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CFA

Carroll Financial Associates Portfolio holdings

AUM $1.88B
1-Year Est. Return 20.52%
This Fund
S&P 500
This Quarter Est. Return
+2.11%
1 Year Est. Return
+20.52%
3 Year Est. Return
+80.57%
5 Year Est. Return
+102.34%
10 Year Est. Return
–
AUM
$937M
AUM Growth
+$26.5M
Cap. Flow
+$9.81M
Cap. Flow %
1.05%
Top 10 Hldgs %
51.05%
Holding
1,388
New
56
Increased
294
Reduced
206
Closed
54

Top Buys

Rank Stock Value
1
KLDW
Knowledge Leaders Developed World ETF
KLDW
+$3.29M
2
USFR
WisdomTree Bloomberg Floating Rate Treasury Fund
USFR
+$2.51M
3
RNP icon
Cohen & Steers REIT and Preferred and Income Fund
RNP
+$2.12M
4
ARKK icon
ARK Innovation ETF
ARKK
+$2M
5
USMV icon
iShares MSCI USA Min Vol Factor ETF
USMV
+$1.88M

Top Sells

Rank Stock Value
1
DBEF icon
Xtrackers MSCI EAFE Hedged Equity ETF
DBEF
+$5.43M
2
BNY
Bank of New York Mellon
BNY
+$882K
3
BBDC icon
Barings BDC
BBDC
+$666K
4
HDEF icon
Xtrackers MSCI EAFE High Dividend Yield Equity ETF
HDEF
+$629K
5
PDN icon
Invesco FTSE RAFI Developed Markets ex-US Small-Mid ETF
PDN
+$582K

Sector Composition

Rank Sector Weight
1 Financials 7.82%
2 Technology 5.44%
3 Healthcare 3.4%
4 Energy 3.39%
5 Industrials 2.33%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
COL
401
DELISTED
Rockwell Collins
COL
$91K 0.01%
679
– –
AIVL icon
402
WisdomTree US AI Enhanced Value Fund
AIVL
$436M
$90K 0.01%
1,045
– –
AVGO icon
403
Broadcom
AVGO
$2.04T
$90K 0.01%
3,730
– –
AZN icon
404
AstraZeneca
AZN
$250B
$90K 0.01%
1,287
– –
CMI icon
405
Cummins
CMI
$88.7B
$90K 0.01%
677
-50
-7% -$7.48K
DLN icon
406
WisdomTree US LargeCap Dividend Fund
DLN
$6.39B
$89K 0.01%
2,000
– –
DOL icon
407
WisdomTree True Developed International Fund
DOL
$845M
$89K 0.01%
1,880
– –
OHI icon
408
Omega Healthcare
OHI
$14.7B
$89K 0.01%
2,893
– –
EL icon
409
Estee Lauder
EL
$32B
$88K 0.01%
621
– –
FAST icon
410
Fastenal
FAST
$59.5B
$88K 0.01%
7,388
– –
SU icon
411
Suncor Energy
SU
$70.3B
$88K 0.01%
2,178
+150
+7% +$5.84K
WM icon
412
Waste Management
WM
$91B
$88K 0.01%
1,091
– –
LSI
413
DELISTED
Life Storage, Inc.
LSI
$87K 0.01%
1,350
– –
RIO icon
414
Rio Tinto
RIO
$164B
$86K 0.01%
1,556
+6
+0.4% +$336
APD icon
415
Air Products & Chemicals
APD
$67.6B
$85K 0.01%
549
-20
-4% -$3.27K
FBIN icon
416
Fortune Brands Innovations
FBIN
$6.06B
$85K 0.01%
1,872
– –
FMC icon
417
FMC
FMC
$1.33B
$85K 0.01%
1,103
-116
-10% -$8.61K
ZIV
418
DELISTED
VelocityShares Daily Inverse VIX Medium Term ETN
ZIV
$85K 0.01%
1,186
-13
-1% -$928
ELV icon
419
Elevance Health
ELV
$85.5B
$84K 0.01%
356
– –
MKC icon
420
McCormick & Company Non-Voting
MKC
$14.2B
$84K 0.01%
1,450
– –
NTR icon
421
Nutrien
NTR
$30.7B
$83K 0.01%
+1,539
New +$76.3K
PFF icon
422
iShares Preferred and Income Securities ETF
PFF
$13.3B
$83K 0.01%
2,206
+16
+0.7% +$596
WTRG icon
423
Essential Utilities
WTRG
$11.4B
$83K 0.01%
2,361
+2
+0.1% +$69
HDEF icon
424
Xtrackers MSCI EAFE High Dividend Yield Equity ETF
HDEF
$2.36B
$82K 0.01%
3,510
-26,210
-88% -$629K
MRSH
425
Marsh
MRSH
$91.5B
$82K 0.01%
1,007
+2
+0.2% +$163
15 16
17
18 19

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Carroll Financial Associates's Q2 2018 Portfolio in Review

As of Q2 2018, Carroll Financial Associates held 1,388 positions worth $937M, up 2.9% from $911M the previous quarter. Its ten largest holdings account for 51% of the portfolio.

Carroll Financial Associates's Q2 2018 filing shows 56 new, 294 increased, 206 reduced and 54 closed positions. Its largest new stake was Global X SuperDividend ETF: 1,587 shares worth $99K. The largest sale was Xtrackers MSCI EAFE Hedged Equity ETF, an estimated $5.43M.

By sector, the portfolio is most concentrated in Financials at 7.8% of assets, down from 8.4% a quarter earlier, followed by Technology and Healthcare.

  • Carroll Financial Associates's largest Q2 2018 buy was Global X SuperDividend ETF: 1,587 shares worth $99K.
  • Carroll Financial Associates added most to Knowledge Leaders Developed World ETF in Q2 2018, an estimated $3.29M increase.
  • Carroll Financial Associates's biggest Q2 2018 reduction was Xtrackers MSCI EAFE Hedged Equity ETF, cutting an estimated $5.43M.
  • Carroll Financial Associates fully exited Monsanto Co in Q2 2018, selling an estimated $536K.
  • Carroll Financial Associates's ten largest holdings make up 51% of its $937M portfolio in Q2 2018.
  • Carroll Financial Associates opened 56 new positions and closed 54 in Q2 2018.
  • Carroll Financial Associates's portfolio value rose 2.9% quarter-over-quarter to $937M.

Based on Carroll Financial Associates's 13F filing for Q2 2018, filed 19 Jul 2018.