CFA

Carroll Financial Associates Portfolio holdings

AUM $1.88B
1-Year Return 20.52%
This Quarter Return
+5.11%
1 Year Return
+20.52%
3 Year Return
+79.93%
5 Year Return
+101.13%
10 Year Return
–
AUM
$785M
AUM Growth
+$84M
Cap. Flow
+$50.2M
Cap. Flow %
6.4%
Top 10 Hldgs %
45.22%
Holding
1,314
New
75
Increased
251
Reduced
238
Closed
52

Top Buys

1
EEMV icon
iShares MSCI Emerging Markets Min Vol Factor ETF
EEMV
$5.67M
2
PRF icon
Invesco FTSE RAFI US 1000 ETF
PRF
$5.55M
3
ENB icon
Enbridge
ENB
$5.52M
4
DGRW icon
WisdomTree Trust WisdomTree US Quality Dividend Growth Fund
DGRW
$4.75M
5
AXP icon
American Express
AXP
$3.45M

Top Sells

1
HSCZ icon
iShares Currency Hedged MSCI EAFE Small-Cap ETF
HSCZ
$5.72M
2
SE
Spectra Energy Corp Wi
SE
$3.64M
3
PDN icon
Invesco FTSE RAFI Developed Markets ex-US Small-Mid ETF
PDN
$1.38M
4
VIIX
VelocityShares VIX Short Term ETN
VIIX
$779K
5
LOB icon
Live Oak Bancshares
LOB
$769K

Sector Composition

1 Financials 9.12%
2 Technology 5.75%
3 Energy 4.37%
4 Healthcare 4.06%
5 Industrials 3.29%
Name Market Value Portfolio Weight Shares or Principal Shares
Change % 		Capital Flow
AGN
401
DELISTED
Allergan plc
AGN
$79K 0.01%
331
-126
-28% -$30.1K
MMC icon
402
Marsh & McLennan
MMC
$100B
$78K 0.01%
1,068
– –
EZU icon
403
iShare MSCI Eurozone ETF
EZU
$7.85B
$77K 0.01%
2,055
– –
IWM icon
404
iShares Russell 2000 ETF
IWM
$67.8B
$77K 0.01%
564
+1
+0.2% +$137
TAP icon
405
Molson Coors Class B
TAP
$9.96B
$77K 0.01%
805
– –
IFGL icon
406
iShares International Developed Real Estate ETF
IFGL
$96.5M
$76K 0.01%
2,800
– –
VYM icon
407
Vanguard High Dividend Yield ETF
VYM
$64.2B
$76K 0.01%
979
– –
BOJA
408
DELISTED
Bojangles', Inc. Common Stock
BOJA
$76K 0.01%
3,740
– –
EW icon
409
Edwards Lifesciences
EW
$47.5B
$75K 0.01%
2,400
– –
PHYS icon
410
Sprott Physical Gold
PHYS
$12.8B
$75K 0.01%
7,400
-20,500
-73% -$208K
RIO icon
411
Rio Tinto
RIO
$104B
$75K 0.01%
1,850
-450
-20% -$18.2K
TFCF
412
DELISTED
Twenty-First Century Fox, Inc. Class B
TFCF
$74K 0.01%
2,341
– –
FMC icon
413
FMC
FMC
$4.72B
$73K 0.01%
1,219
– –
LSI
414
DELISTED
Life Storage, Inc.
LSI
$73K 0.01%
1,350
– –
MEAR icon
415
BlackRock Short Maturity Municipal Bond ETF
MEAR
$1.22B
$72K 0.01%
1,450
– –
CMS icon
416
CMS Energy
CMS
$21.4B
$72K 0.01%
1,619
– –
DHR icon
417
Danaher
DHR
$143B
$72K 0.01%
962
– –
IWR icon
418
iShares Russell Mid-Cap ETF
IWR
$44.6B
$72K 0.01%
1,556
-28
-2% -$1.3K
KEY icon
419
KeyCorp
KEY
$20.8B
$72K 0.01%
4,068
– –
XYL icon
420
Xylem
XYL
$34.2B
$71K 0.01%
1,420
– –
SPGI icon
421
S&P Global
SPGI
$164B
$70K 0.01%
542
– –
COF icon
422
Capital One
COF
$142B
$68K 0.01%
785
-153
-16% -$13.3K
FBNC icon
423
First Bancorp
FBNC
$2.3B
$67K 0.01%
2,291
– –
FDN icon
424
First Trust Dow Jones Internet Index Fund ETF
FDN
$7.31B
$67K 0.01%
772
+21
+3% +$1.82K
HAL icon
425
Halliburton
HAL
$18.8B
$67K 0.01%
1,371
-190
-12% -$9.29K
15 16
17
18 19