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CFA

Carroll Financial Associates Portfolio holdings

AUM $1.88B
1-Year Est. Return 20.52%
This Fund
S&P 500
This Quarter Est. Return
+4.72%
1 Year Est. Return
+20.52%
3 Year Est. Return
+80.57%
5 Year Est. Return
+102.34%
10 Year Est. Return
–
AUM
$357M
AUM Growth
+$52.6M
Cap. Flow
+$37.9M
Cap. Flow %
10.59%
Top 10 Hldgs %
39.42%
Holding
1,010
New
87
Increased
263
Reduced
66
Closed
35

Top Buys

Rank Stock Value
1
USMV icon
iShares MSCI USA Min Vol Factor ETF
USMV
+$4.91M
2
PRF icon
Invesco FTSE RAFI US 1000 ETF
PRF
+$2.93M
3
FMLP
UBS AG LONDON BRH ETRACS WELLS FARGO MLP EX-ENERGY ETN
FMLP
+$1.58M
4
HRL icon
Hormel Foods
HRL
+$1.55M
5
DD icon
DuPont de Nemours
DD
+$1.55M

Top Sells

Rank Stock Value
1
BSJF
GUGGENGEIM BULLETSHARES 2015 HIGH YIELD CORPORATE BOND ETF
BSJF
+$732K
2
WMB icon
Williams Companies
WMB
+$490K
3
PEBK icon
Peoples Bancorp of North Carolina
PEBK
+$388K
4
JNJ icon
Johnson & Johnson
JNJ
+$354K
5
RIO icon
Rio Tinto
RIO
+$148K

Sector Composition

Rank Sector Weight
1 Financials 12.14%
2 Technology 9.32%
3 Energy 9.11%
4 Healthcare 5.76%
5 Industrials 4.68%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
HUM icon
426
Humana
HUM
$45.8B
$26K 0.01%
200
– –
TSLA icon
427
Tesla
TSLA
$1.3T
$26K 0.01%
1,650
– –
TT icon
428
Trane Technologies
TT
$106B
$26K 0.01%
423
– –
XLI icon
429
State Street Industrial Select Sector SPDR ETF
XLI
$33.7B
$26K 0.01%
489
+319
+188% +$17K
RJI
430
DELISTED
AB Svensk Ekportkredit ELEMENTS Linked to the Rogers International Commodity Index-Total Return
RJI
$26K 0.01%
3,000
– –
YHOO
431
DELISTED
Yahoo Inc
YHOO
$26K 0.01%
750
+250
+50% +$8.73K
DOC icon
432
Healthpeak Properties
DOC
$14.7B
$25K 0.01%
676
– –
FAF icon
433
First American
FAF
$7.65B
$25K 0.01%
900
– –
UTG icon
434
Reaves Utility Income Fund
UTG
$3.61B
$25K 0.01%
857
– –
RAD
435
DELISTED
Rite Aid Corporation
RAD
$25K 0.01%
172
– –
PER
436
DELISTED
SANDRIDGE PERMIAN TRUST
PER
$25K 0.01%
+2,000
New +$24.8K
AVP
437
DELISTED
Avon Products, Inc.
AVP
$25K 0.01%
+1,717
New +$24.8K
NGLS
438
DELISTED
TARGA RESOURCES PARTNERS LP COM UTS REPTG LTD PARTERSHIP INT
NGLS
$25K 0.01%
350
– –
AEG icon
439
Aegon
AEG
$14.1B
$24K 0.01%
4,074
– –
CM icon
440
Canadian Imperial Bank of Commerce
CM
$107B
$24K 0.01%
+531
New +$23.1K
DOV icon
441
Dover
DOV
$28.6B
$24K 0.01%
332
– –
JAZZ icon
442
Jazz Pharmaceuticals
JAZZ
$16.7B
$24K 0.01%
160
– –
MDU icon
443
MDU Resources
MDU
$4.32B
$24K 0.01%
+1,775
New +$23.2K
MPC icon
444
Marathon Petroleum
MPC
$84.5B
$24K 0.01%
624
+254
+69% +$11.2K
SLV icon
445
iShares Silver Trust
SLV
$30.6B
$24K 0.01%
1,197
– –
CLGX
446
DELISTED
Corelogic, Inc.
CLGX
$24K 0.01%
800
– –
CEFL
447
DELISTED
ETRACS Monthly Pay 2xLeveraged Closed-End Fund ETN
CEFL
$24K 0.01%
+800
New +$22.8K
BNS icon
448
Scotiabank
BNS
$107B
$23K 0.01%
+373
New +$21.6K
DOX icon
449
Amdocs
DOX
$6.22B
$23K 0.01%
490
+270
+123% +$12.7K
IWR icon
450
iShares Russell Mid-Cap ETF
IWR
$57.4B
$23K 0.01%
576
+336
+140% +$13.1K
16 17
18
19 20

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NFG
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6M
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RFA
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CCT
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C
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CC
Cassaday & Co Mclean, Virginia $1.06B AUM 17.6% 1-Year Est. Return
RM
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Carroll Financial Associates's Q2 2014 Portfolio in Review

As of Q2 2014, Carroll Financial Associates held 1,010 positions worth $357M, up 17% from $305M the previous quarter. Its ten largest holdings account for 39% of the portfolio.

Carroll Financial Associates deployed $37.9M of net new capital in Q2 2014, opening 87 new positions and adding to 263 existing holdings. Its largest new stake was UBS AG LONDON BRH ETRACS WELLS FARGO MLP EX-ENERGY ETN: 63,400 shares worth $1.58M.

By sector, the portfolio is most concentrated in Financials at 12% of assets, down from 12% a quarter earlier, followed by Technology and Energy.

On the sell side, the largest reduction was GUGGENGEIM BULLETSHARES 2015 HIGH YIELD CORPORATE BOND ETF, an estimated $732K trimmed.

  • Carroll Financial Associates's largest Q2 2014 buy was UBS AG LONDON BRH ETRACS WELLS FARGO MLP EX-ENERGY ETN: 63,400 shares worth $1.58M.
  • Carroll Financial Associates added most to iShares MSCI USA Min Vol Factor ETF in Q2 2014, an estimated $4.91M increase.
  • Carroll Financial Associates's biggest Q2 2014 reduction was GUGGENGEIM BULLETSHARES 2015 HIGH YIELD CORPORATE BOND ETF, cutting an estimated $732K.
  • Carroll Financial Associates fully exited Peoples Bancorp of North Carolina in Q2 2014, selling an estimated $388K.
  • Carroll Financial Associates's ten largest holdings make up 39% of its $357M portfolio in Q2 2014.
  • Carroll Financial Associates opened 87 new positions and closed 35 in Q2 2014.
  • Carroll Financial Associates's portfolio value rose 17% quarter-over-quarter to $357M.

Based on Carroll Financial Associates's 13F filing for Q2 2014, filed 8 Aug 2014.