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CFA

Carroll Financial Associates Portfolio holdings

AUM $1.88B
1-Year Est. Return 20.52%
This Fund
S&P 500
This Quarter Est. Return
+3.54%
1 Year Est. Return
+20.52%
3 Year Est. Return
+80.57%
5 Year Est. Return
+102.34%
10 Year Est. Return
–
AUM
$157M
AUM Growth
-$168M
Cap. Flow
-$164M
Cap. Flow %
-104.61%
Top 10 Hldgs %
42.09%
Holding
1,019
New
91
Increased
74
Reduced
321
Closed
254

Top Buys

Rank Stock Value
1
VCSH icon
Vanguard Short-Term Corporate Bond ETF
VCSH
+$1.6M
2
DBEU icon
Xtrackers MSCI Europe Hedged Equity ETF
DBEU
+$1.41M
3
IOO icon
iShares Global 100 ETF
IOO
+$439K
4
STLA icon
Stellantis
STLA
+$431K
5
XLE icon
State Street Energy Select Sector SPDR ETF
XLE
+$345K

Top Sells

Rank Stock Value
1
USMV icon
iShares MSCI USA Min Vol Factor ETF
USMV
+$17.6M
2
XOM icon
ExxonMobil
XOM
+$10.1M
3
PHDG icon
Invesco S&P 500 Downside Hedged ETF
PHDG
+$7.12M
4
AMJ
JP Morgan Alerian MLP Index ETN 5/24/24
AMJ
+$6.99M
5
MSFT icon
Microsoft
MSFT
+$6.81M

Sector Composition

Rank Sector Weight
1 Technology 9.35%
2 Financials 8.48%
3 Energy 6.48%
4 Healthcare 6.38%
5 Consumer Staples 5.72%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
IWD icon
426
iShares Russell 1000 Value ETF
IWD
$83.7B
$15K 0.01%
+147
New +$15K
IWM icon
427
iShares Russell 2000 ETF
IWM
$83B
$15K 0.01%
129
-109
-46% -$12.5K
IYR icon
428
iShares US Real Estate ETF
IYR
$4.65B
$15K 0.01%
178
– –
MCHP icon
429
Microchip Technology
MCHP
$46B
$15K 0.01%
668
– –
MDU icon
430
MDU Resources
MDU
$4.32B
$15K 0.01%
1,775
– –
NVAX icon
431
Novavax
NVAX
$1.31B
$15K 0.01%
+100
New +$10.5K
PARA
432
DELISTED
Paramount Global Class B
PARA
$15K 0.01%
272
-596
-69% -$31.7K
STX icon
433
Seagate
STX
$184B
$15K 0.01%
250
-245
-49% -$15.2K
TRP icon
434
TC Energy
TRP
$65.9B
$15K 0.01%
311
– –
VCIT icon
435
Vanguard Intermediate-Term Corporate Bond ETF
VCIT
$66.3B
$15K 0.01%
+171
New +$14.8K
CL icon
436
Colgate-Palmolive
CL
$74.4B
$14K 0.01%
200
– –
EMN icon
437
Eastman Chemical
EMN
$8.42B
$14K 0.01%
200
-530
-73% -$41.9K
IYM icon
438
iShares US Basic Materials ETF
IYM
$1.25B
$14K 0.01%
165
– –
KRG icon
439
Kite Realty
KRG
$5.36B
$14K 0.01%
469
– –
LBRDK icon
440
Liberty Broadband Class C
LBRDK
$5.15B
$14K 0.01%
+293
New +$14.4K
PSMT icon
441
Pricesmart
PSMT
$5.46B
$14K 0.01%
160
– –
SHW icon
442
Sherwin-Williams
SHW
$89.8B
$14K 0.01%
150
-1,443
-91% -$114K
SNY icon
443
Sanofi
SNY
$104B
$14K 0.01%
300
-511
-63% -$24.8K
UAL icon
444
United Airlines
UAL
$42.1B
$14K 0.01%
200
-155
-44% -$8.58K
VMC icon
445
Vulcan Materials
VMC
$36.9B
$14K 0.01%
200
-500
-71% -$31.6K
XLP icon
446
State Street Consumer Staples Select Sector SPDR ETF
XLP
$14.9B
$14K 0.01%
291
+50
+21% +$2.37K
OMCC
447
DELISTED
Old Market Capital Corp
OMCC
$14K 0.01%
992
– –
MRO
448
DELISTED
Marathon Oil Corporation
MRO
$14K 0.01%
483
-14
-3% -$445
AIG icon
449
American International
AIG
$41.3B
$13K 0.01%
260
-822
-76% -$44.1K
BGT icon
450
BlackRock Floating Rate Income Trust
BGT
$325M
$13K 0.01%
1,013
– –
16 17
18
19 20

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6M
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RFA
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CCT
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RM
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Carroll Financial Associates's Q4 2014 Portfolio in Review

As of Q4 2014, Carroll Financial Associates held 1,019 positions worth $157M, down 52% from $324M the previous quarter. Its ten largest holdings account for 42% of the portfolio.

Carroll Financial Associates withdrew a net $164M in Q4 2014, closing 254 positions and reducing 321 holdings. Its most notable exit was Park Sterling Corp., an estimated $5.22M position sold in full.

By sector, the portfolio is most concentrated in Technology at 9.3% of assets, down from 10% a quarter earlier, followed by Financials and Energy.

Against the trend, Carroll Financial Associates opened a new position in Stellantis worth $535K.

  • Carroll Financial Associates's largest Q4 2014 buy was Stellantis: 58,143 shares worth $535K.
  • Carroll Financial Associates added most to Vanguard Short-Term Corporate Bond ETF in Q4 2014, an estimated $1.6M increase.
  • Carroll Financial Associates's biggest Q4 2014 reduction was iShares MSCI USA Min Vol Factor ETF, cutting an estimated $17.6M.
  • Carroll Financial Associates fully exited Park Sterling Corp. in Q4 2014, selling an estimated $5.22M.
  • Carroll Financial Associates's ten largest holdings make up 42% of its $157M portfolio in Q4 2014.
  • Carroll Financial Associates opened 91 new positions and closed 254 in Q4 2014.
  • Carroll Financial Associates's portfolio value fell 52% quarter-over-quarter to $157M.

Based on Carroll Financial Associates's 13F filing for Q4 2014, filed 9 Feb 2015.