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CFA

Carroll Financial Associates Portfolio holdings

AUM $1.88B
1-Year Est. Return 20.52%
This Fund
S&P 500
This Quarter Est. Return
+2.16%
1 Year Est. Return
+20.52%
3 Year Est. Return
+80.57%
5 Year Est. Return
+102.34%
10 Year Est. Return
–
AUM
$538M
AUM Growth
+$58M
Cap. Flow
+$46.6M
Cap. Flow %
8.66%
Top 10 Hldgs %
44.15%
Holding
1,319
New
136
Increased
373
Reduced
192
Closed
80

Top Buys

Rank Stock Value
1
GSLC icon
Goldman Sachs ActiveBeta US Large Cap Equity ETF
GSLC
+$11M
2
PRF icon
Invesco FTSE RAFI US 1000 ETF
PRF
+$8.68M
3
SCIU
Global X Scientific Beta US ETF
SCIU
+$7.1M
4
USMV icon
iShares MSCI USA Min Vol Factor ETF
USMV
+$6.75M
5
MTUM icon
iShares MSCI USA Momentum Factor ETF
MTUM
+$2.99M

Top Sells

Rank Stock Value
1
PHDG icon
Invesco S&P 500 Downside Hedged ETF
PHDG
+$8.16M
2
SE
Spectra Energy Corp Wi
SE
+$3.04M
3
MLPX icon
Global X MLP & Energy Infrastructure ETF
MLPX
+$1.14M
4
PKW icon
Invesco BuyBack Achievers ETF
PKW
+$765K
5
GPT
Gramercy Property Trust
GPT
+$611K

Sector Composition

Rank Sector Weight
1 Financials 9.82%
2 Technology 6.79%
3 Energy 4.95%
4 Consumer Staples 4.87%
5 Industrials 4.6%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
COL
426
DELISTED
Rockwell Collins
COL
$51K 0.01%
554
– –
ATO icon
427
Atmos Energy
ATO
$28.8B
$50K 0.01%
674
-150
-18% -$10.3K
HES
428
DELISTED
Hess
HES
$50K 0.01%
952
+850
+833% +$37.6K
MEAR icon
429
BlackRock Short Maturity Municipal Bond ETF
MEAR
$1.37B
$50K 0.01%
+1,000
New +$50.1K
MKL icon
430
Markel Group
MKL
$23.2B
$50K 0.01%
57
-31
-35% -$26.6K
DON icon
431
WisdomTree US MidCap Dividend Fund
DON
$4.09B
$49K 0.01%
1,725
-225
-12% -$5.94K
WBA
432
DELISTED
Walgreens Boots Alliance
WBA
$49K 0.01%
585
– –
EQAL icon
433
Invesco Russell 1000 Equal Weight ETF
EQAL
$838M
$48K 0.01%
2,000
– –
LCTX icon
434
Lineage Cell Therapeutics
LCTX
$278M
$48K 0.01%
19,431
-1,632
-8% -$3.64K
WAT icon
435
Waters Corp
WAT
$39.9B
$48K 0.01%
365
– –
YORW icon
436
York Water
YORW
$514M
$48K 0.01%
1,575
– –
VIAB
437
DELISTED
Viacom Inc. Class B
VIAB
$48K 0.01%
1,176
+525
+81% +$20.9K
HDLS
438
DELISTED
WisdomTree International Hedged SmallCap Dividend Fund
HDLS
$48K 0.01%
2,120
+869
+69% +$19K
BABA icon
439
Alibaba
BABA
$308B
$47K 0.01%
600
+50
+9% +$3.52K
BSX icon
440
Boston Scientific
BSX
$71.5B
$47K 0.01%
+2,500
New +$43.9K
FWONK icon
441
Liberty Media Series C
FWONK
$25.8B
$47K 0.01%
1,756
-558
-24% -$13.9K
TSM icon
442
TSMC
TSM
$2.18T
$47K 0.01%
1,802
-568
-24% -$13.3K
APH icon
443
Amphenol
APH
$209B
$46K 0.01%
3,236
– –
MRSH
444
Marsh
MRSH
$91.5B
$46K 0.01%
762
+362
+91% +$20.3K
DG icon
445
Dollar General
DG
$27.9B
$45K 0.01%
534
+6
+1% +$454
BGC icon
446
BGC Group
BGC
$4.89B
$44K 0.01%
7,607
+29
+0.4% +$167
CTSH icon
447
Cognizant
CTSH
$26B
$44K 0.01%
702
+255
+57% +$14.8K
DOC icon
448
Healthpeak Properties
DOC
$14.8B
$44K 0.01%
1,497
-35
-2% -$1.05K
IP icon
449
International Paper
IP
$22B
$44K 0.01%
1,149
+297
+35% +$10.3K
IWM icon
450
iShares Russell 2000 ETF
IWM
$81.9B
$44K 0.01%
403
– –
16 17
18
19 20

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NFG
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6M
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RFA
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CCT
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CC
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RM
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Carroll Financial Associates's Q1 2016 Portfolio in Review

As of Q1 2016, Carroll Financial Associates held 1,319 positions worth $538M, up 12% from $480M the previous quarter. Its ten largest holdings account for 44% of the portfolio.

Carroll Financial Associates deployed $46.6M of net new capital in Q1 2016, opening 136 new positions and adding to 373 existing holdings. Its largest new stake was Knowledge Leaders Developed World ETF: 76,428 shares worth $1.93M.

By sector, the portfolio is most concentrated in Financials at 9.8% of assets, down from 11% a quarter earlier, followed by Technology and Energy.

On the sell side, the largest reduction was Invesco S&P 500 Downside Hedged ETF, an estimated $8.16M trimmed.

  • Carroll Financial Associates's largest Q1 2016 buy was Knowledge Leaders Developed World ETF: 76,428 shares worth $1.93M.
  • Carroll Financial Associates added most to Goldman Sachs ActiveBeta US Large Cap Equity ETF in Q1 2016, an estimated $11M increase.
  • Carroll Financial Associates's biggest Q1 2016 reduction was Invesco S&P 500 Downside Hedged ETF, cutting an estimated $8.16M.
  • Carroll Financial Associates fully exited UBS AG 2XMTHLY LEV LG EXCH TRD ACCESS SEC E-TRACS ALERIAN in Q1 2016, selling an estimated $541K.
  • Carroll Financial Associates's ten largest holdings make up 44% of its $538M portfolio in Q1 2016.
  • Carroll Financial Associates opened 136 new positions and closed 80 in Q1 2016.
  • Carroll Financial Associates's portfolio value rose 12% quarter-over-quarter to $538M.

Based on Carroll Financial Associates's 13F filing for Q1 2016, filed 20 Apr 2016.