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CFA

Carroll Financial Associates Portfolio holdings

AUM $1.88B
1-Year Est. Return 20.52%
This Fund
S&P 500
This Quarter Est. Return
+19.87%
1 Year Est. Return
+20.52%
3 Year Est. Return
+80.57%
5 Year Est. Return
+102.34%
10 Year Est. Return
–
AUM
$1.2B
AUM Growth
+$180M
Cap. Flow
-$4.09M
Cap. Flow %
-0.34%
Top 10 Hldgs %
48.08%
Holding
1,797
New
140
Increased
384
Reduced
372
Closed
94

Top Buys

Rank Stock Value
1
NJAN icon
Innovator Growth-100 Power Buffer ETF January
NJAN
+$5.85M
2
AUSF icon
Global X Adaptive US Factor ETF
AUSF
+$5.83M
3
PJUL icon
Innovator US Equity Power Buffer ETF July
PJUL
+$5.06M
4
USFR
WisdomTree Bloomberg Floating Rate Treasury Fund
USFR
+$2.83M
5
VIG icon
Vanguard Dividend Appreciation ETF
VIG
+$2.09M

Top Sells

Rank Stock Value
1
PRF icon
Invesco FTSE RAFI US 1000 ETF
PRF
+$7.55M
2
PAPR icon
Innovator US Equity Power Buffer ETF April
PAPR
+$6.53M
3
VCSH icon
Vanguard Short-Term Corporate Bond ETF
VCSH
+$5.27M
4
PXH icon
Invesco FTSE RAFI Emerging Markets ETF
PXH
+$4.6M
5
IEF icon
iShares 7-10 Year Treasury Bond ETF
IEF
+$4.24M

Sector Composition

Rank Sector Weight
1 Technology 7.73%
2 Financials 5.31%
3 Healthcare 3.06%
4 Consumer Discretionary 2.27%
5 Consumer Staples 2.17%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
IWO icon
401
iShares Russell 2000 Growth ETF
IWO
$14.9B
$137K 0.01%
664
– –
PH icon
402
Parker-Hannifin
PH
$134B
$137K 0.01%
750
-7
-0.9% -$1.13K
MDB icon
403
MongoDB
MDB
$33.5B
$136K 0.01%
+604
New +$112K
MED icon
404
Medifast
MED
$135M
$136K 0.01%
983
+365
+59% +$33.5K
UL icon
405
Unilever
UL
$135B
$136K 0.01%
2,219
– –
FVD icon
406
First Trust Value Line Dividend Fund
FVD
$8.35B
$135K 0.01%
4,458
– –
DOCU
407
DocuSign
DOCU
$11.4B
$134K 0.01%
+783
New +$98.7K
JSML icon
408
Janus Henderson Small Cap Growth Alpha ETF
JSML
$376M
$134K 0.01%
2,930
– –
GPN icon
409
Global Payments
GPN
$22.8B
$133K 0.01%
787
-14
-2% -$2.33K
ESG icon
410
FlexShares STOXX US ESG Select Index Fund
ESG
$137M
$132K 0.01%
1,770
– –
DOV icon
411
Dover
DOV
$28.3B
$130K 0.01%
1,350
– –
FLTR icon
412
VanEck IG Floating Rate ETF
FLTR
$3.04B
$130K 0.01%
5,212
– –
USHY icon
413
iShares Broad USD High Yield Corporate Bond ETF
USHY
$29.1B
$130K 0.01%
+3,401
New +$127K
XSD icon
414
State Street SPDR S&P Semiconductor ETF
XSD
$2.82B
$130K 0.01%
1,170
-49
-4% -$4.97K
ATO icon
415
Atmos Energy
ATO
$28.4B
$129K 0.01%
1,299
– –
PSA icon
416
Public Storage
PSA
$60.8B
$129K 0.01%
675
– –
XHE icon
417
State Street SPDR S&P Health Care Equipment ETF
XHE
$167M
$129K 0.01%
+1,446
New +$120K
MCHP icon
418
Microchip Technology
MCHP
$44.2B
$128K 0.01%
2,436
+2
+0.1% +$90
TRV icon
419
Travelers Companies
TRV
$78.3B
$128K 0.01%
1,124
-47
-4% -$4.95K
WELL icon
420
Welltower
WELL
$169B
$128K 0.01%
2,485
-391
-14% -$19.2K
MOM
421
DELISTED
AGFiQ U.S. Market Neutral Momentum Fund
MOM
$128K 0.01%
4,447
-3,155
-42% -$90.2K
CNI icon
422
Canadian National Railway
CNI
$75.7B
$127K 0.01%
1,442
-81
-5% -$6.74K
VTIP icon
423
Vanguard Short-Term Inflation-Protected Securities Index Fund
VTIP
$19.8B
$127K 0.01%
2,541
-12
-0.5% -$596
ITM icon
424
VanEck Intermediate Muni ETF
ITM
$2.13B
$126K 0.01%
2,485
– –
ROK icon
425
Rockwell Automation
ROK
$48.3B
$126K 0.01%
596
+296
+99% +$57.3K
15 16
17
18 19

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Carroll Financial Associates's Q2 2020 Portfolio in Review

As of Q2 2020, Carroll Financial Associates held 1,797 positions worth $1.2B, up 18% from $1.02B the previous quarter. Its ten largest holdings account for 48% of the portfolio.

Carroll Financial Associates's Q2 2020 filing shows 140 new, 384 increased, 372 reduced and 94 closed positions. Its largest new stake was Innovator Growth-100 Power Buffer ETF January: 165,788 shares worth $6.04M. The largest sale was Invesco FTSE RAFI US 1000 ETF, an estimated $7.55M.

By sector, the portfolio is most concentrated in Technology at 7.7% of assets, up from 6.9% a quarter earlier, followed by Financials and Healthcare.

  • Carroll Financial Associates's largest Q2 2020 buy was Innovator Growth-100 Power Buffer ETF January: 165,788 shares worth $6.04M.
  • Carroll Financial Associates added most to Global X Adaptive US Factor ETF in Q2 2020, an estimated $5.83M increase.
  • Carroll Financial Associates's biggest Q2 2020 reduction was Invesco FTSE RAFI US 1000 ETF, cutting an estimated $7.55M.
  • Carroll Financial Associates fully exited Innovator US Equity Power Buffer ETF April in Q2 2020, selling an estimated $6.53M.
  • Carroll Financial Associates's ten largest holdings make up 48% of its $1.2B portfolio in Q2 2020.
  • Carroll Financial Associates opened 140 new positions and closed 94 in Q2 2020.
  • Carroll Financial Associates's portfolio value rose 18% quarter-over-quarter to $1.2B.

Based on Carroll Financial Associates's 13F filing for Q2 2020, filed 9 Jul 2020.