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CFA

Carroll Financial Associates Portfolio holdings

AUM $1.88B
1-Year Est. Return 20.52%
This Fund
S&P 500
This Quarter Est. Return
+5.36%
1 Year Est. Return
+20.52%
3 Year Est. Return
+80.57%
5 Year Est. Return
+102.34%
10 Year Est. Return
–
AUM
$785M
AUM Growth
+$84M
Cap. Flow
+$49.3M
Cap. Flow %
6.28%
Top 10 Hldgs %
45.22%
Holding
1,307
New
75
Increased
250
Reduced
239
Closed
52

Top Buys

Rank Stock Value
1
ENB icon
Enbridge
ENB
+$5.57M
2
PRF icon
Invesco FTSE RAFI US 1000 ETF
PRF
+$5.52M
3
EEMV icon
iShares MSCI Emerging Markets Min Vol Factor ETF
EEMV
+$5.48M
4
DGRW icon
WisdomTree Trust WisdomTree US Quality Dividend Growth Fund
DGRW
+$4.65M
5
AXP icon
American Express
AXP
+$3.41M

Top Sells

Rank Stock Value
1
HSCZ icon
iShares Currency Hedged MSCI EAFE Small-Cap ETF
HSCZ
+$5.59M
2
SE
Spectra Energy Corp Wi
SE
+$3.64M
3
PDN icon
Invesco FTSE RAFI Developed Markets ex-US Small-Mid ETF
PDN
+$1.34M
4
VIIX
VelocityShares VIX Short Term ETN
VIIX
+$779K
5
LOB icon
Live Oak Bancshares
LOB
+$752K

Sector Composition

Rank Sector Weight
1 Financials 9.12%
2 Technology 5.75%
3 Energy 4.37%
4 Healthcare 4.06%
5 Industrials 3.29%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
OAK
426
DELISTED
OAKTREE CAPITAL GROUP, LLC
OAK
$67K 0.01%
1,500
-1,000
-40% -$43.6K
MCR
427
DELISTED
MFS Charter Income Trust
MCR
$65K 0.01%
7,578
– –
SAP icon
428
SAP
SAP
$236B
$65K 0.01%
670
+61
+10% +$5.67K
CMBS icon
429
iShares CMBS ETF
CMBS
$474M
$64K 0.01%
+1,258
New +$64.3K
ITM icon
430
VanEck Intermediate Muni ETF
ITM
$2.15B
$63K 0.01%
1,365
– –
MKC icon
431
McCormick & Company Non-Voting
MKC
$14.1B
$63K 0.01%
1,300
– –
BSX icon
432
Boston Scientific
BSX
$71.9B
$62K 0.01%
2,500
– –
CRM icon
433
Salesforce
CRM
$157B
$62K 0.01%
760
– –
DBEU icon
434
Xtrackers MSCI Europe Hedged Equity ETF
DBEU
$787M
$62K 0.01%
2,292
-2,000
-47% -$52.3K
IP icon
435
International Paper
IP
$21.6B
$62K 0.01%
1,290
+337
+35% +$16.9K
PLPC icon
436
Preformed Line Products
PLPC
$2.25B
$62K 0.01%
1,200
– –
SNY icon
437
Sanofi
SNY
$105B
$62K 0.01%
1,374
– –
CART
438
DELISTED
Carolina Trust BancShares
CART
$62K 0.01%
7,925
– –
PFG icon
439
Principal Financial Group
PFG
$24.5B
$61K 0.01%
977
-62
-6% -$3.78K
BLK icon
440
Blackrock
BLK
$176B
$59K 0.01%
154
– –
CAG icon
441
Conagra Brands
CAG
$7.14B
$59K 0.01%
1,475
+179
+14% +$7.14K
CEF icon
442
Sprott Physical Gold and Silver Trust
CEF
$8.05B
$59K 0.01%
4,656
– –
DNP icon
443
DNP Select Income Fund
DNP
$4.06B
$59K 0.01%
5,489
+3,489
+174% +$37.1K
FDL icon
444
First Trust Morningstar Dividend Leaders Index Fund
FDL
$7.77B
$59K 0.01%
2,055
– –
FIS icon
445
Fidelity National Information Services
FIS
$22B
$59K 0.01%
752
-8
-1% -$643
UUP icon
446
Invesco DB US Dollar Index Bullish Fund
UUP
$423M
$59K 0.01%
2,300
– –
ELV icon
447
Elevance Health
ELV
$84.5B
$58K 0.01%
356
– –
LCTX icon
448
Lineage Cell Therapeutics
LCTX
$279M
$58K 0.01%
19,431
– –
SU icon
449
Suncor Energy
SU
$70.6B
$58K 0.01%
1,908
+62
+3% +$1.95K
AVGO icon
450
Broadcom
AVGO
$2.02T
$57K 0.01%
2,620
+1,300
+98% +$26.8K
16 17
18
19 20

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Carroll Financial Associates's Q1 2017 Portfolio in Review

As of Q1 2017, Carroll Financial Associates held 1,307 positions worth $785M, up 12% from $701M the previous quarter. Its ten largest holdings account for 45% of the portfolio.

Carroll Financial Associates deployed $49.3M of net new capital in Q1 2017, opening 75 new positions and adding to 250 existing holdings. Its largest new stake was Enbridge: 131,920 shares worth $5.52M.

By sector, the portfolio is most concentrated in Financials at 9.1% of assets, down from 9.5% a quarter earlier, followed by Technology and Energy.

On the sell side, the largest reduction was iShares Currency Hedged MSCI EAFE Small-Cap ETF, an estimated $5.59M trimmed.

  • Carroll Financial Associates's largest Q1 2017 buy was Enbridge: 131,920 shares worth $5.52M.
  • Carroll Financial Associates added most to Invesco FTSE RAFI US 1000 ETF in Q1 2017, an estimated $5.52M increase.
  • Carroll Financial Associates's biggest Q1 2017 reduction was iShares Currency Hedged MSCI EAFE Small-Cap ETF, cutting an estimated $5.59M.
  • Carroll Financial Associates fully exited Spectra Energy Corp Wi in Q1 2017, selling an estimated $3.64M.
  • Carroll Financial Associates's ten largest holdings make up 45% of its $785M portfolio in Q1 2017.
  • Carroll Financial Associates opened 75 new positions and closed 52 in Q1 2017.
  • Carroll Financial Associates's portfolio value rose 12% quarter-over-quarter to $785M.

Based on Carroll Financial Associates's 13F filing for Q1 2017, filed 11 Apr 2017.