icon
450
FlexShares STOXX US ESG Select Index Fund
ESG
$137M
$138K 0.01%
1,510
– –
16 17
18
19 20

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Carroll Financial Associates's Q4 2020 Portfolio in Review

As of Q4 2020, Carroll Financial Associates held 1,758 positions worth $1.5B, up 16% from $1.3B the previous quarter. Its ten largest holdings account for 47% of the portfolio.

Carroll Financial Associates's Q4 2020 filing shows 90 new, 349 increased, 401 reduced and 146 closed positions. Its largest new stake was LHA Market State Tactical Beta ETF: 294,973 shares worth $7.98M. The largest sale was Global X Adaptive US Factor ETF, an estimated $13M.

By sector, the portfolio is most concentrated in Technology at 7.1% of assets, down from 7.4% a quarter earlier, followed by Financials and Healthcare.

  • Carroll Financial Associates's largest Q4 2020 buy was LHA Market State Tactical Beta ETF: 294,973 shares worth $7.98M.
  • Carroll Financial Associates added most to Janus Henderson Short Duration Income ETF in Q4 2020, an estimated $33.5M increase.
  • Carroll Financial Associates's biggest Q4 2020 reduction was Global X Adaptive US Factor ETF, cutting an estimated $13M.
  • Carroll Financial Associates fully exited Innovator US Equity Power Buffer ETF July in Q4 2020, selling an estimated $6.55M.
  • Carroll Financial Associates's ten largest holdings make up 47% of its $1.5B portfolio in Q4 2020.
  • Carroll Financial Associates opened 90 new positions and closed 146 in Q4 2020.
  • Carroll Financial Associates's portfolio value rose 16% quarter-over-quarter to $1.5B.

Based on Carroll Financial Associates's 13F filing for Q4 2020, filed 8 Jan 2021.