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CFA

Carroll Financial Associates Portfolio holdings

AUM $1.88B
1-Year Est. Return 20.52%
This Fund
S&P 500
This Quarter Est. Return
+2.38%
1 Year Est. Return
+20.52%
3 Year Est. Return
+79.91%
5 Year Est. Return
+101.11%
10 Year Est. Return
–
AUM
$827M
AUM Growth
+$42.3M
Cap. Flow
+$25.7M
Cap. Flow %
3.1%
Top 10 Hldgs %
45.51%
Holding
1,313
New
57
Increased
248
Reduced
337
Closed
49

Top Buys

Rank Stock Value
1
DGRW icon
WisdomTree Trust WisdomTree US Quality Dividend Growth Fund
DGRW
+$4.67M
2
XIVH
VelocityShares VIX Short Volatility Hedged ETN
XIVH
+$3.63M
3
KLDW
Knowledge Leaders Developed World ETF
KLDW
+$3.12M
4
PRF icon
Invesco FTSE RAFI US 1000 ETF
PRF
+$1.73M
5
JPIN icon
JPMorgan Diversified Return International Equity ETF
JPIN
+$1.51M

Top Sells

Rank Stock Value
1
MLPX icon
Global X MLP & Energy Infrastructure ETF
MLPX
+$4.71M
2
RWO icon
State Street SPDR Dow Jones Global Real Estate ETF
RWO
+$1.05M
3
BNCN
BNC Bancorp
BNCN
+$956K
4
LOB icon
Live Oak Bancshares
LOB
+$845K
5
TREE icon
LendingTree
TREE
+$677K

Sector Composition

Rank Sector Weight
1 Financials 8.93%
2 Technology 5.5%
3 Healthcare 4.12%
4 Energy 3.96%
5 Consumer Staples 3.15%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
FBNC icon
426
First Bancorp
FBNC
$2.71B
$71K 0.01%
2,297
+6
+0.3% +$177
FDN icon
427
First Trust Dow Jones Internet Index Fund ETF
FDN
$5.43B
$71K 0.01%
751
-21
-3% -$1.95K
GOOD
428
Gladstone Commercial Corp
GOOD
$608M
$71K 0.01%
+3,300
New +$70.5K
RIO icon
429
Rio Tinto
RIO
$161B
$71K 0.01%
1,700
-150
-8% -$6.01K
AAP icon
430
Advance Auto Parts
AAP
$3.55B
$69K 0.01%
600
– –
BSX icon
431
Boston Scientific
BSX
$71.1B
$69K 0.01%
2,500
– –
CMS icon
432
CMS Energy
CMS
$22.5B
$69K 0.01%
1,500
-119
-7% -$5.5K
EXC icon
433
Exelon
EXC
$47.2B
$69K 0.01%
2,711
-436
-14% -$11.1K
TAP icon
434
Molson Coors Class B
TAP
$7.93B
$69K 0.01%
806
+1
+0.1% +$93
OAK
435
DELISTED
OAKTREE CAPITAL GROUP, LLC
OAK
$69K 0.01%
1,500
– –
ELV icon
436
Elevance Health
ELV
$82B
$66K 0.01%
356
– –
PFG icon
437
Principal Financial Group
PFG
$24.7B
$66K 0.01%
1,043
+66
+7% +$4.19K
XYL icon
438
Xylem
XYL
$28.5B
$66K 0.01%
1,200
-220
-15% -$11.5K
LSI
439
DELISTED
Life Storage, Inc.
LSI
$66K 0.01%
1,350
– –
CRM icon
440
Salesforce
CRM
$156B
$65K 0.01%
760
– –
DLR icon
441
Digital Realty Trust
DLR
$71.7B
$65K 0.01%
578
+121
+26% +$13.8K
DXC icon
442
DXC Technology
DXC
$1.76B
$65K 0.01%
+994
New +$66K
ITM icon
443
VanEck Intermediate Muni ETF
ITM
$2.14B
$65K 0.01%
1,365
– –
MCR
444
DELISTED
MFS Charter Income Trust
MCR
$65K 0.01%
7,578
– –
WM icon
445
Waste Management
WM
$90B
$65K 0.01%
891
+187
+27% +$13.6K
CAG icon
446
Conagra Brands
CAG
$7.18B
$64K 0.01%
1,803
+328
+22% +$12.7K
CMBS icon
447
iShares CMBS ETF
CMBS
$473M
$64K 0.01%
1,258
– –
TFCF
448
DELISTED
Twenty-First Century Fox, Inc. Class B
TFCF
$64K 0.01%
2,300
-41
-2% -$1.16K
BGC icon
449
BGC Group
BGC
$5.25B
$63K 0.01%
7,770
+31
+0.4% +$232
COF icon
450
Capital One
COF
$136B
$63K 0.01%
770
-15
-2% -$1.22K
16 17
18
19 20

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TU
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NFG
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6M
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RFA
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CCT
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CC
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RM
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Carroll Financial Associates's Q2 2017 Portfolio in Review

As of Q2 2017, Carroll Financial Associates held 1,313 positions worth $827M, up 5.4% from $785M the previous quarter. Its ten largest holdings account for 46% of the portfolio.

Carroll Financial Associates deployed $25.7M of net new capital in Q2 2017, opening 57 new positions and adding to 248 existing holdings. Its largest new stake was VelocityShares VIX Short Volatility Hedged ETN: 69,554 shares worth $3.85M.

By sector, the portfolio is most concentrated in Financials at 8.9% of assets, down from 9.1% a quarter earlier, followed by Technology and Healthcare.

On the sell side, the largest reduction was Global X MLP & Energy Infrastructure ETF, an estimated $4.71M trimmed.

  • Carroll Financial Associates's largest Q2 2017 buy was VelocityShares VIX Short Volatility Hedged ETN: 69,554 shares worth $3.85M.
  • Carroll Financial Associates added most to WisdomTree Trust WisdomTree US Quality Dividend Growth Fund in Q2 2017, an estimated $4.67M increase.
  • Carroll Financial Associates's biggest Q2 2017 reduction was Global X MLP & Energy Infrastructure ETF, cutting an estimated $4.71M.
  • Carroll Financial Associates fully exited BNC Bancorp in Q2 2017, selling an estimated $956K.
  • Carroll Financial Associates's ten largest holdings make up 46% of its $827M portfolio in Q2 2017.
  • Carroll Financial Associates opened 57 new positions and closed 49 in Q2 2017.
  • Carroll Financial Associates's portfolio value rose 5.4% quarter-over-quarter to $827M.

Based on Carroll Financial Associates's 13F filing for Q2 2017, filed 25 Jul 2017.