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CFA

Carroll Financial Associates Portfolio holdings

AUM $1.88B
1-Year Est. Return 20.52%
This Fund
S&P 500
This Quarter Est. Return
-19.46%
1 Year Est. Return
+20.52%
3 Year Est. Return
+80.57%
5 Year Est. Return
+102.34%
10 Year Est. Return
–
AUM
$1.02B
AUM Growth
-$240M
Cap. Flow
+$34.9M
Cap. Flow %
3.42%
Top 10 Hldgs %
46.48%
Holding
1,808
New
113
Increased
330
Reduced
438
Closed
148

Top Buys

Rank Stock Value
1
USMV icon
iShares MSCI USA Min Vol Factor ETF
USMV
+$17.1M
2
IWF icon
iShares Russell 1000 Growth ETF
IWF
+$10.9M
3
HYLB icon
Xtrackers USD High Yield Corporate Bond ETF
HYLB
+$9.05M
4
PRFZ icon
Invesco FTSE RAFI US 1500 Small-Mid ETF
PRFZ
+$7.06M
5
PAPR icon
Innovator US Equity Power Buffer ETF April
PAPR
+$6.87M

Top Sells

Rank Stock Value
1
AUSF icon
Global X Adaptive US Factor ETF
AUSF
+$35.1M
2
CSB icon
VictoryShares US Small Cap High Div Volatility Wtd ETF
CSB
+$10.6M
3
VCSH icon
Vanguard Short-Term Corporate Bond ETF
VCSH
+$7.22M
4
PRF icon
Invesco FTSE RAFI US 1000 ETF
PRF
+$6.88M
5
EZM icon
WisdomTree US MidCap Fund
EZM
+$6.27M

Sector Composition

Rank Sector Weight
1 Technology 6.86%
2 Financials 5.77%
3 Healthcare 3.19%
4 Consumer Staples 2.35%
5 Utilities 1.97%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
LHX icon
401
L3Harris
LHX
$53.3B
$112K 0.01%
624
+130
+26% +$26.6K
NKSH icon
402
National Bankshares
NKSH
$268M
$111K 0.01%
3,500
– –
VTR icon
403
Ventas
VTR
$44.6B
$111K 0.01%
4,167
-138
-3% -$6.85K
XLV icon
404
State Street Health Care Select Sector SPDR ETF
XLV
$43.9B
$111K 0.01%
1,254
+7
+0.6% +$680
ET icon
405
Energy Transfer Partners
ET
$71.6B
$110K 0.01%
24,049
+4,881
+25% +$52K
ESG icon
406
FlexShares STOXX US ESG Select Index Fund
ESG
$137M
$109K 0.01%
1,770
– –
FISV
407
Fiserv Inc
FISV
$28B
$109K 0.01%
1,149
+378
+49% +$42K
SCHR
408
Schwab Intermediately-Term US Treasury ETF
SCHR
$13.3B
$109K 0.01%
+3,730
New +$105K
MAR icon
409
Marriott International
MAR
$91.1B
$108K 0.01%
1,449
-2
-0.1% -$249
MLM icon
410
Martin Marietta Materials
MLM
$33.3B
$108K 0.01%
576
-29
-5% -$6.93K
NOBL icon
411
ProShares S&P 500 Dividend Aristocrats ETF
NOBL
$11.9B
$107K 0.01%
3,740
-104
-3% -$3.63K
IGC icon
412
IGC Pharma
IGC
$29.3M
$105K 0.01%
215,000
– –
IWO icon
413
iShares Russell 2000 Growth ETF
IWO
$14.9B
$105K 0.01%
664
– –
IXJ icon
414
iShares Global Healthcare ETF
IXJ
$4.23B
$105K 0.01%
1,734
-80
-4% -$5.28K
SMH icon
415
VanEck Semiconductor ETF
SMH
$70.6B
$104K 0.01%
1,792
-1,590
-47% -$107K
AVGO icon
416
Broadcom
AVGO
$1.98T
$103K 0.01%
4,370
-5,670
-56% -$160K
VTC icon
417
Vanguard Total Corporate Bond ETF
VTC
$1.71B
$102K 0.01%
1,200
– –
XSD icon
418
State Street SPDR S&P Semiconductor ETF
XSD
$2.85B
$102K 0.01%
1,219
-784
-39% -$77.4K
TLH icon
419
iShares 10-20 Year Treasury Bond ETF
TLH
$10.8B
$101K 0.01%
606
+602
+15,050% +$93K
TIPZ icon
420
PIMCO Broad US TIPS Index Exchange-Traded Fund
TIPZ
$88.2M
$100K 0.01%
1,658
– –
AWK icon
421
American Water Works
AWK
$27B
$99K 0.01%
832
+260
+45% +$33.5K
BIV icon
422
Vanguard Intermediate-Term Bond ETF
BIV
$28.8B
$99K 0.01%
1,115
– –
COR icon
423
Cencora
COR
$63.7B
$99K 0.01%
1,123
– –
NHI icon
424
National Health Investors
NHI
$3.39B
$99K 0.01%
2,013
– –
ORLY icon
425
O'Reilly Automotive
ORLY
$74.9B
$99K 0.01%
4,935
-300
-6% -$7.67K
15 16
17
18 19

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6M
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RFA
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CCT
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Carroll Financial Associates's Q1 2020 Portfolio in Review

As of Q1 2020, Carroll Financial Associates held 1,808 positions worth $1.02B, down 19% from $1.26B the previous quarter. Its ten largest holdings account for 46% of the portfolio.

Carroll Financial Associates deployed $34.9M of net new capital in Q1 2020, opening 113 new positions and adding to 330 existing holdings. Its largest new stake was Xtrackers USD High Yield Corporate Bond ETF: 234,206 shares worth $8.26M.

By sector, the portfolio is most concentrated in Technology at 6.9% of assets, up from 6.3% a quarter earlier, followed by Financials and Healthcare.

On the sell side, the largest reduction was Global X Adaptive US Factor ETF, an estimated $35.1M trimmed.

  • Carroll Financial Associates's largest Q1 2020 buy was Xtrackers USD High Yield Corporate Bond ETF: 234,206 shares worth $8.26M.
  • Carroll Financial Associates added most to iShares MSCI USA Min Vol Factor ETF in Q1 2020, an estimated $17.1M increase.
  • Carroll Financial Associates's biggest Q1 2020 reduction was Global X Adaptive US Factor ETF, cutting an estimated $35.1M.
  • Carroll Financial Associates fully exited State Street SPDR S&P 400 Mid Cap Value ETF in Q1 2020, selling an estimated $2.52M.
  • Carroll Financial Associates's ten largest holdings make up 46% of its $1.02B portfolio in Q1 2020.
  • Carroll Financial Associates opened 113 new positions and closed 148 in Q1 2020.
  • Carroll Financial Associates's portfolio value fell 19% quarter-over-quarter to $1.02B.

Based on Carroll Financial Associates's 13F filing for Q1 2020, filed 10 Apr 2020.