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CFA

Carroll Financial Associates Portfolio holdings

AUM $1.88B
1-Year Est. Return 20.52%
This Fund
S&P 500
This Quarter Est. Return
-19.46%
1 Year Est. Return
+20.52%
3 Year Est. Return
+80.57%
5 Year Est. Return
+102.34%
10 Year Est. Return
–
AUM
$1.02B
AUM Growth
-$240M
Cap. Flow
+$34.9M
Cap. Flow %
3.42%
Top 10 Hldgs %
46.48%
Holding
1,808
New
113
Increased
330
Reduced
438
Closed
148

Top Buys

Rank Stock Value
1
USMV icon
iShares MSCI USA Min Vol Factor ETF
USMV
+$17.1M
2
IWF icon
iShares Russell 1000 Growth ETF
IWF
+$10.9M
3
HYLB icon
Xtrackers USD High Yield Corporate Bond ETF
HYLB
+$9.05M
4
PRFZ icon
Invesco FTSE RAFI US 1500 Small-Mid ETF
PRFZ
+$7.06M
5
PAPR icon
Innovator US Equity Power Buffer ETF April
PAPR
+$6.87M

Top Sells

Rank Stock Value
1
AUSF icon
Global X Adaptive US Factor ETF
AUSF
+$35.1M
2
CSB icon
VictoryShares US Small Cap High Div Volatility Wtd ETF
CSB
+$10.6M
3
VCSH icon
Vanguard Short-Term Corporate Bond ETF
VCSH
+$7.22M
4
PRF icon
Invesco FTSE RAFI US 1000 ETF
PRF
+$6.88M
5
EZM icon
WisdomTree US MidCap Fund
EZM
+$6.27M

Sector Composition

Rank Sector Weight
1 Technology 6.86%
2 Financials 5.77%
3 Healthcare 3.19%
4 Consumer Staples 2.35%
5 Utilities 1.97%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
JSML icon
426
Janus Henderson Small Cap Growth Alpha ETF
JSML
$378M
$98K 0.01%
2,930
-535
-15% -$22.9K
PH icon
427
Parker-Hannifin
PH
$134B
$98K 0.01%
757
-31
-4% -$5.61K
VBK icon
428
Vanguard Morningstar Small-Cap Growth ETF
VBK
$24.7B
$98K 0.01%
655
-767
-54% -$142K
FNB icon
429
FNB Corp
FNB
$6.8B
$97K 0.01%
13,257
-1,080
-8% -$11.4K
HSIC icon
430
Henry Schein
HSIC
$9.94B
$97K 0.01%
1,930
-70
-4% -$4.44K
KHC icon
431
Kraft Heinz
KHC
$29.2B
$97K 0.01%
3,957
+163
+4% +$4.47K
RGEN icon
432
Repligen
RGEN
$9.3B
$96K 0.01%
1,000
– –
ANSS
433
DELISTED
Ansys
ANSS
$95K 0.01%
412
-13
-3% -$3.35K
VXX icon
434
iPath Series B S&P 500 VIX Short-Term Futures ETN
VXX
$145M
$94K 0.01%
+32
New +$52.1K
RDS.B
435
DELISTED
Royal Dutch Shell PLC ADS Class B
RDS.B
$94K 0.01%
2,895
+689
+31% +$32.3K
PCEF icon
436
Invesco CEF Income Composite ETF
PCEF
$817M
$93K 0.01%
5,334
+3,334
+167% +$72.2K
TXT icon
437
Textron
TXT
$15.2B
$93K 0.01%
3,500
-200
-5% -$8.08K
IMCB icon
438
iShares Morningstar Mid-Cap ETF
IMCB
$1.71B
$92K 0.01%
2,420
– –
PRK icon
439
Park National Corp
PRK
$3.67B
$91K 0.01%
1,179
+1,160
+6,105% +$108K
GRMN
440
Garmin
GRMN
$59.7B
$90K 0.01%
1,208
-1,892
-61% -$171K
IYG icon
441
iShares US Financial Services ETF
IYG
$2.21B
$89K 0.01%
2,625
– –
VIS icon
442
Vanguard Industrials ETF
VIS
$8.49B
$89K 0.01%
808
-225
-22% -$31.9K
WY icon
443
Weyerhaeuser
WY
$18B
$89K 0.01%
5,303
+295
+6% +$7.76K
NTAP icon
444
NetApp
NTAP
$38.9B
$88K 0.01%
2,131
– –
SCHO icon
445
Schwab Short-Term US Treasury ETF
SCHO
$12.9B
$88K 0.01%
3,432
-1,256
-27% -$32K
DINO icon
446
HF Sinclair
DINO
$15.2B
$87K 0.01%
3,565
-83
-2% -$3.1K
CINF icon
447
Cincinnati Financial
CINF
$26.6B
$85K 0.01%
1,131
– –
IDV icon
448
iShares International Select Dividend ETF
IDV
$8.53B
$85K 0.01%
3,795
-404
-10% -$12.2K
NOW icon
449
ServiceNow
NOW
$132B
$84K 0.01%
1,470
+570
+63% +$35.6K
OXY icon
450
Occidental Petroleum
OXY
$59B
$84K 0.01%
7,269
-1,198
-14% -$39.3K
16 17
18
19 20

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TU
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NFG
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6M
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RFA
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CCT
Country Club Trust Kansas City, Missouri $1.27B AUM 22.67% 1-Year Est. Return
C
ConocoPhillips Houston, Texas $1.12B AUM 103.31% 1-Year Est. Return
CC
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RM
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Carroll Financial Associates's Q1 2020 Portfolio in Review

As of Q1 2020, Carroll Financial Associates held 1,808 positions worth $1.02B, down 19% from $1.26B the previous quarter. Its ten largest holdings account for 46% of the portfolio.

Carroll Financial Associates deployed $34.9M of net new capital in Q1 2020, opening 113 new positions and adding to 330 existing holdings. Its largest new stake was Xtrackers USD High Yield Corporate Bond ETF: 234,206 shares worth $8.26M.

By sector, the portfolio is most concentrated in Technology at 6.9% of assets, up from 6.3% a quarter earlier, followed by Financials and Healthcare.

On the sell side, the largest reduction was Global X Adaptive US Factor ETF, an estimated $35.1M trimmed.

  • Carroll Financial Associates's largest Q1 2020 buy was Xtrackers USD High Yield Corporate Bond ETF: 234,206 shares worth $8.26M.
  • Carroll Financial Associates added most to iShares MSCI USA Min Vol Factor ETF in Q1 2020, an estimated $17.1M increase.
  • Carroll Financial Associates's biggest Q1 2020 reduction was Global X Adaptive US Factor ETF, cutting an estimated $35.1M.
  • Carroll Financial Associates fully exited State Street SPDR S&P 400 Mid Cap Value ETF in Q1 2020, selling an estimated $2.52M.
  • Carroll Financial Associates's ten largest holdings make up 46% of its $1.02B portfolio in Q1 2020.
  • Carroll Financial Associates opened 113 new positions and closed 148 in Q1 2020.
  • Carroll Financial Associates's portfolio value fell 19% quarter-over-quarter to $1.02B.

Based on Carroll Financial Associates's 13F filing for Q1 2020, filed 10 Apr 2020.