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CFA

Carroll Financial Associates Portfolio holdings

AUM $1.88B
1-Year Est. Return 20.52%
This Fund
S&P 500
This Quarter Est. Return
+3.57%
1 Year Est. Return
+20.52%
3 Year Est. Return
+80.57%
5 Year Est. Return
+102.34%
10 Year Est. Return
–
AUM
$878M
AUM Growth
+$50.8M
Cap. Flow
+$12.8M
Cap. Flow %
1.46%
Top 10 Hldgs %
47.08%
Holding
1,346
New
83
Increased
259
Reduced
310
Closed
70

Top Buys

Rank Stock Value
1
DGRW icon
WisdomTree Trust WisdomTree US Quality Dividend Growth Fund
DGRW
+$13.1M
2
KLDW
Knowledge Leaders Developed World ETF
KLDW
+$11.3M
3
MNA icon
IQ ARB Merger Arbitrage ETF
MNA
+$6.91M
4
USMV icon
iShares MSCI USA Min Vol Factor ETF
USMV
+$5.07M
5
RTX icon
RTX Corp
RTX
+$4.07M

Top Sells

Rank Stock Value
1
MTUM icon
iShares MSCI USA Momentum Factor ETF
MTUM
+$14.9M
2
DD icon
DuPont de Nemours
DD
+$7.88M
3
XIVH
VelocityShares VIX Short Volatility Hedged ETN
XIVH
+$3.8M
4
DD
Du Pont De Nemours E I
DD
+$1.5M
5
SLYV icon
State Street SPDR S&P 600 Small Cap Value ETF
SLYV
+$1.33M

Sector Composition

Rank Sector Weight
1 Financials 8.75%
2 Technology 5.53%
3 Healthcare 3.99%
4 Energy 3.84%
5 Industrials 3.2%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
PLPC icon
401
Preformed Line Products
PLPC
$2.25B
$84K 0.01%
1,200
– –
XLI icon
402
State Street Industrial Select Sector SPDR ETF
XLI
$33.6B
$84K 0.01%
1,174
-40
-3% -$2.75K
APC
403
DELISTED
Anadarko Petroleum
APC
$84K 0.01%
1,714
-260
-13% -$11.5K
VTIP icon
404
Vanguard Short-Term Inflation-Protected Securities Index Fund
VTIP
$19.1B
$83K 0.01%
1,682
– –
LNCE
405
DELISTED
Snyders-Lance, Inc.
LNCE
$83K 0.01%
2,158
-1,199
-36% -$43.2K
SPGI icon
406
S&P Global
SPGI
$119B
$82K 0.01%
521
– –
IMKTA icon
407
Ingles Markets
IMKTA
$1.65B
$81K 0.01%
3,000
– –
BSX icon
408
Boston Scientific
BSX
$71.4B
$80K 0.01%
2,727
+227
+9% +$6.27K
FBNC icon
409
First Bancorp
FBNC
$2.66B
$80K 0.01%
2,270
-27
-1% -$847
RIO icon
410
Rio Tinto
RIO
$162B
$80K 0.01%
1,650
-50
-3% -$2.32K
RWO icon
411
State Street SPDR Dow Jones Global Real Estate ETF
RWO
$1.3B
$80K 0.01%
1,682
+481
+40% +$23.1K
CRM icon
412
Salesforce
CRM
$153B
$78K 0.01%
822
+62
+8% +$5.7K
FDN icon
413
First Trust Dow Jones Internet Index Fund ETF
FDN
$5.34B
$78K 0.01%
751
– –
IP icon
414
International Paper
IP
$21.5B
$76K 0.01%
1,399
-231
-14% -$12.1K
NFLX icon
415
Netflix
NFLX
$307B
$76K 0.01%
3,910
+410
+12% +$7.15K
DHR icon
416
Danaher
DHR
$141B
$74K 0.01%
962
– –
CART
417
DELISTED
Carolina Trust BancShares
CART
$74K 0.01%
9,110
+1,185
+15% +$9.51K
CC icon
418
Chemours
CC
$2.27B
$73K 0.01%
1,347
+92
+7% +$4.34K
LSI
419
DELISTED
Life Storage, Inc.
LSI
$73K 0.01%
1,350
– –
BPL
420
DELISTED
Buckeye Partners, L.P.
BPL
$73K 0.01%
1,250
– –
COL
421
DELISTED
Rockwell Collins
COL
$73K 0.01%
554
– –
CBI
422
DELISTED
Chicago Bridge & Iron Nv
CBI
$73K 0.01%
4,494
+1,437
+47% +$22K
MEAR icon
423
BlackRock Short Maturity Municipal Bond ETF
MEAR
$1.36B
$72K 0.01%
1,450
– –
ULTA icon
424
Ulta Beauty
ULTA
$23.2B
$72K 0.01%
329
+230
+232% +$55.4K
VEA icon
425
Vanguard FTSE Developed Markets ETF
VEA
$234B
$72K 0.01%
1,680
-701
-29% -$29.7K
15 16
17
18 19

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Carroll Financial Associates's Q3 2017 Portfolio in Review

As of Q3 2017, Carroll Financial Associates held 1,346 positions worth $878M, up 6.1% from $827M the previous quarter. Its ten largest holdings account for 47% of the portfolio.

Carroll Financial Associates's Q3 2017 filing shows 83 new, 259 increased, 310 reduced and 70 closed positions. Its largest new stake was Invesco S&P SmallCap 600 Revenue ETF: 85,920 shares worth $1.98M. The largest sale was iShares MSCI USA Momentum Factor ETF, an estimated $14.9M.

By sector, the portfolio is most concentrated in Financials at 8.7% of assets, down from 8.9% a quarter earlier, followed by Technology and Healthcare.

  • Carroll Financial Associates's largest Q3 2017 buy was Invesco S&P SmallCap 600 Revenue ETF: 85,920 shares worth $1.98M.
  • Carroll Financial Associates added most to WisdomTree Trust WisdomTree US Quality Dividend Growth Fund in Q3 2017, an estimated $13.1M increase.
  • Carroll Financial Associates's biggest Q3 2017 reduction was iShares MSCI USA Momentum Factor ETF, cutting an estimated $14.9M.
  • Carroll Financial Associates fully exited DuPont de Nemours in Q3 2017, selling an estimated $7.88M.
  • Carroll Financial Associates's ten largest holdings make up 47% of its $878M portfolio in Q3 2017.
  • Carroll Financial Associates opened 83 new positions and closed 70 in Q3 2017.
  • Carroll Financial Associates's portfolio value rose 6.1% quarter-over-quarter to $878M.

Based on Carroll Financial Associates's 13F filing for Q3 2017, filed 25 Oct 2017.