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CFA

Carroll Financial Associates Portfolio holdings

AUM $1.88B
1-Year Est. Return 20.52%
This Fund
S&P 500
This Quarter Est. Return
-1.67%
1 Year Est. Return
+20.52%
3 Year Est. Return
+80.57%
5 Year Est. Return
+102.34%
10 Year Est. Return
–
AUM
$911M
AUM Growth
-$3.6M
Cap. Flow
+$15.3M
Cap. Flow %
1.68%
Top 10 Hldgs %
50.32%
Holding
1,410
New
101
Increased
303
Reduced
271
Closed
77

Top Buys

Rank Stock Value
1
KLDW
Knowledge Leaders Developed World ETF
KLDW
+$7.66M
2
MTUM icon
iShares MSCI USA Momentum Factor ETF
MTUM
+$6.33M
3
PRF icon
Invesco FTSE RAFI US 1000 ETF
PRF
+$5.14M
4
USMV icon
iShares MSCI USA Min Vol Factor ETF
USMV
+$3.36M
5
DGRW icon
WisdomTree Trust WisdomTree US Quality Dividend Growth Fund
DGRW
+$2.05M

Top Sells

Rank Stock Value
1
DBEF icon
Xtrackers MSCI EAFE Hedged Equity ETF
DBEF
+$6.71M
2
MNA icon
IQ ARB Merger Arbitrage ETF
MNA
+$6.53M
3
PXF icon
Invesco FTSE RAFI Developed Markets ex-US ETF
PXF
+$1.92M
4
ENFR icon
Alerian Energy Infrastructure ETF
ENFR
+$1.66M
5
PKW icon
Invesco BuyBack Achievers ETF
PKW
+$1.32M

Sector Composition

Rank Sector Weight
1 Financials 8.36%
2 Technology 5.38%
3 Healthcare 3.52%
4 Energy 3.18%
5 Consumer Staples 2.48%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
XLI icon
426
State Street Industrial Select Sector SPDR ETF
XLI
$34.6B
$77K 0.01%
1,045
-129
-11% -$9.94K
NLY icon
427
Annaly Capital Management
NLY
$17.4B
$76K 0.01%
1,844
+26
+1% +$1.11K
CXP
428
DELISTED
COLUMBIA PROPERTY TRUST, INC.
CXP
$76K 0.01%
3,722
– –
ZIV
429
DELISTED
VelocityShares Daily Inverse VIX Medium Term ETN
ZIV
$76K 0.01%
1,199
+75
+7% +$5.74K
LSI
430
DELISTED
Life Storage, Inc.
LSI
$75K 0.01%
1,350
– –
NVO
431
Novo Nordisk
NVO
$209B
$74K 0.01%
3,034
+1,000
+49% +$26.3K
OIH icon
432
VanEck Oil Services ETF
OIH
$1.84B
$73K 0.01%
155
– –
VGIT icon
433
Vanguard Intermediate-Term Treasury ETF
VGIT
$42.4B
$73K 0.01%
1,170
– –
WBA
434
DELISTED
Walgreens Boots Alliance
WBA
$73K 0.01%
1,117
+274
+33% +$19.6K
MEAR icon
435
BlackRock Short Maturity Municipal Bond ETF
MEAR
$1.37B
$72K 0.01%
1,450
– –
WMB icon
436
Williams Companies
WMB
$86.1B
$72K 0.01%
2,905
-450
-13% -$13.3K
BOTZ icon
437
Global X Robotics & Artificial Intelligence ETF
BOTZ
$3.57B
$70K 0.01%
+2,921
New +$73.5K
COR icon
438
Cencora
COR
$61.2B
$70K 0.01%
820
-225
-22% -$21.6K
FDUS icon
439
Fidus Investment
FDUS
$772M
$70K 0.01%
5,460
– –
IYH icon
440
iShares US Healthcare ETF
IYH
$3.71B
$70K 0.01%
2,035
-80
-4% -$2.88K
SU icon
441
Suncor Energy
SU
$70.3B
$70K 0.01%
2,028
+61
+3% +$2.13K
CTAS icon
442
Cintas
CTAS
$81.3B
$68K 0.01%
1,596
– –
ULTA icon
443
Ulta Beauty
ULTA
$24.3B
$67K 0.01%
329
– –
NOC icon
444
Northrop Grumman
NOC
$81.2B
$66K 0.01%
191
+7
+4% +$2.35K
NWL icon
445
Newell Brands
NWL
$2.56B
$65K 0.01%
2,559
+39
+2% +$1.1K
CPB icon
446
Campbell Soup
CPB
$6.87B
$64K 0.01%
1,480
+550
+59% +$24.8K
EXC icon
447
Exelon
EXC
$47B
$64K 0.01%
2,332
-99
-4% -$2.67K
ITM icon
448
VanEck Intermediate Muni ETF
ITM
$2.13B
$64K 0.01%
1,365
– –
VPU
449
Vanguard Utilities ETF
VPU
$8.44B
$64K 0.01%
+579
New +$63.9K
AEG icon
450
Aegon
AEG
$14.1B
$63K 0.01%
11,487
– –
16 17
18
19 20

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6M
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RFA
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Carroll Financial Associates's Q1 2018 Portfolio in Review

As of Q1 2018, Carroll Financial Associates held 1,410 positions worth $911M, down 0.39% from $914M the previous quarter. Its ten largest holdings account for 50% of the portfolio.

Carroll Financial Associates's Q1 2018 filing shows 101 new, 303 increased, 271 reduced and 77 closed positions. Its largest new stake was WisdomTree Bloomberg Floating Rate Treasury Fund: 79,598 shares worth $2M. The largest sale was Xtrackers MSCI EAFE Hedged Equity ETF, an estimated $6.71M.

By sector, the portfolio is most concentrated in Financials at 8.4% of assets, up from 8.2% a quarter earlier, followed by Technology and Healthcare.

  • Carroll Financial Associates's largest Q1 2018 buy was WisdomTree Bloomberg Floating Rate Treasury Fund: 79,598 shares worth $2M.
  • Carroll Financial Associates added most to Knowledge Leaders Developed World ETF in Q1 2018, an estimated $7.66M increase.
  • Carroll Financial Associates's biggest Q1 2018 reduction was Xtrackers MSCI EAFE Hedged Equity ETF, cutting an estimated $6.71M.
  • Carroll Financial Associates fully exited VelocityShares VIX Short Volatility Hedged ETN in Q1 2018, selling an estimated $158K.
  • Carroll Financial Associates's ten largest holdings make up 50% of its $911M portfolio in Q1 2018.
  • Carroll Financial Associates opened 101 new positions and closed 77 in Q1 2018.
  • Carroll Financial Associates's portfolio value fell 0.39% quarter-over-quarter to $911M.

Based on Carroll Financial Associates's 13F filing for Q1 2018, filed 6 Apr 2018.