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CFA

Carroll Financial Associates Portfolio holdings

AUM $1.88B
1-Year Est. Return 20.52%
This Fund
S&P 500
This Quarter Est. Return
+5.36%
1 Year Est. Return
+20.52%
3 Year Est. Return
+80.57%
5 Year Est. Return
+102.34%
10 Year Est. Return
–
AUM
$785M
AUM Growth
+$84M
Cap. Flow
+$49.3M
Cap. Flow %
6.28%
Top 10 Hldgs %
45.22%
Holding
1,307
New
75
Increased
250
Reduced
239
Closed
52

Top Buys

Rank Stock Value
1
ENB icon
Enbridge
ENB
+$5.57M
2
PRF icon
Invesco FTSE RAFI US 1000 ETF
PRF
+$5.52M
3
EEMV icon
iShares MSCI Emerging Markets Min Vol Factor ETF
EEMV
+$5.48M
4
DGRW icon
WisdomTree Trust WisdomTree US Quality Dividend Growth Fund
DGRW
+$4.65M
5
AXP icon
American Express
AXP
+$3.41M

Top Sells

Rank Stock Value
1
HSCZ icon
iShares Currency Hedged MSCI EAFE Small-Cap ETF
HSCZ
+$5.59M
2
SE
Spectra Energy Corp Wi
SE
+$3.64M
3
PDN icon
Invesco FTSE RAFI Developed Markets ex-US Small-Mid ETF
PDN
+$1.34M
4
VIIX
VelocityShares VIX Short Term ETN
VIIX
+$779K
5
LOB icon
Live Oak Bancshares
LOB
+$752K

Sector Composition

Rank Sector Weight
1 Financials 9.12%
2 Technology 5.75%
3 Energy 4.37%
4 Healthcare 4.06%
5 Industrials 3.29%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
AGN
401
DELISTED
Allergan plc
AGN
$79K 0.01%
331
-126
-28% -$29.3K
MRSH
402
Marsh
MRSH
$91.3B
$78K 0.01%
1,068
– –
EZU icon
403
iShare MSCI Eurozone ETF
EZU
$9.91B
$77K 0.01%
2,055
– –
IWM icon
404
iShares Russell 2000 ETF
IWM
$82.7B
$77K 0.01%
564
+1
+0.2% +$137
TAP icon
405
Molson Coors Class B
TAP
$7.92B
$77K 0.01%
805
– –
IFGL icon
406
iShares International Developed Real Estate ETF
IFGL
$83.2M
$76K 0.01%
2,800
– –
VYM icon
407
Vanguard High Dividend Yield ETF
VYM
$82.3B
$76K 0.01%
979
– –
BOJA
408
DELISTED
Bojangles', Inc. Common Stock
BOJA
$76K 0.01%
3,740
– –
EW icon
409
Edwards Lifesciences
EW
$51.6B
$75K 0.01%
2,400
– –
PHYS icon
410
Sprott Physical Gold
PHYS
$15.7B
$75K 0.01%
7,400
-20,500
-73% -$205K
RIO icon
411
Rio Tinto
RIO
$165B
$75K 0.01%
1,850
-450
-20% -$19.1K
TFCF
412
DELISTED
Twenty-First Century Fox, Inc. Class B
TFCF
$74K 0.01%
2,341
– –
FMC icon
413
FMC
FMC
$1.32B
$73K 0.01%
1,219
– –
LSI
414
DELISTED
Life Storage, Inc.
LSI
$73K 0.01%
1,350
– –
CMS icon
415
CMS Energy
CMS
$22.2B
$72K 0.01%
1,619
– –
DHR icon
416
Danaher
DHR
$141B
$72K 0.01%
962
– –
IWR icon
417
iShares Russell Mid-Cap ETF
IWR
$57.2B
$72K 0.01%
1,556
-28
-2% -$1.3K
KEY icon
418
KeyCorp
KEY
$24.3B
$72K 0.01%
4,068
– –
MEAR icon
419
BlackRock Short Maturity Municipal Bond ETF
MEAR
$1.36B
$72K 0.01%
1,450
– –
XYL icon
420
Xylem
XYL
$28.3B
$71K 0.01%
1,420
– –
SPGI icon
421
S&P Global
SPGI
$120B
$70K 0.01%
542
– –
COF icon
422
Capital One
COF
$134B
$68K 0.01%
785
-153
-16% -$13.6K
FBNC icon
423
First Bancorp
FBNC
$2.64B
$67K 0.01%
2,291
– –
FDN icon
424
First Trust Dow Jones Internet Index Fund ETF
FDN
$5.47B
$67K 0.01%
772
+21
+3% +$1.81K
HAL icon
425
Halliburton
HAL
$26.8B
$67K 0.01%
1,371
-190
-12% -$10.2K
15 16
17
18 19

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6M
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RFA
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CCT
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RM
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Carroll Financial Associates's Q1 2017 Portfolio in Review

As of Q1 2017, Carroll Financial Associates held 1,307 positions worth $785M, up 12% from $701M the previous quarter. Its ten largest holdings account for 45% of the portfolio.

Carroll Financial Associates deployed $49.3M of net new capital in Q1 2017, opening 75 new positions and adding to 250 existing holdings. Its largest new stake was Enbridge: 131,920 shares worth $5.52M.

By sector, the portfolio is most concentrated in Financials at 9.1% of assets, down from 9.5% a quarter earlier, followed by Technology and Energy.

On the sell side, the largest reduction was iShares Currency Hedged MSCI EAFE Small-Cap ETF, an estimated $5.59M trimmed.

  • Carroll Financial Associates's largest Q1 2017 buy was Enbridge: 131,920 shares worth $5.52M.
  • Carroll Financial Associates added most to Invesco FTSE RAFI US 1000 ETF in Q1 2017, an estimated $5.52M increase.
  • Carroll Financial Associates's biggest Q1 2017 reduction was iShares Currency Hedged MSCI EAFE Small-Cap ETF, cutting an estimated $5.59M.
  • Carroll Financial Associates fully exited Spectra Energy Corp Wi in Q1 2017, selling an estimated $3.64M.
  • Carroll Financial Associates's ten largest holdings make up 45% of its $785M portfolio in Q1 2017.
  • Carroll Financial Associates opened 75 new positions and closed 52 in Q1 2017.
  • Carroll Financial Associates's portfolio value rose 12% quarter-over-quarter to $785M.

Based on Carroll Financial Associates's 13F filing for Q1 2017, filed 11 Apr 2017.