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CFA

Carroll Financial Associates Portfolio holdings

AUM $1.88B
1-Year Est. Return 20.52%
This Fund
S&P 500
This Quarter Est. Return
+7.86%
1 Year Est. Return
+20.52%
3 Year Est. Return
+80.57%
5 Year Est. Return
+102.34%
10 Year Est. Return
–
AUM
$945M
AUM Growth
+$7.99M
Cap. Flow
-$46.8M
Cap. Flow %
-4.95%
Top 10 Hldgs %
50.8%
Holding
1,410
New
76
Increased
353
Reduced
179
Closed
32

Top Buys

Rank Stock Value
1
USFR
WisdomTree Bloomberg Floating Rate Treasury Fund
USFR
+$3.03M
2
KLDW
Knowledge Leaders Developed World ETF
KLDW
+$2.43M
3
PXH icon
Invesco FTSE RAFI Emerging Markets ETF
PXH
+$1.69M
4
GRES
IQ ARB Global Resources
GRES
+$1.28M
5
TFC icon
Truist Financial
TFC
+$558K

Top Sells

Rank Stock Value
1
DGRW icon
WisdomTree Trust WisdomTree US Quality Dividend Growth Fund
DGRW
+$24.8M
2
SCIU
Global X Scientific Beta US ETF
SCIU
+$9.87M
3
GSLC icon
Goldman Sachs ActiveBeta US Large Cap Equity ETF
GSLC
+$7.2M
4
PRF icon
Invesco FTSE RAFI US 1000 ETF
PRF
+$3.49M
5
RNP icon
Cohen & Steers REIT and Preferred and Income Fund
RNP
+$3.17M

Sector Composition

Rank Sector Weight
1 Financials 7.96%
2 Technology 6.05%
3 Healthcare 3.89%
4 Energy 3.23%
5 Industrials 2.33%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
IYM icon
401
iShares US Basic Materials ETF
IYM
$1.02B
$94K 0.01%
963
– –
OHI icon
402
Omega Healthcare
OHI
$14.7B
$94K 0.01%
2,893
– –
PGHY icon
403
Invesco Global ex-US High Yield Corporate Bond ETF
PGHY
$227M
$93K 0.01%
4,012
+2
+0% +$47
TIPZ icon
404
PIMCO Broad US TIPS Index Exchange-Traded Fund
TIPZ
$88.4M
$93K 0.01%
1,658
– –
AVGO icon
405
Broadcom
AVGO
$2.04T
$92K 0.01%
3,730
– –
MCHP icon
406
Microchip Technology
MCHP
$46B
$92K 0.01%
2,336
– –
ULTA icon
407
Ulta Beauty
ULTA
$24.3B
$92K 0.01%
329
– –
CMP icon
408
Compass Minerals
CMP
$1.15B
$91K 0.01%
1,364
-350
-20% -$22.8K
EZU icon
409
iShare MSCI Eurozone ETF
EZU
$9.91B
$91K 0.01%
2,232
– –
FBNC icon
410
First Bancorp
FBNC
$2.68B
$91K 0.01%
2,250
-25
-1% -$1.03K
MDR
411
DELISTED
McDermott International
MDR
$91K 0.01%
4,966
+133
+3% +$2.49K
BUD icon
412
AB InBev
BUD
$165B
$90K 0.01%
1,037
+261
+34% +$25.4K
EL icon
413
Estee Lauder
EL
$32B
$90K 0.01%
621
– –
MLM icon
414
Martin Marietta Materials
MLM
$33B
$90K 0.01%
495
+25
+5% +$5.16K
NTR icon
415
Nutrien
NTR
$30.7B
$90K 0.01%
1,562
+23
+1% +$1.27K
SJM icon
416
J.M. Smucker
SJM
$12.8B
$90K 0.01%
883
– –
MKC icon
417
McCormick & Company Non-Voting
MKC
$14.2B
$89K 0.01%
1,360
-90
-6% -$5.55K
VYMI icon
418
Vanguard International High Dividend Yield ETF
VYMI
$21.3B
$89K 0.01%
1,424
-519
-27% -$32.6K
RNST icon
419
Renasant Corp
RNST
$3.91B
$88K 0.01%
2,152
– –
APD icon
420
Air Products & Chemicals
APD
$67.6B
$87K 0.01%
526
-23
-4% -$3.75K
JCI icon
421
Johnson Controls International
JCI
$92.2B
$87K 0.01%
2,493
+1,288
+107% +$47.5K
PFF icon
422
iShares Preferred and Income Securities ETF
PFF
$13.2B
$87K 0.01%
2,353
+147
+7% +$5.51K
WTRG icon
423
Essential Utilities
WTRG
$11.4B
$87K 0.01%
2,363
+2
+0.1% +$74
TSM icon
424
TSMC
TSM
$2.18T
$86K 0.01%
1,961
+162
+9% +$6.71K
CME icon
425
CME Group
CME
$94.8B
$85K 0.01%
505
+11
+2% +$1.85K
15 16
17
18 19

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6M
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RFA
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CCT
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Carroll Financial Associates's Q3 2018 Portfolio in Review

As of Q3 2018, Carroll Financial Associates held 1,410 positions worth $945M, up 0.85% from $937M the previous quarter. Its ten largest holdings account for 51% of the portfolio.

Carroll Financial Associates withdrew a net $46.8M in Q3 2018, closing 32 positions and reducing 179 holdings. Its most notable exit was Cohen & Steers REIT and Preferred and Income Fund, an estimated $3.17M position sold in full.

By sector, the portfolio is most concentrated in Financials at 8% of assets, up from 7.8% a quarter earlier, followed by Technology and Healthcare.

Against the trend, Carroll Financial Associates opened a new position in Schwab Short-Term US Treasury ETF worth $239K.

  • Carroll Financial Associates's largest Q3 2018 buy was Schwab Short-Term US Treasury ETF: 9,680 shares worth $239K.
  • Carroll Financial Associates added most to WisdomTree Bloomberg Floating Rate Treasury Fund in Q3 2018, an estimated $3.03M increase.
  • Carroll Financial Associates's biggest Q3 2018 reduction was WisdomTree Trust WisdomTree US Quality Dividend Growth Fund, cutting an estimated $24.8M.
  • Carroll Financial Associates fully exited Cohen & Steers REIT and Preferred and Income Fund in Q3 2018, selling an estimated $3.17M.
  • Carroll Financial Associates's ten largest holdings make up 51% of its $945M portfolio in Q3 2018.
  • Carroll Financial Associates opened 76 new positions and closed 32 in Q3 2018.
  • Carroll Financial Associates's portfolio value rose 0.85% quarter-over-quarter to $945M.

Based on Carroll Financial Associates's 13F filing for Q3 2018, filed 30 Oct 2018.