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CFA

Carroll Financial Associates Portfolio holdings

AUM $1.88B
1-Year Est. Return 20.52%
This Fund
S&P 500
This Quarter Est. Return
+3.88%
1 Year Est. Return
+20.52%
3 Year Est. Return
+80.57%
5 Year Est. Return
+102.34%
10 Year Est. Return
–
AUM
$701M
AUM Growth
+$34.8M
Cap. Flow
+$12.6M
Cap. Flow %
1.79%
Top 10 Hldgs %
45.65%
Holding
1,296
New
50
Increased
228
Reduced
255
Closed
65

Top Buys

Rank Stock Value
1
DGRW icon
WisdomTree Trust WisdomTree US Quality Dividend Growth Fund
DGRW
+$5.71M
2
PRF icon
Invesco FTSE RAFI US 1000 ETF
PRF
+$4.33M
3
KLDW
Knowledge Leaders Developed World ETF
KLDW
+$4M
4
DBEF icon
Xtrackers MSCI EAFE Hedged Equity ETF
DBEF
+$3.71M
5
IVV icon
iShares Core S&P 500 ETF
IVV
+$1.58M

Top Sells

Rank Stock Value
1
PSTB
Park Sterling Corp.
PSTB
+$2.87M
2
DBEU icon
Xtrackers MSCI Europe Hedged Equity ETF
DBEU
+$2.52M
3
PNY
PIEDMONT NATURAL GAS CO INC(NC
PNY
+$2.34M
4
GSLC icon
Goldman Sachs ActiveBeta US Large Cap Equity ETF
GSLC
+$1.12M
5
USMV icon
iShares MSCI USA Min Vol Factor ETF
USMV
+$842K

Sector Composition

Rank Sector Weight
1 Financials 9.48%
2 Technology 5.84%
3 Energy 4.14%
4 Healthcare 3.95%
5 Industrials 3.63%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
CHTR icon
426
Charter Communications
CHTR
$18.2B
$61K 0.01%
214
-130
-38% -$35K
LCTX icon
427
Lineage Cell Therapeutics
LCTX
$278M
$61K 0.01%
19,431
– –
MKC icon
428
McCormick & Company Non-Voting
MKC
$14.2B
$60K 0.01%
1,300
– –
PFG icon
429
Principal Financial Group
PFG
$24.3B
$60K 0.01%
1,039
– –
SU icon
430
Suncor Energy
SU
$70.3B
$60K 0.01%
1,846
+344
+23% +$10.5K
UUP icon
431
Invesco DB US Dollar Index Bullish Fund
UUP
$422M
$60K 0.01%
2,300
-700
-23% -$18.1K
YORW icon
432
York Water
YORW
$514M
$60K 0.01%
1,575
– –
FDN icon
433
First Trust Dow Jones Internet Index Fund ETF
FDN
$5.45B
$59K 0.01%
751
– –
FMC icon
434
FMC
FMC
$1.33B
$59K 0.01%
1,219
– –
FULT icon
435
Fulton Financial
FULT
$4.64B
$59K 0.01%
3,166
-1,000
-24% -$16.8K
YDKN
436
DELISTED
Yadkin Financial Corporation
YDKN
$59K 0.01%
1,734
– –
BBDC icon
437
Barings BDC
BBDC
$965M
$58K 0.01%
3,200
– –
BLK icon
438
Blackrock
BLK
$176B
$58K 0.01%
154
+24
+18% +$8.8K
SPGI icon
439
S&P Global
SPGI
$120B
$58K 0.01%
542
-184
-25% -$22K
FDL icon
440
First Trust Morningstar Dividend Leaders Index Fund
FDL
$7.82B
$57K 0.01%
2,055
+1,145
+126% +$31.1K
FIS icon
441
Fidelity National Information Services
FIS
$22.1B
$57K 0.01%
760
– –
CPB icon
442
Campbell Soup
CPB
$6.87B
$56K 0.01%
930
– –
MKL icon
443
Markel Group
MKL
$23.2B
$56K 0.01%
62
– –
SNY icon
444
Sanofi
SNY
$104B
$55K 0.01%
1,374
+310
+29% +$12.2K
KNL
445
DELISTED
Knoll, Inc.
KNL
$55K 0.01%
2,000
– –
BIDU icon
446
Baidu
BIDU
$37.2B
$54K 0.01%
331
– –
BSX icon
447
Boston Scientific
BSX
$71.5B
$54K 0.01%
2,500
– –
CEF icon
448
Sprott Physical Gold and Silver Trust
CEF
$8.06B
$53K 0.01%
4,656
– –
DOC icon
449
Healthpeak Properties
DOC
$14.8B
$53K 0.01%
1,800
-303
-14% -$9.24K
DVN icon
450
Devon Energy
DVN
$47.3B
$53K 0.01%
1,171
-80
-6% -$3.53K
16 17
18
19 20

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NFG
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6M
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RFA
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CCT
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RM
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Carroll Financial Associates's Q4 2016 Portfolio in Review

As of Q4 2016, Carroll Financial Associates held 1,296 positions worth $701M, up 5.2% from $666M the previous quarter. Its ten largest holdings account for 46% of the portfolio.

Carroll Financial Associates's Q4 2016 filing shows 50 new, 228 increased, 255 reduced and 65 closed positions. Its largest new stake was VelocityShares VIX Short Term ETN: 3,616 shares worth $779K. The largest sale was Park Sterling Corp., an estimated $2.87M.

By sector, the portfolio is most concentrated in Financials at 9.5% of assets, up from 8.9% a quarter earlier, followed by Technology and Energy.

  • Carroll Financial Associates's largest Q4 2016 buy was VelocityShares VIX Short Term ETN: 3,616 shares worth $779K.
  • Carroll Financial Associates added most to WisdomTree Trust WisdomTree US Quality Dividend Growth Fund in Q4 2016, an estimated $5.71M increase.
  • Carroll Financial Associates's biggest Q4 2016 reduction was Park Sterling Corp., cutting an estimated $2.87M.
  • Carroll Financial Associates fully exited PIEDMONT NATURAL GAS CO INC(NC in Q4 2016, selling an estimated $2.34M.
  • Carroll Financial Associates's ten largest holdings make up 46% of its $701M portfolio in Q4 2016.
  • Carroll Financial Associates opened 50 new positions and closed 65 in Q4 2016.
  • Carroll Financial Associates's portfolio value rose 5.2% quarter-over-quarter to $701M.

Based on Carroll Financial Associates's 13F filing for Q4 2016, filed 11 Jan 2017.