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CFA

Carroll Financial Associates Portfolio holdings

AUM $1.88B
1-Year Est. Return 20.52%
This Fund
S&P 500
This Quarter Est. Return
+3.57%
1 Year Est. Return
+20.52%
3 Year Est. Return
+80.57%
5 Year Est. Return
+102.34%
10 Year Est. Return
–
AUM
$878M
AUM Growth
+$50.8M
Cap. Flow
+$12.8M
Cap. Flow %
1.46%
Top 10 Hldgs %
47.08%
Holding
1,346
New
83
Increased
259
Reduced
310
Closed
70

Top Buys

Rank Stock Value
1
DGRW icon
WisdomTree Trust WisdomTree US Quality Dividend Growth Fund
DGRW
+$13.1M
2
KLDW
Knowledge Leaders Developed World ETF
KLDW
+$11.3M
3
MNA icon
IQ ARB Merger Arbitrage ETF
MNA
+$6.91M
4
USMV icon
iShares MSCI USA Min Vol Factor ETF
USMV
+$5.07M
5
RTX icon
RTX Corp
RTX
+$4.07M

Top Sells

Rank Stock Value
1
MTUM icon
iShares MSCI USA Momentum Factor ETF
MTUM
+$14.9M
2
DD icon
DuPont de Nemours
DD
+$7.88M
3
XIVH
VelocityShares VIX Short Volatility Hedged ETN
XIVH
+$3.8M
4
DD
Du Pont De Nemours E I
DD
+$1.5M
5
SLYV icon
State Street SPDR S&P 600 Small Cap Value ETF
SLYV
+$1.33M

Sector Composition

Rank Sector Weight
1 Financials 8.75%
2 Technology 5.53%
3 Healthcare 3.99%
4 Energy 3.84%
5 Industrials 3.2%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
BGC icon
426
BGC Group
BGC
$4.97B
$70K 0.01%
7,024
-746
-10% -$6.23K
FIS icon
427
Fidelity National Information Services
FIS
$22.1B
$69K 0.01%
736
– –
OLLI icon
428
Ollie's Bargain Outlet
OLLI
$4.71B
$69K 0.01%
+1,501
New +$66.3K
SJM icon
429
J.M. Smucker
SJM
$12.7B
$69K 0.01%
657
+24
+4% +$2.74K
VO icon
430
Vanguard Morningstar Mid-Cap ETF
VO
$108B
$69K 0.01%
1,860
-5,080
-73% -$183K
AGN
431
DELISTED
Allergan plc
AGN
$69K 0.01%
331
– –
DLR icon
432
Digital Realty Trust
DLR
$71.3B
$68K 0.01%
578
– –
EL icon
433
Estee Lauder
EL
$30.9B
$68K 0.01%
621
– –
ELV icon
434
Elevance Health
ELV
$84.9B
$68K 0.01%
356
– –
SU icon
435
Suncor Energy
SU
$72.4B
$68K 0.01%
1,967
+95
+5% +$3.03K
COF icon
436
Capital One
COF
$135B
$67K 0.01%
776
+6
+0.8% +$495
MKC icon
437
McCormick & Company Non-Voting
MKC
$14.1B
$67K 0.01%
1,374
+74
+6% +$3.57K
EXC icon
438
Exelon
EXC
$46.7B
$66K 0.01%
2,431
-280
-10% -$7.49K
SEP
439
DELISTED
Spectra Engy Parters Lp
SEP
$66K 0.01%
1,457
-600
-29% -$26.6K
BIDU icon
440
Baidu
BIDU
$37.1B
$65K 0.01%
267
-32
-11% -$6.98K
DBEU icon
441
Xtrackers MSCI Europe Hedged Equity ETF
DBEU
$782M
$65K 0.01%
2,292
– –
ITM icon
442
VanEck Intermediate Muni ETF
ITM
$2.15B
$65K 0.01%
1,365
– –
AWK icon
443
American Water Works
AWK
$26.8B
$64K 0.01%
775
-485
-38% -$39.3K
CMBS icon
444
iShares CMBS ETF
CMBS
$474M
$64K 0.01%
1,258
– –
MS icon
445
Morgan Stanley
MS
$336B
$64K 0.01%
1,296
+221
+21% +$10.3K
MTD icon
446
Mettler-Toledo International
MTD
$28.5B
$64K 0.01%
100
– –
NOC icon
447
Northrop Grumman
NOC
$80.7B
$64K 0.01%
222
+53
+31% +$14.3K
TROW icon
448
T. Rowe Price
TROW
$24.2B
$64K 0.01%
700
-100
-13% -$8.27K
VB icon
449
Vanguard Morningstar Small-Cap ETF
VB
$81.3B
$64K 0.01%
453
+10
+2% +$1.36K
XYL icon
450
Xylem
XYL
$28.2B
$64K 0.01%
1,000
-200
-17% -$12K
16 17
18
19 20

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RFA
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Carroll Financial Associates's Q3 2017 Portfolio in Review

As of Q3 2017, Carroll Financial Associates held 1,346 positions worth $878M, up 6.1% from $827M the previous quarter. Its ten largest holdings account for 47% of the portfolio.

Carroll Financial Associates's Q3 2017 filing shows 83 new, 259 increased, 310 reduced and 70 closed positions. Its largest new stake was Invesco S&P SmallCap 600 Revenue ETF: 85,920 shares worth $1.98M. The largest sale was iShares MSCI USA Momentum Factor ETF, an estimated $14.9M.

By sector, the portfolio is most concentrated in Financials at 8.7% of assets, down from 8.9% a quarter earlier, followed by Technology and Healthcare.

  • Carroll Financial Associates's largest Q3 2017 buy was Invesco S&P SmallCap 600 Revenue ETF: 85,920 shares worth $1.98M.
  • Carroll Financial Associates added most to WisdomTree Trust WisdomTree US Quality Dividend Growth Fund in Q3 2017, an estimated $13.1M increase.
  • Carroll Financial Associates's biggest Q3 2017 reduction was iShares MSCI USA Momentum Factor ETF, cutting an estimated $14.9M.
  • Carroll Financial Associates fully exited DuPont de Nemours in Q3 2017, selling an estimated $7.88M.
  • Carroll Financial Associates's ten largest holdings make up 47% of its $878M portfolio in Q3 2017.
  • Carroll Financial Associates opened 83 new positions and closed 70 in Q3 2017.
  • Carroll Financial Associates's portfolio value rose 6.1% quarter-over-quarter to $878M.

Based on Carroll Financial Associates's 13F filing for Q3 2017, filed 25 Oct 2017.