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CFA

Carroll Financial Associates Portfolio holdings

AUM $1.88B
1-Year Est. Return 20.52%
This Fund
S&P 500
This Quarter Est. Return
+13.95%
1 Year Est. Return
+20.52%
3 Year Est. Return
+80.57%
5 Year Est. Return
+102.34%
10 Year Est. Return
–
AUM
$1.5B
AUM Growth
+$208M
Cap. Flow
+$35.5M
Cap. Flow %
2.36%
Top 10 Hldgs %
46.75%
Holding
1,758
New
90
Increased
349
Reduced
401
Closed
146

Top Buys

Rank Stock Value
1
VNLA icon
Janus Henderson Short Duration Income ETF
VNLA
+$33.5M
2
MSTB icon
LHA Market State Tactical Beta ETF
MSTB
+$7.7M
3
LSST
Natixis Loomis Sayles Short Duration Income ETF
LSST
+$6.42M
4
PULS icon
PGIM Ultra Short Bond ETF
PULS
+$5.32M
5
EJAN icon
Innovator Emerging Markets Power Buffer ETF January
EJAN
+$5.1M

Top Sells

Rank Stock Value
1
AUSF icon
Global X Adaptive US Factor ETF
AUSF
+$13M
2
ARKG icon
ARK Genomic Revolution ETF
ARKG
+$6.63M
3
PJUL icon
Innovator US Equity Power Buffer ETF July
PJUL
+$6.55M
4
AGZD icon
WisdomTree Trust WisdomTree Interest Rate Hedged US Aggregate Bond Fund
AGZD
+$5.47M
5
EJUL icon
Innovator Emerging Markets Power Buffer ETF July
EJUL
+$4.6M

Sector Composition

Rank Sector Weight
1 Technology 7.07%
2 Financials 5.1%
3 Healthcare 2.68%
4 Consumer Discretionary 2.27%
5 Consumer Staples 1.99%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
F icon
401
Ford
F
$55.8B
$171K 0.01%
19,486
-339
-2% -$2.84K
WY icon
402
Weyerhaeuser
WY
$18.2B
$171K 0.01%
5,114
-189
-4% -$5.68K
XEL icon
403
Xcel Energy
XEL
$48B
$171K 0.01%
2,565
– –
CERN
404
DELISTED
Cerner Corp
CERN
$171K 0.01%
2,185
+1,983
+982% +$147K
DOV icon
405
Dover
DOV
$28.3B
$170K 0.01%
1,350
– –
IMKTA icon
406
Ingles Markets
IMKTA
$1.62B
$170K 0.01%
4,000
– –
LULU icon
407
lululemon athletica
LULU
$14.5B
$169K 0.01%
486
+283
+139% +$98.3K
TXT icon
408
Textron
TXT
$15.3B
$169K 0.01%
3,500
– –
VTR icon
409
Ventas
VTR
$47.2B
$167K 0.01%
3,415
-2
-0.1% -$92
WTRG icon
410
Essential Utilities
WTRG
$11.3B
$165K 0.01%
3,501
-1
-0% -$44
TRV icon
411
Travelers Companies
TRV
$78.3B
$164K 0.01%
1,172
+20
+2% +$2.57K
MET icon
412
MetLife
MET
$61.7B
$162K 0.01%
3,455
-119
-3% -$5.16K
ROK icon
413
Rockwell Automation
ROK
$48.3B
$162K 0.01%
649
– –
LEN icon
414
Lennar Class A
LEN
$20.6B
$161K 0.01%
2,193
+2,066
+1,627% +$155K
VEA icon
415
Vanguard FTSE Developed Markets ETF
VEA
$236B
$161K 0.01%
3,423
+1,028
+43% +$45.2K
EL icon
416
Estee Lauder
EL
$31.5B
$160K 0.01%
603
-81
-12% -$19.5K
SHOP icon
417
Shopify
SHOP
$200B
$160K 0.01%
1,420
+10
+0.7% +$1.05K
WELL icon
418
Welltower
WELL
$169B
$160K 0.01%
2,485
– –
CNI icon
419
Canadian National Railway
CNI
$75.7B
$158K 0.01%
1,442
– –
GS icon
420
Goldman Sachs
GS
$301B
$158K 0.01%
600
+116
+24% +$25.8K
IVZ icon
421
Invesco
IVZ
$14B
$157K 0.01%
9,049
+8,804
+3,593% +$135K
DG icon
422
Dollar General
DG
$27B
$154K 0.01%
735
-27
-4% -$5.77K
IHF icon
423
iShares US Healthcare Providers ETF
IHF
$1.27B
$154K 0.01%
3,280
+540
+20% +$24K
NTAP icon
424
NetApp
NTAP
$39B
$154K 0.01%
2,331
– –
FNV icon
425
Franco-Nevada
FNV
$46.5B
$152K 0.01%
1,219
-203
-14% -$27.4K
15 16
17
18 19

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RFA
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CCT
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Carroll Financial Associates's Q4 2020 Portfolio in Review

As of Q4 2020, Carroll Financial Associates held 1,758 positions worth $1.5B, up 16% from $1.3B the previous quarter. Its ten largest holdings account for 47% of the portfolio.

Carroll Financial Associates's Q4 2020 filing shows 90 new, 349 increased, 401 reduced and 146 closed positions. Its largest new stake was LHA Market State Tactical Beta ETF: 294,973 shares worth $7.98M. The largest sale was Global X Adaptive US Factor ETF, an estimated $13M.

By sector, the portfolio is most concentrated in Technology at 7.1% of assets, down from 7.4% a quarter earlier, followed by Financials and Healthcare.

  • Carroll Financial Associates's largest Q4 2020 buy was LHA Market State Tactical Beta ETF: 294,973 shares worth $7.98M.
  • Carroll Financial Associates added most to Janus Henderson Short Duration Income ETF in Q4 2020, an estimated $33.5M increase.
  • Carroll Financial Associates's biggest Q4 2020 reduction was Global X Adaptive US Factor ETF, cutting an estimated $13M.
  • Carroll Financial Associates fully exited Innovator US Equity Power Buffer ETF July in Q4 2020, selling an estimated $6.55M.
  • Carroll Financial Associates's ten largest holdings make up 47% of its $1.5B portfolio in Q4 2020.
  • Carroll Financial Associates opened 90 new positions and closed 146 in Q4 2020.
  • Carroll Financial Associates's portfolio value rose 16% quarter-over-quarter to $1.5B.

Based on Carroll Financial Associates's 13F filing for Q4 2020, filed 8 Jan 2021.