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CFA

Carroll Financial Associates Portfolio holdings

AUM $1.88B
1-Year Est. Return 20.52%
This Fund
S&P 500
This Quarter Est. Return
+3.24%
1 Year Est. Return
+20.52%
3 Year Est. Return
+80.57%
5 Year Est. Return
+102.34%
10 Year Est. Return
–
AUM
$1.15B
AUM Growth
+$81.1M
Cap. Flow
+$48.1M
Cap. Flow %
4.19%
Top 10 Hldgs %
48.81%
Holding
1,814
New
287
Increased
511
Reduced
261
Closed
62

Top Buys

Rank Stock Value
1
IEI icon
iShares 3-7 Year Treasury Bond ETF
IEI
+$20.5M
2
AUSF icon
Global X Adaptive US Factor ETF
AUSF
+$16.4M
3
SPTS icon
State Street SPDR Portfolio Short Term Treasury ETF
SPTS
+$11M
4
RSP icon
Invesco S&P 500 Equal Weight ETF
RSP
+$7.76M
5
OMFL icon
Invesco Russell 1000 Dynamic Multifactor ETF
OMFL
+$7.05M

Top Sells

Rank Stock Value
1
SPMD icon
State Street SPDR Portfolio S&P 400 Mid Cap ETF
SPMD
+$22.5M
2
MDYG icon
State Street SPDR S&P 400 Mid Cap Growth ETF
MDYG
+$22.2M
3
PRF icon
Invesco FTSE RAFI US 1000 ETF
PRF
+$13.2M
4
PXF icon
Invesco FTSE RAFI Developed Markets ex-US ETF
PXF
+$4.72M
5
JPIN icon
JPMorgan Diversified Return International Equity ETF
JPIN
+$4.59M

Sector Composition

Rank Sector Weight
1 Financials 6.75%
2 Technology 5.61%
3 Healthcare 3.09%
4 Energy 2.58%
5 Consumer Staples 2.25%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
CNI icon
426
Canadian National Railway
CNI
$76.6B
$140K 0.01%
1,523
-24
-2% -$2.21K
UUP icon
427
Invesco DB US Dollar Index Bullish Fund
UUP
$422M
$140K 0.01%
5,406
-915
-14% -$23.9K
MA icon
428
Mastercard
MA
$493B
$139K 0.01%
526
+120
+30% +$30K
QED
429
DELISTED
IQ Hedge Event-Driven Tracker ETF
QED
$139K 0.01%
6,530
-631
-9% -$13.3K
RDS.B
430
DELISTED
Royal Dutch Shell PLC ADS Class B
RDS.B
$139K 0.01%
2,128
– –
PRAH
431
DELISTED
PRA Health Sciences, Inc.
PRAH
$139K 0.01%
1,410
-107
-7% -$10.2K
CTAS icon
432
Cintas
CTAS
$81.3B
$138K 0.01%
2,336
+100
+4% +$5.53K
RIO icon
433
Rio Tinto
RIO
$164B
$138K 0.01%
2,223
+1,173
+112% +$70.3K
ATO icon
434
Atmos Energy
ATO
$28.8B
$137K 0.01%
1,299
– –
NKSH icon
435
National Bankshares
NKSH
$268M
$136K 0.01%
3,500
– –
NTAP icon
436
NetApp
NTAP
$37.2B
$133K 0.01%
2,162
– –
BEN icon
437
Franklin Resources
BEN
$17.2B
$132K 0.01%
3,804
-4,500
-54% -$153K
AVB icon
438
AvalonBay Communities
AVB
$26.8B
$130K 0.01%
+643
New +$130K
AZN icon
439
AstraZeneca
AZN
$250B
$129K 0.01%
1,570
+359
+30% +$28.1K
DON icon
440
WisdomTree US MidCap Dividend Fund
DON
$4.09B
$128K 0.01%
3,551
-20,930
-85% -$752K
XLP icon
441
State Street Consumer Staples Select Sector SPDR ETF
XLP
$14.9B
$128K 0.01%
2,218
+1,313
+145% +$75.2K
INTU icon
442
Intuit
INTU
$89B
$127K 0.01%
+489
New +$124K
DGRE icon
443
WisdomTree Trust WisdomTree Emerging Markets Quality Dividend Growth Fund
DGRE
$146M
$125K 0.01%
5,064
+692
+16% +$16.9K
IWO icon
444
iShares Russell 2000 Growth ETF
IWO
$15.1B
$125K 0.01%
625
+34
+6% +$6.72K
VTIP icon
445
Vanguard Short-Term Inflation-Protected Securities Index Fund
VTIP
$19.1B
$125K 0.01%
2,547
+6
+0.2% +$294
IMKTA icon
446
Ingles Markets
IMKTA
$1.67B
$124K 0.01%
4,000
– –
ESG icon
447
FlexShares STOXX US ESG Select Index Fund
ESG
$137M
$123K 0.01%
1,770
– –
GWW icon
448
W.W. Grainger
GWW
$60.2B
$123K 0.01%
461
+21
+5% +$5.89K
ITM icon
449
VanEck Intermediate Muni ETF
ITM
$2.15B
$123K 0.01%
2,485
– –
LIN icon
450
Linde
LIN
$226B
$123K 0.01%
616
+29
+5% +$5.43K
16 17
18
19 20

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Carroll Financial Associates's Q2 2019 Portfolio in Review

As of Q2 2019, Carroll Financial Associates held 1,814 positions worth $1.15B, up 7.6% from $1.07B the previous quarter. Its ten largest holdings account for 49% of the portfolio.

Carroll Financial Associates deployed $48.1M of net new capital in Q2 2019, opening 287 new positions and adding to 511 existing holdings. Its largest new stake was State Street SPDR Portfolio Short Term Treasury ETF: 368,957 shares worth $11.1M.

By sector, the portfolio is most concentrated in Financials at 6.8% of assets, up from 6.2% a quarter earlier, followed by Technology and Healthcare.

On the sell side, the largest reduction was State Street SPDR Portfolio S&P 400 Mid Cap ETF, an estimated $22.5M trimmed.

  • Carroll Financial Associates's largest Q2 2019 buy was State Street SPDR Portfolio Short Term Treasury ETF: 368,957 shares worth $11.1M.
  • Carroll Financial Associates added most to iShares 3-7 Year Treasury Bond ETF in Q2 2019, an estimated $20.5M increase.
  • Carroll Financial Associates's biggest Q2 2019 reduction was State Street SPDR Portfolio S&P 400 Mid Cap ETF, cutting an estimated $22.5M.
  • Carroll Financial Associates fully exited DuPont de Nemours in Q2 2019, selling an estimated $4.07M.
  • Carroll Financial Associates's ten largest holdings make up 49% of its $1.15B portfolio in Q2 2019.
  • Carroll Financial Associates opened 287 new positions and closed 62 in Q2 2019.
  • Carroll Financial Associates's portfolio value rose 7.6% quarter-over-quarter to $1.15B.

Based on Carroll Financial Associates's 13F filing for Q2 2019, filed 8 Jul 2019.