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CFA

Carroll Financial Associates Portfolio holdings

AUM $1.88B
1-Year Est. Return 20.52%
This Fund
S&P 500
This Quarter Est. Return
-7.01%
1 Year Est. Return
+20.52%
3 Year Est. Return
+80.57%
5 Year Est. Return
+102.34%
10 Year Est. Return
–
AUM
$451M
AUM Growth
+$4.05M
Cap. Flow
+$19M
Cap. Flow %
4.21%
Top 10 Hldgs %
41.98%
Holding
1,252
New
121
Increased
384
Reduced
193
Closed
84

Top Buys

Rank Stock Value
1
USMV icon
iShares MSCI USA Min Vol Factor ETF
USMV
+$5.52M
2
MNA icon
IQ ARB Merger Arbitrage ETF
MNA
+$2.56M
3
PRF icon
Invesco FTSE RAFI US 1000 ETF
PRF
+$2.18M
4
TREE icon
LendingTree
TREE
+$1.57M
5
DBEF icon
Xtrackers MSCI EAFE Hedged Equity ETF
DBEF
+$1.53M

Top Sells

Rank Stock Value
1
BBRC
Columbia Beyond BRICs ETF
BBRC
+$5.39M
2
PHDG icon
Invesco S&P 500 Downside Hedged ETF
PHDG
+$4.09M
3
OCSL icon
Oaktree Specialty Lending
OCSL
+$1.36M
4
DGRE icon
WisdomTree Trust WisdomTree Emerging Markets Quality Dividend Growth Fund
DGRE
+$861K
5
BAX icon
Baxter International
BAX
+$815K

Sector Composition

Rank Sector Weight
1 Financials 11.5%
2 Technology 7.62%
3 Energy 5.42%
4 Healthcare 5.01%
5 Consumer Staples 4.84%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
NEM icon
426
Newmont
NEM
$119B
$43K 0.01%
2,348
– –
WU icon
427
Western Union
WU
$2.21B
$43K 0.01%
2,300
– –
MNK
428
DELISTED
MALLINCKRODT PUBLIC LIMITED COMPANY
MNK
$43K 0.01%
721
+47
+7% +$4.66K
CART
429
DELISTED
Carolina Trust BancShares
CART
$43K 0.01%
7,500
– –
TSM icon
430
TSMC
TSM
$2.18T
$42K 0.01%
1,929
+313
+19% +$6.57K
XLF icon
431
State Street Financial Select Sector SPDR ETF
XLF
$58.8B
$42K 0.01%
2,070
– –
EOG icon
432
EOG Resources
EOG
$70.7B
$41K 0.01%
495
+2
+0.4% +$155
FBNC icon
433
First Bancorp
FBNC
$2.68B
$41K 0.01%
+2,291
New +$38.8K
AGN
434
DELISTED
Allergan plc
AGN
$41K 0.01%
160
– –
APH icon
435
Amphenol
APH
$209B
$40K 0.01%
3,236
+96
+3% +$1.29K
BGC icon
436
BGC Group
BGC
$4.89B
$40K 0.01%
7,550
+30
+0.4% +$174
DBA icon
437
Invesco DB Agriculture Fund
DBA
$1.23B
$40K 0.01%
1,900
– –
VO icon
438
Vanguard Morningstar Mid-Cap ETF
VO
$109B
$40K 0.01%
1,336
– –
PCL
439
DELISTED
PLUM CREEK TIMBER CO (REIT)
PCL
$40K 0.01%
1,000
+50
+5% +$2K
DFE icon
440
WisdomTree Europe SmallCap Dividend Fund
DFE
$169M
$39K 0.01%
700
– –
IMKTA icon
441
Ingles Markets
IMKTA
$1.67B
$39K 0.01%
800
+200
+33% +$9.84K
AIG icon
442
American International
AIG
$41.3B
$38K 0.01%
635
-89
-12% -$5.44K
BABA icon
443
Alibaba
BABA
$308B
$38K 0.01%
550
+350
+175% +$25.4K
ENFR icon
444
Alerian Energy Infrastructure ETF
ENFR
$511M
$38K 0.01%
+1,802
New +$41.1K
FMC icon
445
FMC
FMC
$1.33B
$38K 0.01%
1,219
– –
NWN icon
446
Northwest Natural Holdings
NWN
$2.12B
$38K 0.01%
800
– –
TTE icon
447
TotalEnergies
TTE
$190B
$38K 0.01%
474,535,973
+183,770,595
+63% +$18.4K
CP icon
448
Canadian Pacific Kansas City
CP
$80.5B
$37K 0.01%
1,250
– –
MA icon
449
Mastercard
MA
$493B
$37K 0.01%
392
-100
-20% -$9.39K
MKC icon
450
McCormick & Company Non-Voting
MKC
$14.2B
$37K 0.01%
900
– –
16 17
18
19 20

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TU
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NFG
Next Financial Group Houston, Texas $1.52B AUM 20.14% 1-Year Est. Return
6M
6 Meridian Wichita, Kansas $1.37B AUM 17.3% 1-Year Est. Return
RFA
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CCT
Country Club Trust Kansas City, Missouri $1.27B AUM 22.67% 1-Year Est. Return
C
ConocoPhillips Houston, Texas $1.12B AUM 103.31% 1-Year Est. Return
CC
Cassaday & Co Mclean, Virginia $1.06B AUM 17.6% 1-Year Est. Return
RM
Resource Management Metairie, Louisiana $970M AUM 28.05% 1-Year Est. Return

Carroll Financial Associates's Q3 2015 Portfolio in Review

As of Q3 2015, Carroll Financial Associates held 1,252 positions worth $451M, up 0.91% from $447M the previous quarter. Its ten largest holdings account for 42% of the portfolio.

Carroll Financial Associates deployed $19M of net new capital in Q3 2015, opening 121 new positions and adding to 384 existing holdings. Its largest new stake was PacWest Bancorp: 21,542 shares worth $926K.

By sector, the portfolio is most concentrated in Financials at 12% of assets, down from 12% a quarter earlier, followed by Technology and Energy.

On the sell side, the largest reduction was Columbia Beyond BRICs ETF, an estimated $5.39M trimmed.

  • Carroll Financial Associates's largest Q3 2015 buy was PacWest Bancorp: 21,542 shares worth $926K.
  • Carroll Financial Associates added most to iShares MSCI USA Min Vol Factor ETF in Q3 2015, an estimated $5.52M increase.
  • Carroll Financial Associates's biggest Q3 2015 reduction was Columbia Beyond BRICs ETF, cutting an estimated $5.39M.
  • Carroll Financial Associates fully exited KRAFT FOODS GROUP INC COM STK (VA) in Q3 2015, selling an estimated $475K.
  • Carroll Financial Associates's ten largest holdings make up 42% of its $451M portfolio in Q3 2015.
  • Carroll Financial Associates opened 121 new positions and closed 84 in Q3 2015.
  • Carroll Financial Associates's portfolio value rose 0.91% quarter-over-quarter to $451M.

Based on Carroll Financial Associates's 13F filing for Q3 2015, filed 28 Oct 2015.