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CFA

Carroll Financial Associates Portfolio holdings

AUM $1.88B
1-Year Est. Return 20.52%
This Fund
S&P 500
This Quarter Est. Return
+2.38%
1 Year Est. Return
+20.52%
3 Year Est. Return
+79.91%
5 Year Est. Return
+101.11%
10 Year Est. Return
–
AUM
$827M
AUM Growth
+$42.3M
Cap. Flow
+$25.7M
Cap. Flow %
3.1%
Top 10 Hldgs %
45.51%
Holding
1,313
New
57
Increased
248
Reduced
337
Closed
49

Top Buys

Rank Stock Value
1
DGRW icon
WisdomTree Trust WisdomTree US Quality Dividend Growth Fund
DGRW
+$4.67M
2
XIVH
VelocityShares VIX Short Volatility Hedged ETN
XIVH
+$3.63M
3
KLDW
Knowledge Leaders Developed World ETF
KLDW
+$3.12M
4
PRF icon
Invesco FTSE RAFI US 1000 ETF
PRF
+$1.73M
5
JPIN icon
JPMorgan Diversified Return International Equity ETF
JPIN
+$1.51M

Top Sells

Rank Stock Value
1
MLPX icon
Global X MLP & Energy Infrastructure ETF
MLPX
+$4.71M
2
RWO icon
State Street SPDR Dow Jones Global Real Estate ETF
RWO
+$1.05M
3
BNCN
BNC Bancorp
BNCN
+$956K
4
LOB icon
Live Oak Bancshares
LOB
+$845K
5
TREE icon
LendingTree
TREE
+$677K

Sector Composition

Rank Sector Weight
1 Financials 8.93%
2 Technology 5.5%
3 Healthcare 4.12%
4 Energy 3.96%
5 Consumer Staples 3.15%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
SEP
401
DELISTED
Spectra Engy Parters Lp
SEP
$88K 0.01%
2,057
– –
IP icon
402
International Paper
IP
$22.4B
$87K 0.01%
1,630
+340
+26% +$17.2K
SVC
403
Service Properties Trust
SVC
$1.03B
$87K 0.01%
+600
New +$91.6K
EV
404
DELISTED
Eaton Vance Corp.
EV
$87K 0.01%
1,840
– –
AVGO icon
405
Broadcom
AVGO
$1.99T
$86K 0.01%
3,730
+1,110
+42% +$25.8K
FDX icon
406
FedEx
FDX
$74.1B
$85K 0.01%
393
-26
-6% -$5.13K
IYH icon
407
iShares US Healthcare ETF
IYH
$3.45B
$85K 0.01%
2,570
– –
CCI icon
408
Crown Castle
CCI
$33.9B
$84K 0.01%
847
– –
DLN icon
409
WisdomTree US LargeCap Dividend Fund
DLN
$6.38B
$84K 0.01%
2,000
– –
EZU icon
410
iShare MSCI Eurozone ETF
EZU
$9.85B
$82K 0.01%
2,055
– –
IVE icon
411
iShares S&P 500 Value ETF
IVE
$49.8B
$82K 0.01%
790
– –
VTIP icon
412
Vanguard Short-Term Inflation-Protected Securities Index Fund
VTIP
$19.1B
$82K 0.01%
1,682
– –
VYM icon
413
Vanguard High Dividend Yield ETF
VYM
$82.6B
$82K 0.01%
1,061
+82
+8% +$6.39K
XLI icon
414
State Street Industrial Select Sector SPDR ETF
XLI
$33.9B
$82K 0.01%
1,214
+1,044
+614% +$69.7K
XYLD icon
415
Global X S&P 500 Covered Call ETF
XYLD
$3.27B
$82K 0.01%
+1,715
New +$82.1K
AGN
416
DELISTED
Allergan plc
AGN
$80K 0.01%
331
– –
IFGL icon
417
iShares International Developed Real Estate ETF
IFGL
$83.6M
$79K 0.01%
2,800
– –
BPL
418
DELISTED
Buckeye Partners, L.P.
BPL
$79K 0.01%
1,250
– –
NWBI icon
419
Northwest Bancshares
NWBI
$2.34B
$78K 0.01%
5,024
+4,024
+402% +$64.2K
FMC icon
420
FMC
FMC
$1.32B
$77K 0.01%
1,219
– –
SPGI icon
421
S&P Global
SPGI
$122B
$76K 0.01%
521
-21
-4% -$2.92K
BBDC icon
422
Barings BDC
BBDC
$897M
$74K 0.01%
4,200
– –
SJM icon
423
J.M. Smucker
SJM
$12.7B
$74K 0.01%
633
-46
-7% -$5.81K
MEAR icon
424
BlackRock Short Maturity Municipal Bond ETF
MEAR
$1.36B
$72K 0.01%
1,450
– –
DHR icon
425
Danaher
DHR
$137B
$71K 0.01%
962
– –
15 16
17
18 19

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NFG
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6M
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RFA
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CCT
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RM
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Carroll Financial Associates's Q2 2017 Portfolio in Review

As of Q2 2017, Carroll Financial Associates held 1,313 positions worth $827M, up 5.4% from $785M the previous quarter. Its ten largest holdings account for 46% of the portfolio.

Carroll Financial Associates deployed $25.7M of net new capital in Q2 2017, opening 57 new positions and adding to 248 existing holdings. Its largest new stake was VelocityShares VIX Short Volatility Hedged ETN: 69,554 shares worth $3.85M.

By sector, the portfolio is most concentrated in Financials at 8.9% of assets, down from 9.1% a quarter earlier, followed by Technology and Healthcare.

On the sell side, the largest reduction was Global X MLP & Energy Infrastructure ETF, an estimated $4.71M trimmed.

  • Carroll Financial Associates's largest Q2 2017 buy was VelocityShares VIX Short Volatility Hedged ETN: 69,554 shares worth $3.85M.
  • Carroll Financial Associates added most to WisdomTree Trust WisdomTree US Quality Dividend Growth Fund in Q2 2017, an estimated $4.67M increase.
  • Carroll Financial Associates's biggest Q2 2017 reduction was Global X MLP & Energy Infrastructure ETF, cutting an estimated $4.71M.
  • Carroll Financial Associates fully exited BNC Bancorp in Q2 2017, selling an estimated $956K.
  • Carroll Financial Associates's ten largest holdings make up 46% of its $827M portfolio in Q2 2017.
  • Carroll Financial Associates opened 57 new positions and closed 49 in Q2 2017.
  • Carroll Financial Associates's portfolio value rose 5.4% quarter-over-quarter to $827M.

Based on Carroll Financial Associates's 13F filing for Q2 2017, filed 25 Jul 2017.