CFA

Carroll Financial Associates Portfolio holdings

AUM $1.88B
1-Year Return 20.52%
This Quarter Return
+2.38%
1 Year Return
+20.52%
3 Year Return
+79.93%
5 Year Return
+101.13%
10 Year Return
–
AUM
$827M
AUM Growth
+$42.3M
Cap. Flow
+$26.5M
Cap. Flow %
3.2%
Top 10 Hldgs %
45.51%
Holding
1,323
New
57
Increased
248
Reduced
337
Closed
49

Top Buys

1
DGRW icon
WisdomTree Trust WisdomTree US Quality Dividend Growth Fund
DGRW
+$4.75M
2
XIVH
VelocityShares VIX Short Volatility Hedged ETN
XIVH
+$3.85M
3
KLDW
Knowledge Leaders Developed World ETF
KLDW
+$3.19M
4
PRF icon
Invesco FTSE RAFI US 1000 ETF
PRF
+$1.74M
5
JPIN icon
JPMorgan Diversified Return International Equity ETF
JPIN
+$1.54M

Top Sells

1
MLPX icon
Global X MLP & Energy Infrastructure ETF
MLPX
+$4.63M
2
RWO icon
SPDR Dow Jones Global Real Estate ETF
RWO
+$1.04M
3
BNCN
BNC Bancorp
BNCN
+$956K
4
LOB icon
Live Oak Bancshares
LOB
+$855K
5
TREE icon
LendingTree
TREE
+$775K

Sector Composition

1 Financials 8.93%
2 Technology 5.5%
3 Healthcare 4.12%
4 Energy 3.96%
5 Consumer Staples 3.15%
Name Market Value Portfolio Weight Shares or Principal Shares
Change % 		Capital Flow
SEP
401
DELISTED
Spectra Engy Parters Lp
SEP
$88K 0.01%
2,057
– –
SVC
402
Service Properties Trust
SVC
$476M
$87K 0.01%
+3,000
New +$87K
EV
403
DELISTED
Eaton Vance Corp.
EV
$87K 0.01%
1,840
– –
IP icon
404
International Paper
IP
$25B
$87K 0.01%
1,630
+340
+26% +$18.1K
AVGO icon
405
Broadcom
AVGO
$1.58T
$86K 0.01%
3,730
+1,110
+42% +$25.6K
FDX icon
406
FedEx
FDX
$53.1B
$85K 0.01%
393
-26
-6% -$5.62K
IYH icon
407
iShares US Healthcare ETF
IYH
$2.79B
$85K 0.01%
2,570
– –
CCI icon
408
Crown Castle
CCI
$40.9B
$84K 0.01%
847
– –
DLN icon
409
WisdomTree US LargeCap Dividend Fund
DLN
$5.26B
$84K 0.01%
2,000
– –
EZU icon
410
iShare MSCI Eurozone ETF
EZU
$7.92B
$82K 0.01%
2,055
– –
IVE icon
411
iShares S&P 500 Value ETF
IVE
$41B
$82K 0.01%
790
– –
VTIP icon
412
Vanguard Short-Term Inflation-Protected Securities Index Fund
VTIP
$15.7B
$82K 0.01%
1,682
– –
VYM icon
413
Vanguard High Dividend Yield ETF
VYM
$64.2B
$82K 0.01%
1,061
+82
+8% +$6.34K
XLI icon
414
Industrial Select Sector SPDR Fund
XLI
$23.1B
$82K 0.01%
1,214
+1,044
+614% +$70.5K
XYLD icon
415
Global X S&P 500 Covered Call ETF
XYLD
$3.11B
$82K 0.01%
+1,715
New +$82K
AGN
416
DELISTED
Allergan plc
AGN
$80K 0.01%
331
– –
IFGL icon
417
iShares International Developed Real Estate ETF
IFGL
$97.6M
$79K 0.01%
2,800
– –
BPL
418
DELISTED
Buckeye Partners, L.P.
BPL
$79K 0.01%
1,250
– –
NWBI icon
419
Northwest Bancshares
NWBI
$1.86B
$78K 0.01%
5,024
+4,024
+402% +$62.5K
FMC icon
420
FMC
FMC
$4.73B
$77K 0.01%
1,219
– –
SPGI icon
421
S&P Global
SPGI
$167B
$76K 0.01%
521
-21
-4% -$3.06K
BBDC icon
422
Barings BDC
BBDC
$993M
$74K 0.01%
4,200
– –
SJM icon
423
J.M. Smucker
SJM
$11.8B
$74K 0.01%
633
-46
-7% -$5.38K
MEAR icon
424
BlackRock Short Maturity Municipal Bond ETF
MEAR
$1.23B
$72K 0.01%
1,450
– –
DHR icon
425
Danaher
DHR
$142B
$71K 0.01%
962
– –
15 16
17
18 19