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CFA

Carroll Financial Associates Portfolio holdings

AUM $1.88B
1-Year Est. Return 20.52%
This Fund
S&P 500
This Quarter Est. Return
+5.38%
1 Year Est. Return
+20.52%
3 Year Est. Return
+80.57%
5 Year Est. Return
+102.34%
10 Year Est. Return
–
AUM
$914M
AUM Growth
+$36.5M
Cap. Flow
+$2.45M
Cap. Flow %
0.27%
Top 10 Hldgs %
49%
Holding
1,358
New
82
Increased
240
Reduced
272
Closed
50

Top Buys

Rank Stock Value
1
KLDW
Knowledge Leaders Developed World ETF
KLDW
+$11.3M
2
DD icon
DuPont de Nemours
DD
+$5.6M
3
RNRG icon
Global X Renewable Energy Producers ETF
RNRG
+$3.9M
4
FCNCA icon
First Citizens BancShares
FCNCA
+$2.93M
5
DGRW icon
WisdomTree Trust WisdomTree US Quality Dividend Growth Fund
DGRW
+$2.59M

Top Sells

Rank Stock Value
1
PSTB
Park Sterling Corp.
PSTB
+$7.84M
2
MLPX icon
Global X MLP & Energy Infrastructure ETF
MLPX
+$4.29M
3
PDP icon
Invesco Dorsey Wright Momentum ETF
PDP
+$4.21M
4
GE icon
GE Aerospace
GE
+$3.42M
5
GSLC icon
Goldman Sachs ActiveBeta US Large Cap Equity ETF
GSLC
+$2.17M

Sector Composition

Rank Sector Weight
1 Financials 8.18%
2 Technology 5.27%
3 Energy 3.62%
4 Healthcare 3.57%
5 Consumer Staples 2.76%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
FDN icon
401
First Trust Dow Jones Internet Index Fund ETF
FDN
$5.34B
$86K 0.01%
787
+36
+5% +$3.87K
NLY icon
402
Annaly Capital Management
NLY
$17.1B
$86K 0.01%
1,818
– –
TRV icon
403
Travelers Companies
TRV
$80.5B
$86K 0.01%
641
-250
-28% -$33K
CXP
404
DELISTED
COLUMBIA PROPERTY TRUST, INC.
CXP
$85K 0.01%
3,722
-3,915
-51% -$86.8K
COF icon
405
Capital One
COF
$135B
$84K 0.01%
851
+75
+10% +$6.84K
CRM icon
406
Salesforce
CRM
$153B
$84K 0.01%
822
– –
IP icon
407
International Paper
IP
$21.5B
$84K 0.01%
1,545
+146
+10% +$7.84K
FDUS icon
408
Fidus Investment
FDUS
$781M
$82K 0.01%
5,460
-500
-8% -$8.05K
RIO icon
409
Rio Tinto
RIO
$162B
$82K 0.01%
1,550
-100
-6% -$4.88K
VTIP icon
410
Vanguard Short-Term Inflation-Protected Securities Index Fund
VTIP
$19.1B
$82K 0.01%
1,682
– –
IVE icon
411
iShares S&P 500 Value ETF
IVE
$49.6B
$81K 0.01%
710
-184
-21% -$20.4K
ELV icon
412
Elevance Health
ELV
$84.9B
$80K 0.01%
356
– –
FBNC icon
413
First Bancorp
FBNC
$2.66B
$80K 0.01%
2,275
+5
+0.2% +$181
OIH icon
414
VanEck Oil Services ETF
OIH
$1.94B
$80K 0.01%
155
-113
-42% -$56.1K
LSI
415
DELISTED
Life Storage, Inc.
LSI
$80K 0.01%
1,350
– –
DHR icon
416
Danaher
DHR
$141B
$79K 0.01%
962
– –
EL icon
417
Estee Lauder
EL
$30.9B
$79K 0.01%
621
– –
TFCF
418
DELISTED
Twenty-First Century Fox, Inc. Class B
TFCF
$78K 0.01%
2,300
– –
GRNB icon
419
VanEck Green Bond ETF
GRNB
$185M
$77K 0.01%
2,884
+2,806
+3,597% +$75.2K
NWL icon
420
Newell Brands
NWL
$2.56B
$77K 0.01%
2,520
-80
-3% -$2.76K
NFLX icon
421
Netflix
NFLX
$307B
$75K 0.01%
3,910
– –
VGIT icon
422
Vanguard Intermediate-Term Treasury ETF
VGIT
$41.6B
$74K 0.01%
+1,170
New +$75.2K
IYH icon
423
iShares US Healthcare ETF
IYH
$3.5B
$73K 0.01%
2,115
-460
-18% -$16K
MKC icon
424
McCormick & Company Non-Voting
MKC
$14.1B
$73K 0.01%
1,450
+76
+6% +$3.79K
ULTA icon
425
Ulta Beauty
ULTA
$23.2B
$73K 0.01%
329
– –
15 16
17
18 19

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Carroll Financial Associates's Q4 2017 Portfolio in Review

As of Q4 2017, Carroll Financial Associates held 1,358 positions worth $914M, up 4.2% from $878M the previous quarter. Its ten largest holdings account for 49% of the portfolio.

Carroll Financial Associates's Q4 2017 filing shows 82 new, 240 increased, 272 reduced and 50 closed positions. Its largest new stake was DuPont de Nemours: 31,101 shares worth $5.61M. The largest sale was Park Sterling Corp., an estimated $7.84M.

By sector, the portfolio is most concentrated in Financials at 8.2% of assets, down from 8.7% a quarter earlier, followed by Technology and Energy.

  • Carroll Financial Associates's largest Q4 2017 buy was DuPont de Nemours: 31,101 shares worth $5.61M.
  • Carroll Financial Associates added most to Knowledge Leaders Developed World ETF in Q4 2017, an estimated $11.3M increase.
  • Carroll Financial Associates's biggest Q4 2017 reduction was Global X MLP & Energy Infrastructure ETF, cutting an estimated $4.29M.
  • Carroll Financial Associates fully exited Park Sterling Corp. in Q4 2017, selling an estimated $7.84M.
  • Carroll Financial Associates's ten largest holdings make up 49% of its $914M portfolio in Q4 2017.
  • Carroll Financial Associates opened 82 new positions and closed 50 in Q4 2017.
  • Carroll Financial Associates's portfolio value rose 4.2% quarter-over-quarter to $914M.

Based on Carroll Financial Associates's 13F filing for Q4 2017, filed 18 Jan 2018.