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CFA

Carroll Financial Associates Portfolio holdings

AUM $1.88B
1-Year Est. Return 20.52%
This Fund
S&P 500
This Quarter Est. Return
+12.45%
1 Year Est. Return
+20.52%
3 Year Est. Return
+80.57%
5 Year Est. Return
+102.34%
10 Year Est. Return
–
AUM
$1.07B
AUM Growth
+$168M
Cap. Flow
+$78.7M
Cap. Flow %
7.37%
Top 10 Hldgs %
50.27%
Holding
1,608
New
222
Increased
400
Reduced
272
Closed
81

Top Buys

Rank Stock Value
1
AUSF icon
Global X Adaptive US Factor ETF
AUSF
+$28.6M
2
SPMD icon
State Street SPDR Portfolio S&P 400 Mid Cap ETF
SPMD
+$22.2M
3
MDYG icon
State Street SPDR S&P 400 Mid Cap Growth ETF
MDYG
+$21.7M
4
ARKG icon
ARK Genomic Revolution ETF
ARKG
+$6.38M
5
SHY icon
iShares 1-3 Year Treasury Bond ETF
SHY
+$3.54M

Top Sells

Rank Stock Value
1
USMV icon
iShares MSCI USA Min Vol Factor ETF
USMV
+$10.2M
2
PRF icon
Invesco FTSE RAFI US 1000 ETF
PRF
+$5.82M
3
DGRW icon
WisdomTree Trust WisdomTree US Quality Dividend Growth Fund
DGRW
+$5.76M
4
SPLV icon
Invesco S&P 500 Low Volatility ETF
SPLV
+$4.52M
5
DBEF icon
Xtrackers MSCI EAFE Hedged Equity ETF
DBEF
+$3.9M

Sector Composition

Rank Sector Weight
1 Financials 6.19%
2 Technology 5.5%
3 Healthcare 3.32%
4 Energy 2.82%
5 Consumer Staples 2.23%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
TRK
401
DELISTED
Speedway Motorsports, Inc.
TRK
$123K 0.01%
8,546
+2,013
+31% +$33.1K
CGC
402
Canopy Growth
CGC
$410M
$121K 0.01%
281
+237
+539% +$104K
EL icon
403
Estee Lauder
EL
$32B
$121K 0.01%
735
+114
+18% +$16.7K
ITM icon
404
VanEck Intermediate Muni ETF
ITM
$2.13B
$121K 0.01%
2,485
– –
ARI
405
Apollo Commercial Real Estate
ARI
$885M
$120K 0.01%
6,617
+6,467
+4,311% +$116K
TSM icon
406
TSMC
TSM
$2.18T
$119K 0.01%
2,920
+913
+45% +$34.8K
ESG icon
407
FlexShares STOXX US ESG Select Index Fund
ESG
$137M
$118K 0.01%
1,770
– –
BIIB icon
408
Biogen
BIIB
$30.7B
$117K 0.01%
497
-34
-6% -$10.7K
CINF icon
409
Cincinnati Financial
CINF
$27.1B
$117K 0.01%
1,371
– –
STAG icon
410
STAG Industrial
STAG
$7.19B
$117K 0.01%
+3,953
New +$109K
WY icon
411
Weyerhaeuser
WY
$18.4B
$117K 0.01%
4,472
+128
+3% +$3.23K
XSD icon
412
State Street SPDR S&P Semiconductor ETF
XSD
$2.93B
$117K 0.01%
+1,496
New +$111K
IWO icon
413
iShares Russell 2000 Growth ETF
IWO
$15B
$116K 0.01%
591
-12
-2% -$2.28K
LAMR icon
414
Lamar Advertising Co
LAMR
$16.3B
$116K 0.01%
1,473
– –
MCK icon
415
McKesson
MCK
$101B
$116K 0.01%
999
-10
-1% -$1.23K
PRU icon
416
Prudential Financial
PRU
$41.8B
$116K 0.01%
1,268
+184
+17% +$17K
XEL icon
417
Xcel Energy
XEL
$48.8B
$116K 0.01%
2,065
– –
HSCZ icon
418
iShares Currency Hedged MSCI EAFE Small-Cap ETF
HSCZ
$257M
$115K 0.01%
4,060
-1,441
-26% -$39.5K
SPGI icon
419
S&P Global
SPGI
$120B
$114K 0.01%
545
+61
+13% +$11.8K
IMCB icon
420
iShares Morningstar Mid-Cap ETF
IMCB
$1.7B
$113K 0.01%
2,420
– –
VIS icon
421
Vanguard Industrials ETF
VIS
$8.48B
$113K 0.01%
808
– –
CTAS icon
422
Cintas
CTAS
$81.3B
$112K 0.01%
2,236
– –
DOL icon
423
WisdomTree True Developed International Fund
DOL
$845M
$112K 0.01%
2,432
– –
HEDJ icon
424
WisdomTree Europe Hedged Equity Fund
HEDJ
$1.87B
$111K 0.01%
3,480
-400
-10% -$12.3K
WM icon
425
Waste Management
WM
$91B
$111K 0.01%
1,071
– –
15 16
17
18 19

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Carroll Financial Associates's Q1 2019 Portfolio in Review

As of Q1 2019, Carroll Financial Associates held 1,608 positions worth $1.07B, up 19% from $899M the previous quarter. Its ten largest holdings account for 50% of the portfolio.

Carroll Financial Associates deployed $78.7M of net new capital in Q1 2019, opening 222 new positions and adding to 400 existing holdings. Its largest new stake was State Street SPDR Portfolio S&P 400 Mid Cap ETF: 680,160 shares worth $22.7M.

By sector, the portfolio is most concentrated in Financials at 6.2% of assets, down from 7.4% a quarter earlier, followed by Technology and Healthcare.

On the sell side, the largest reduction was iShares MSCI USA Min Vol Factor ETF, an estimated $10.2M trimmed.

  • Carroll Financial Associates's largest Q1 2019 buy was State Street SPDR Portfolio S&P 400 Mid Cap ETF: 680,160 shares worth $22.7M.
  • Carroll Financial Associates added most to Global X Adaptive US Factor ETF in Q1 2019, an estimated $28.6M increase.
  • Carroll Financial Associates's biggest Q1 2019 reduction was iShares MSCI USA Min Vol Factor ETF, cutting an estimated $10.2M.
  • Carroll Financial Associates fully exited Cohen & Steers REIT and Preferred and Income Fund in Q1 2019, selling an estimated $1.99M.
  • Carroll Financial Associates's ten largest holdings make up 50% of its $1.07B portfolio in Q1 2019.
  • Carroll Financial Associates opened 222 new positions and closed 81 in Q1 2019.
  • Carroll Financial Associates's portfolio value rose 19% quarter-over-quarter to $1.07B.

Based on Carroll Financial Associates's 13F filing for Q1 2019, filed 17 Apr 2019.