We are live on ! Find out more
CFA

Carroll Financial Associates Portfolio holdings

AUM $1.88B
1-Year Est. Return 20.52%
This Fund
S&P 500
This Quarter Est. Return
+7.86%
1 Year Est. Return
+20.52%
3 Year Est. Return
+80.57%
5 Year Est. Return
+102.34%
10 Year Est. Return
–
AUM
$945M
AUM Growth
+$7.99M
Cap. Flow
-$46.8M
Cap. Flow %
-4.95%
Top 10 Hldgs %
50.8%
Holding
1,410
New
76
Increased
353
Reduced
179
Closed
32

Top Buys

Rank Stock Value
1
USFR
WisdomTree Bloomberg Floating Rate Treasury Fund
USFR
+$3.03M
2
KLDW
Knowledge Leaders Developed World ETF
KLDW
+$2.43M
3
PXH icon
Invesco FTSE RAFI Emerging Markets ETF
PXH
+$1.69M
4
GRES
IQ ARB Global Resources
GRES
+$1.28M
5
TFC icon
Truist Financial
TFC
+$558K

Top Sells

Rank Stock Value
1
DGRW icon
WisdomTree Trust WisdomTree US Quality Dividend Growth Fund
DGRW
+$24.8M
2
SCIU
Global X Scientific Beta US ETF
SCIU
+$9.87M
3
GSLC icon
Goldman Sachs ActiveBeta US Large Cap Equity ETF
GSLC
+$7.2M
4
PRF icon
Invesco FTSE RAFI US 1000 ETF
PRF
+$3.49M
5
RNP icon
Cohen & Steers REIT and Preferred and Income Fund
RNP
+$3.17M

Sector Composition

Rank Sector Weight
1 Financials 7.96%
2 Technology 6.05%
3 Healthcare 3.89%
4 Energy 3.23%
5 Industrials 2.33%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
MRSH
426
Marsh
MRSH
$91.5B
$85K 0.01%
1,035
+28
+3% +$2.37K
SU icon
427
Suncor Energy
SU
$70.3B
$85K 0.01%
2,214
+36
+2% +$1.46K
LSI
428
DELISTED
Life Storage, Inc.
LSI
$85K 0.01%
1,350
– –
FMC icon
429
FMC
FMC
$1.33B
$83K 0.01%
1,103
– –
VT icon
430
Vanguard Total World Stock ETF
VT
$81.3B
$83K 0.01%
1,100
– –
ACWI icon
431
iShares MSCI ACWI ETF
ACWI
$33.4B
$82K 0.01%
1,114
– –
HDEF icon
432
Xtrackers MSCI EAFE High Dividend Yield Equity ETF
HDEF
$2.36B
$82K 0.01%
3,510
– –
IYH icon
433
iShares US Healthcare ETF
IYH
$3.71B
$82K 0.01%
2,040
+5
+0.2% +$193
NVO
434
Novo Nordisk
NVO
$209B
$82K 0.01%
3,480
+4
+0.1% +$98
FDUS icon
435
Fidus Investment
FDUS
$772M
$79K 0.01%
5,460
– –
FPE icon
436
First Trust Preferred Securities and Income ETF
FPE
$6.36B
$79K 0.01%
4,187
-10,920
-72% -$210K
RIO icon
437
Rio Tinto
RIO
$164B
$79K 0.01%
1,562
+6
+0.4% +$306
OIH icon
438
VanEck Oil Services ETF
OIH
$1.84B
$77K 0.01%
155
– –
COF icon
439
Capital One
COF
$134B
$76K 0.01%
806
-47
-6% -$4.57K
WMB icon
440
Williams Companies
WMB
$86.1B
$76K 0.01%
2,815
+395
+16% +$11.5K
COR icon
441
Cencora
COR
$61.2B
$75K 0.01%
820
– –
HTD
442
John Hancock Tax-Advantaged Dividend Income Fund
HTD
$900M
$75K 0.01%
3,257
+57
+2% +$1.33K
NVDA icon
443
NVIDIA
NVDA
$5.42T
$75K 0.01%
10,760
+360
+3% +$2.34K
GRNB icon
444
VanEck Green Bond ETF
GRNB
$185M
$74K 0.01%
2,884
– –
NOC icon
445
Northrop Grumman
NOC
$81.2B
$74K 0.01%
236
+5
+2% +$1.52K
DNL icon
446
WisdomTree Global ex-U.S. Quality Growth Fund
DNL
$501M
$72K 0.01%
2,522
+84
+3% +$2.43K
MEAR icon
447
BlackRock Short Maturity Municipal Bond ETF
MEAR
$1.37B
$72K 0.01%
1,450
– –
SLV icon
448
iShares Silver Trust
SLV
$30.9B
$72K 0.01%
5,250
– –
ANSS
449
DELISTED
Ansys
ANSS
$71K 0.01%
385
+277
+256% +$49.6K
BNDX icon
450
Vanguard Total International Bond ETF
BNDX
$83.1B
$70K 0.01%
1,297
+850
+190% +$46.5K
16 17
18
19 20

Similar funds

TU
TDAM USA Toronto, Ontario, Canada $1.61B AUM 28.05% 1-Year Est. Return
NFG
Next Financial Group Houston, Texas $1.52B AUM 20.14% 1-Year Est. Return
6M
6 Meridian Wichita, Kansas $1.37B AUM 17.3% 1-Year Est. Return
RFA
Reilly Financial Advisors La Mesa, California $1.35B AUM 22.65% 1-Year Est. Return
CCT
Country Club Trust Kansas City, Missouri $1.27B AUM 22.67% 1-Year Est. Return
C
ConocoPhillips Houston, Texas $1.12B AUM 103.31% 1-Year Est. Return
CC
Cassaday & Co Mclean, Virginia $1.06B AUM 17.6% 1-Year Est. Return
RM
Resource Management Metairie, Louisiana $970M AUM 28.05% 1-Year Est. Return

Carroll Financial Associates's Q3 2018 Portfolio in Review

As of Q3 2018, Carroll Financial Associates held 1,410 positions worth $945M, up 0.85% from $937M the previous quarter. Its ten largest holdings account for 51% of the portfolio.

Carroll Financial Associates withdrew a net $46.8M in Q3 2018, closing 32 positions and reducing 179 holdings. Its most notable exit was Cohen & Steers REIT and Preferred and Income Fund, an estimated $3.17M position sold in full.

By sector, the portfolio is most concentrated in Financials at 8% of assets, up from 7.8% a quarter earlier, followed by Technology and Healthcare.

Against the trend, Carroll Financial Associates opened a new position in Schwab Short-Term US Treasury ETF worth $239K.

  • Carroll Financial Associates's largest Q3 2018 buy was Schwab Short-Term US Treasury ETF: 9,680 shares worth $239K.
  • Carroll Financial Associates added most to WisdomTree Bloomberg Floating Rate Treasury Fund in Q3 2018, an estimated $3.03M increase.
  • Carroll Financial Associates's biggest Q3 2018 reduction was WisdomTree Trust WisdomTree US Quality Dividend Growth Fund, cutting an estimated $24.8M.
  • Carroll Financial Associates fully exited Cohen & Steers REIT and Preferred and Income Fund in Q3 2018, selling an estimated $3.17M.
  • Carroll Financial Associates's ten largest holdings make up 51% of its $945M portfolio in Q3 2018.
  • Carroll Financial Associates opened 76 new positions and closed 32 in Q3 2018.
  • Carroll Financial Associates's portfolio value rose 0.85% quarter-over-quarter to $945M.

Based on Carroll Financial Associates's 13F filing for Q3 2018, filed 30 Oct 2018.