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CFA

Carroll Financial Associates Portfolio holdings

AUM $1.88B
1-Year Est. Return 20.52%
This Fund
S&P 500
This Quarter Est. Return
+6.26%
1 Year Est. Return
+20.52%
3 Year Est. Return
+80.57%
5 Year Est. Return
+102.34%
10 Year Est. Return
–
AUM
$1.63B
AUM Growth
+$123M
Cap. Flow
+$37.1M
Cap. Flow %
2.28%
Top 10 Hldgs %
44.91%
Holding
1,828
New
214
Increased
473
Reduced
322
Closed
87

Top Buys

Rank Stock Value
1
GSST icon
Goldman Sachs Access Ultra Short Bond ETF
GSST
+$13.2M
2
NCNO icon
nCino
NCNO
+$8.92M
3
JPST icon
JPMorgan Ultra-Short Income ETF
JPST
+$6.9M
4
MSTB icon
LHA Market State Tactical Beta ETF
MSTB
+$4.11M
5
PULS icon
PGIM Ultra Short Bond ETF
PULS
+$2.88M

Top Sells

Rank Stock Value
1
ARKG icon
ARK Genomic Revolution ETF
ARKG
+$8.31M
2
AGGY icon
WisdomTree Yield Enhanced US Aggregate Bond Fund
AGGY
+$7.6M
3
ARKK icon
ARK Innovation ETF
ARKK
+$5.41M
4
PSEP icon
Innovator US Equity Power Buffer ETF September
PSEP
+$3.46M
5
KOMP icon
State Street SPDR S&P Kensho New Economies Composite ETF
KOMP
+$3.35M

Sector Composition

Rank Sector Weight
1 Technology 6.93%
2 Financials 5.5%
3 Healthcare 2.53%
4 Consumer Discretionary 2.28%
5 Consumer Staples 1.84%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
GS icon
401
Goldman Sachs
GS
$301B
$193K 0.01%
593
-7
-1% -$2.18K
KLAC icon
402
KLA
KLAC
$252B
$192K 0.01%
5,810
+3,640
+168% +$110K
CEMB icon
403
iShares JPMorgan EM Corporate Bond ETF
CEMB
$412M
$191K 0.01%
+3,676
New +$193K
VEA icon
404
Vanguard FTSE Developed Markets ETF
VEA
$236B
$191K 0.01%
3,895
+472
+14% +$23.1K
HSCZ icon
405
iShares Currency Hedged MSCI EAFE Small-Cap ETF
HSCZ
$256M
$189K 0.01%
5,400
– –
EMB icon
406
iShares JPMorgan USD Emerging Markets Bond ETF
EMB
$14.9B
$187K 0.01%
1,720
+1,614
+1,523% +$180K
CL icon
407
Colgate-Palmolive
CL
$74.3B
$186K 0.01%
2,368
-280
-11% -$21.9K
DOV icon
408
Dover
DOV
$28.3B
$186K 0.01%
1,361
+11
+0.8% +$1.4K
OLED icon
409
Universal Display
OLED
$4.16B
$185K 0.01%
+783
New +$181K
RSPU icon
410
Invesco S&P 500 Equal Weight Utilities ETF
RSPU
$526M
$185K 0.01%
3,590
– –
TXT icon
411
Textron
TXT
$15.3B
$185K 0.01%
3,300
-200
-6% -$10.1K
WEC icon
412
WEC Energy
WEC
$34.6B
$184K 0.01%
1,969
+49
+3% +$4.27K
PEGA icon
413
Pegasystems
PEGA
$5.43B
$183K 0.01%
3,216
– –
WY icon
414
Weyerhaeuser
WY
$18.2B
$182K 0.01%
5,114
– –
PAYX icon
415
Paychex
PAYX
$43.1B
$181K 0.01%
1,850
-41
-2% -$3.78K
USIG icon
416
iShares Broad USD Investment Grade Corporate Bond ETF
USIG
$17.3B
$181K 0.01%
3,079
+139
+5% +$8.37K
WELL icon
417
Welltower
WELL
$169B
$181K 0.01%
2,533
+48
+2% +$3.22K
VTRS icon
418
Viatris
VTRS
$18.7B
$180K 0.01%
+12,934
New +$211K
ACWI icon
419
iShares MSCI ACWI ETF
ACWI
$33.3B
$178K 0.01%
1,875
-8,813
-82% -$828K
MRSH
420
Marsh
MRSH
$91B
$175K 0.01%
1,444
-489
-25% -$56.3K
SHV icon
421
iShares 0-1 Year Treasury Bond ETF
SHV
$20.6B
$175K 0.01%
1,584
+1,384
+692% +$153K
TWTR
422
DELISTED
Twitter, Inc.
TWTR
$175K 0.01%
2,753
+1,814
+193% +$111K
LEG icon
423
Leggett & Platt
LEG
$1.29B
$174K 0.01%
+3,825
New +$170K
SMH icon
424
VanEck Semiconductor ETF
SMH
$70.1B
$174K 0.01%
1,428
-806
-36% -$95.5K
SMOG icon
425
VanEck Low Carbon Energy ETF
SMOG
$134M
$173K 0.01%
1,101
– –
15 16
17
18 19

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Carroll Financial Associates's Q1 2021 Portfolio in Review

As of Q1 2021, Carroll Financial Associates held 1,828 positions worth $1.63B, up 8.2% from $1.5B the previous quarter. Its ten largest holdings account for 45% of the portfolio.

Carroll Financial Associates's Q1 2021 filing shows 214 new, 473 increased, 322 reduced and 87 closed positions. Its largest new stake was Goldman Sachs Access Ultra Short Bond ETF: 259,582 shares worth $13.2M. The largest sale was ARK Genomic Revolution ETF, an estimated $8.31M.

By sector, the portfolio is most concentrated in Technology at 6.9% of assets, down from 7.1% a quarter earlier, followed by Financials and Healthcare.

  • Carroll Financial Associates's largest Q1 2021 buy was Goldman Sachs Access Ultra Short Bond ETF: 259,582 shares worth $13.2M.
  • Carroll Financial Associates added most to JPMorgan Ultra-Short Income ETF in Q1 2021, an estimated $6.9M increase.
  • Carroll Financial Associates's biggest Q1 2021 reduction was ARK Genomic Revolution ETF, cutting an estimated $8.31M.
  • Carroll Financial Associates fully exited Innovator US Equity Power Buffer ETF January in Q1 2021, selling an estimated $363K.
  • Carroll Financial Associates's ten largest holdings make up 45% of its $1.63B portfolio in Q1 2021.
  • Carroll Financial Associates opened 214 new positions and closed 87 in Q1 2021.
  • Carroll Financial Associates's portfolio value rose 8.2% quarter-over-quarter to $1.63B.

Based on Carroll Financial Associates's 13F filing for Q1 2021, filed 6 Apr 2021.