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CFA

Carroll Financial Associates Portfolio holdings

AUM $1.88B
1-Year Est. Return 20.52%
This Fund
S&P 500
This Quarter Est. Return
+5.38%
1 Year Est. Return
+20.52%
3 Year Est. Return
+80.57%
5 Year Est. Return
+102.34%
10 Year Est. Return
–
AUM
$914M
AUM Growth
+$36.5M
Cap. Flow
+$2.45M
Cap. Flow %
0.27%
Top 10 Hldgs %
49%
Holding
1,358
New
82
Increased
240
Reduced
272
Closed
50

Top Buys

Rank Stock Value
1
KLDW
Knowledge Leaders Developed World ETF
KLDW
+$11.3M
2
DD icon
DuPont de Nemours
DD
+$5.6M
3
RNRG icon
Global X Renewable Energy Producers ETF
RNRG
+$3.9M
4
FCNCA icon
First Citizens BancShares
FCNCA
+$2.93M
5
DGRW icon
WisdomTree Trust WisdomTree US Quality Dividend Growth Fund
DGRW
+$2.59M

Top Sells

Rank Stock Value
1
PSTB
Park Sterling Corp.
PSTB
+$7.84M
2
MLPX icon
Global X MLP & Energy Infrastructure ETF
MLPX
+$4.29M
3
PDP icon
Invesco Dorsey Wright Momentum ETF
PDP
+$4.21M
4
GE icon
GE Aerospace
GE
+$3.42M
5
GSLC icon
Goldman Sachs ActiveBeta US Large Cap Equity ETF
GSLC
+$2.17M

Sector Composition

Rank Sector Weight
1 Financials 8.18%
2 Technology 5.27%
3 Energy 3.62%
4 Healthcare 3.57%
5 Consumer Staples 2.76%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
MEAR icon
426
BlackRock Short Maturity Municipal Bond ETF
MEAR
$1.36B
$72K 0.01%
1,450
– –
SU icon
427
Suncor Energy
SU
$72.4B
$72K 0.01%
1,967
– –
XYLD icon
428
Global X S&P 500 Covered Call ETF
XYLD
$3.27B
$71K 0.01%
1,425
-290
-17% -$14.6K
AWK icon
429
American Water Works
AWK
$26.8B
$70K 0.01%
775
– –
WM icon
430
Waste Management
WM
$91.5B
$70K 0.01%
821
+30
+4% +$2.44K
BOJA
431
DELISTED
Bojangles', Inc. Common Stock
BOJA
$70K 0.01%
5,940
+4,900
+471% +$61.8K
FIS icon
432
Fidelity National Information Services
FIS
$22.1B
$69K 0.01%
736
– –
BGC icon
433
BGC Group
BGC
$4.97B
$68K 0.01%
7,038
+14
+0.2% +$141
EXC icon
434
Exelon
EXC
$46.7B
$68K 0.01%
2,431
– –
RWO icon
435
State Street SPDR Dow Jones Global Real Estate ETF
RWO
$1.3B
$68K 0.01%
1,410
-272
-16% -$13.1K
BSX icon
436
Boston Scientific
BSX
$71.4B
$67K 0.01%
2,727
– –
CC icon
437
Chemours
CC
$2.27B
$67K 0.01%
1,347
– –
MKL icon
438
Markel Group
MKL
$23.2B
$66K 0.01%
58
+4
+7% +$4.37K
DBEU icon
439
Xtrackers MSCI Europe Hedged Equity ETF
DBEU
$782M
$65K 0.01%
2,292
– –
DLR icon
440
Digital Realty Trust
DLR
$71.3B
$65K 0.01%
578
– –
ITM icon
441
VanEck Intermediate Muni ETF
ITM
$2.15B
$65K 0.01%
1,365
– –
UNM icon
442
Unum
UNM
$14.2B
$65K 0.01%
1,200
– –
VB icon
443
Vanguard Morningstar Small-Cap ETF
VB
$81.3B
$65K 0.01%
443
-10
-2% -$1.45K
VGK icon
444
Vanguard FTSE Europe ETF
VGK
$31.1B
$64K 0.01%
1,097
– –
WAT icon
445
Waters Corp
WAT
$39.2B
$63K 0.01%
330
– –
CEF icon
446
Sprott Physical Gold and Silver Trust
CEF
$7.83B
$62K 0.01%
4,656
– –
CTAS icon
447
Cintas
CTAS
$80.9B
$62K 0.01%
1,596
– –
SKT icon
448
Tanger
SKT
$4.52B
$62K 0.01%
2,350
+2,050
+683% +$50.7K
FDL icon
449
First Trust Morningstar Dividend Leaders Index Fund
FDL
$7.77B
$61K 0.01%
2,055
– –
MS icon
450
Morgan Stanley
MS
$336B
$61K 0.01%
1,175
-121
-9% -$6.12K
16 17
18
19 20

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RFA
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Carroll Financial Associates's Q4 2017 Portfolio in Review

As of Q4 2017, Carroll Financial Associates held 1,358 positions worth $914M, up 4.2% from $878M the previous quarter. Its ten largest holdings account for 49% of the portfolio.

Carroll Financial Associates's Q4 2017 filing shows 82 new, 240 increased, 272 reduced and 50 closed positions. Its largest new stake was DuPont de Nemours: 31,101 shares worth $5.61M. The largest sale was Park Sterling Corp., an estimated $7.84M.

By sector, the portfolio is most concentrated in Financials at 8.2% of assets, down from 8.7% a quarter earlier, followed by Technology and Energy.

  • Carroll Financial Associates's largest Q4 2017 buy was DuPont de Nemours: 31,101 shares worth $5.61M.
  • Carroll Financial Associates added most to Knowledge Leaders Developed World ETF in Q4 2017, an estimated $11.3M increase.
  • Carroll Financial Associates's biggest Q4 2017 reduction was Global X MLP & Energy Infrastructure ETF, cutting an estimated $4.29M.
  • Carroll Financial Associates fully exited Park Sterling Corp. in Q4 2017, selling an estimated $7.84M.
  • Carroll Financial Associates's ten largest holdings make up 49% of its $914M portfolio in Q4 2017.
  • Carroll Financial Associates opened 82 new positions and closed 50 in Q4 2017.
  • Carroll Financial Associates's portfolio value rose 4.2% quarter-over-quarter to $914M.

Based on Carroll Financial Associates's 13F filing for Q4 2017, filed 18 Jan 2018.