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CFA

Carroll Financial Associates Portfolio holdings

AUM $1.88B
1-Year Est. Return 20.52%
This Fund
S&P 500
This Quarter Est. Return
-0.55%
1 Year Est. Return
+20.52%
3 Year Est. Return
+80.57%
5 Year Est. Return
+102.34%
10 Year Est. Return
–
AUM
$1.79B
AUM Growth
+$22.2M
Cap. Flow
+$37.5M
Cap. Flow %
2.1%
Top 10 Hldgs %
43.07%
Holding
2,036
New
245
Increased
533
Reduced
393
Closed
104

Top Buys

Rank Stock Value
1
ARMR
Armor US Equity Index ETF
ARMR
+$16.3M
2
SPD icon
Simplify US Equity PLUS Downside Convexity ETF
SPD
+$9.62M
3
VFMF icon
Vanguard US Multifactor ETF
VFMF
+$4.73M
4
PULS icon
PGIM Ultra Short Bond ETF
PULS
+$3.93M
5
RAAX icon
VanEck Inflation Allocation ETF
RAAX
+$3.78M

Top Sells

Rank Stock Value
1
SPY icon
State Street SPDR S&P 500 ETF Trust
SPY
+$8.86M
2
USMV icon
iShares MSCI USA Min Vol Factor ETF
USMV
+$5.21M
3
AUSF icon
Global X Adaptive US Factor ETF
AUSF
+$2.99M
4
ADER
26 Capital Acquisition Corp
ADER
+$2.49M
5
PSEP icon
Innovator US Equity Power Buffer ETF September
PSEP
+$1.98M

Sector Composition

Rank Sector Weight
1 Technology 6.94%
2 Financials 5.81%
3 Healthcare 2.4%
4 Consumer Discretionary 2.07%
5 Consumer Staples 1.68%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
ROK icon
401
Rockwell Automation
ROK
$48.3B
$193K 0.01%
657
+1
+0.2% +$307
RDS.B
402
DELISTED
Royal Dutch Shell PLC ADS Class B
RDS.B
$191K 0.01%
4,321
-333
-7% -$13.2K
JSML icon
403
Janus Henderson Small Cap Growth Alpha ETF
JSML
$376M
$190K 0.01%
2,930
– –
ZS icon
404
Zscaler
ZS
$28.6B
$190K 0.01%
728
-143
-16% -$35.9K
EPD icon
405
Enterprise Products Partners
EPD
$82.2B
$188K 0.01%
8,688
-20,242
-70% -$460K
GPN icon
406
Global Payments
GPN
$22.8B
$188K 0.01%
1,197
+120
+11% +$20.8K
ORLY icon
407
O'Reilly Automotive
ORLY
$75.3B
$187K 0.01%
4,605
– –
USXF icon
408
iShares ESG Advanced MSCI USA ETF
USXF
$1.49B
$187K 0.01%
5,191
+1,426
+38% +$53.1K
DNP icon
409
DNP Select Income Fund
DNP
$4.09B
$186K 0.01%
17,461
+8
+0% +$86
AGZD icon
410
WisdomTree Trust WisdomTree Interest Rate Hedged US Aggregate Bond Fund
AGZD
$136M
$184K 0.01%
7,880
-1,214
-13% -$28.5K
COR icon
411
Cencora
COR
$62B
$184K 0.01%
1,543
+214
+16% +$25.7K
ELV icon
412
Elevance Health
ELV
$86.2B
$182K 0.01%
490
+32
+7% +$12.2K
PAYX icon
413
Paychex
PAYX
$43.1B
$181K 0.01%
1,615
+3
+0.2% +$337
AZN icon
414
AstraZeneca
AZN
$251B
$180K 0.01%
1,503
+32
+2% +$3.73K
IXUS icon
415
iShares Core MSCI Total International Stock ETF
IXUS
$60.1B
$180K 0.01%
2,540
– –
PH icon
416
Parker-Hannifin
PH
$134B
$180K 0.01%
647
-109
-14% -$32.4K
JCI icon
417
Johnson Controls International
JCI
$91.3B
$179K 0.01%
2,636
-1,757
-40% -$127K
KMX icon
418
CarMax
KMX
$8.34B
$179K 0.01%
1,399
+82
+6% +$10.9K
VIS icon
419
Vanguard Industrials ETF
VIS
$8.44B
$179K 0.01%
954
+146
+18% +$28.6K
BSX icon
420
Boston Scientific
BSX
$73.1B
$178K 0.01%
4,122
+27
+0.7% +$1.2K
FLRN icon
421
State Street SPDR Bloomberg Investment Grade Floating Rate ETF
FLRN
$2.97B
$178K 0.01%
5,808
-1,080
-16% -$33.1K
USIG icon
422
iShares Broad USD Investment Grade Corporate Bond ETF
USIG
$17.3B
$177K 0.01%
2,959
– –
VBK icon
423
Vanguard Morningstar Small-Cap Growth ETF
VBK
$24.5B
$175K 0.01%
626
+530
+552% +$152K
EFAV icon
424
iShares MSCI EAFE Min Vol Factor ETF
EFAV
$5.48B
$173K 0.01%
2,304
+121
+6% +$9.4K
HYG icon
425
iShares iBoxx $ High Yield Corporate Bond ETF
HYG
$17.9B
$173K 0.01%
1,979
-128
-6% -$11.2K
15 16
17
18 19

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TU
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NFG
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6M
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RFA
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CCT
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C
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CC
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RM
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Carroll Financial Associates's Q3 2021 Portfolio in Review

As of Q3 2021, Carroll Financial Associates held 2,036 positions worth $1.79B, up 1.3% from $1.77B the previous quarter. Its ten largest holdings account for 43% of the portfolio.

Carroll Financial Associates's Q3 2021 filing shows 245 new, 533 increased, 393 reduced and 104 closed positions. Its largest new stake was VanEck Inflation Allocation ETF: 147,767 shares worth $3.76M. The largest sale was State Street SPDR S&P 500 ETF Trust, an estimated $8.86M.

By sector, the portfolio is most concentrated in Technology at 6.9% of assets, down from 7% a quarter earlier, followed by Financials and Healthcare.

  • Carroll Financial Associates's largest Q3 2021 buy was VanEck Inflation Allocation ETF: 147,767 shares worth $3.76M.
  • Carroll Financial Associates added most to Armor US Equity Index ETF in Q3 2021, an estimated $16.3M increase.
  • Carroll Financial Associates's biggest Q3 2021 reduction was State Street SPDR S&P 500 ETF Trust, cutting an estimated $8.86M.
  • Carroll Financial Associates fully exited VanEck Semiconductor ETF in Q3 2021, selling an estimated $838K.
  • Carroll Financial Associates's ten largest holdings make up 43% of its $1.79B portfolio in Q3 2021.
  • Carroll Financial Associates opened 245 new positions and closed 104 in Q3 2021.
  • Carroll Financial Associates's portfolio value rose 1.3% quarter-over-quarter to $1.79B.

Based on Carroll Financial Associates's 13F filing for Q3 2021, filed 7 Oct 2021.