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CFA

Carroll Financial Associates Portfolio holdings

AUM $1.88B
1-Year Est. Return 20.52%
This Fund
S&P 500
This Quarter Est. Return
+12.45%
1 Year Est. Return
+20.52%
3 Year Est. Return
+80.57%
5 Year Est. Return
+102.34%
10 Year Est. Return
–
AUM
$1.07B
AUM Growth
+$168M
Cap. Flow
+$78.7M
Cap. Flow %
7.37%
Top 10 Hldgs %
50.27%
Holding
1,608
New
222
Increased
400
Reduced
272
Closed
81

Top Buys

Rank Stock Value
1
AUSF icon
Global X Adaptive US Factor ETF
AUSF
+$28.6M
2
SPMD icon
State Street SPDR Portfolio S&P 400 Mid Cap ETF
SPMD
+$22.2M
3
MDYG icon
State Street SPDR S&P 400 Mid Cap Growth ETF
MDYG
+$21.7M
4
ARKG icon
ARK Genomic Revolution ETF
ARKG
+$6.38M
5
SHY icon
iShares 1-3 Year Treasury Bond ETF
SHY
+$3.54M

Top Sells

Rank Stock Value
1
USMV icon
iShares MSCI USA Min Vol Factor ETF
USMV
+$10.2M
2
PRF icon
Invesco FTSE RAFI US 1000 ETF
PRF
+$5.82M
3
DGRW icon
WisdomTree Trust WisdomTree US Quality Dividend Growth Fund
DGRW
+$5.76M
4
SPLV icon
Invesco S&P 500 Low Volatility ETF
SPLV
+$4.52M
5
DBEF icon
Xtrackers MSCI EAFE Hedged Equity ETF
DBEF
+$3.9M

Sector Composition

Rank Sector Weight
1 Financials 6.19%
2 Technology 5.5%
3 Healthcare 3.32%
4 Energy 2.82%
5 Consumer Staples 2.23%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
IMKTA icon
426
Ingles Markets
IMKTA
$1.67B
$110K 0.01%
4,000
+1,000
+33% +$29.4K
IXJ icon
427
iShares Global Healthcare ETF
IXJ
$4.19B
$110K 0.01%
1,814
– –
OHI icon
428
Omega Healthcare
OHI
$14.7B
$110K 0.01%
2,893
– –
PLD icon
429
Prologis
PLD
$133B
$110K 0.01%
1,534
+1,445
+1,624% +$98.6K
VOE icon
430
Vanguard Morningstar Mid-Cap Value ETF
VOE
$24.2B
$110K 0.01%
1,028
– –
IYG icon
431
iShares US Financial Services ETF
IYG
$2.2B
$109K 0.01%
2,625
– –
CME icon
432
CME Group
CME
$94.8B
$108K 0.01%
662
+157
+31% +$27.8K
DGRE icon
433
WisdomTree Trust WisdomTree Emerging Markets Quality Dividend Growth Fund
DGRE
$146M
$108K 0.01%
4,372
-411
-9% -$9.85K
BAH icon
434
Booz Allen Hamilton
BAH
$9.15B
$107K 0.01%
1,842
+1,663
+929% +$86.4K
LNT icon
435
Alliant Energy
LNT
$18B
$107K 0.01%
+2,290
New +$103K
BIV icon
436
Vanguard Intermediate-Term Bond ETF
BIV
$28.9B
$106K 0.01%
1,263
-467
-27% -$38.4K
MTB icon
437
M&T Bank
MTB
$36.2B
$105K 0.01%
675
+575
+575% +$94.4K
ORLY icon
438
O'Reilly Automotive
ORLY
$76.3B
$105K 0.01%
4,065
-885
-18% -$21.4K
BSX icon
439
Boston Scientific
BSX
$71.5B
$104K 0.01%
2,731
-17
-0.6% -$649
DOV icon
440
Dover
DOV
$28.4B
$104K 0.01%
1,117
+750
+204% +$64.8K
FDN icon
441
First Trust Dow Jones Internet Index Fund ETF
FDN
$5.34B
$104K 0.01%
751
-55
-7% -$7.33K
PSA icon
442
Public Storage
PSA
$61.3B
$104K 0.01%
479
– –
LIN icon
443
Linde
LIN
$226B
$103K 0.01%
+587
New +$97.5K
FXI icon
444
iShares China Large-Cap ETF
FXI
$4.31B
$102K 0.01%
+2,324
New +$99.2K
HBI
445
DELISTED
Hanesbrands
HBI
$102K 0.01%
5,706
-2,799
-33% -$46.5K
CMI icon
446
Cummins
CMI
$88.7B
$101K 0.01%
645
-49
-7% -$7.35K
HEFA icon
447
iShares Currency Hedged MSCI EAFE ETF
HEFA
$7.76B
$101K 0.01%
3,510
– –
KEQU icon
448
Kewaunee Scientific
KEQU
$106M
$101K 0.01%
4,800
– –
USMF icon
449
WisdomTree US Multifactor Fund
USMF
$303M
$101K 0.01%
3,500
– –
VIDI icon
450
Vident International Equity Strategy
VIDI
$447M
$101K 0.01%
4,180
– –
16 17
18
19 20

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Carroll Financial Associates's Q1 2019 Portfolio in Review

As of Q1 2019, Carroll Financial Associates held 1,608 positions worth $1.07B, up 19% from $899M the previous quarter. Its ten largest holdings account for 50% of the portfolio.

Carroll Financial Associates deployed $78.7M of net new capital in Q1 2019, opening 222 new positions and adding to 400 existing holdings. Its largest new stake was State Street SPDR Portfolio S&P 400 Mid Cap ETF: 680,160 shares worth $22.7M.

By sector, the portfolio is most concentrated in Financials at 6.2% of assets, down from 7.4% a quarter earlier, followed by Technology and Healthcare.

On the sell side, the largest reduction was iShares MSCI USA Min Vol Factor ETF, an estimated $10.2M trimmed.

  • Carroll Financial Associates's largest Q1 2019 buy was State Street SPDR Portfolio S&P 400 Mid Cap ETF: 680,160 shares worth $22.7M.
  • Carroll Financial Associates added most to Global X Adaptive US Factor ETF in Q1 2019, an estimated $28.6M increase.
  • Carroll Financial Associates's biggest Q1 2019 reduction was iShares MSCI USA Min Vol Factor ETF, cutting an estimated $10.2M.
  • Carroll Financial Associates fully exited Cohen & Steers REIT and Preferred and Income Fund in Q1 2019, selling an estimated $1.99M.
  • Carroll Financial Associates's ten largest holdings make up 50% of its $1.07B portfolio in Q1 2019.
  • Carroll Financial Associates opened 222 new positions and closed 81 in Q1 2019.
  • Carroll Financial Associates's portfolio value rose 19% quarter-over-quarter to $1.07B.

Based on Carroll Financial Associates's 13F filing for Q1 2019, filed 17 Apr 2019.