We are live on ! Find out more
CFA

Carroll Financial Associates Portfolio holdings

AUM $1.88B
1-Year Est. Return 20.52%
This Fund
S&P 500
This Quarter Est. Return
+3.88%
1 Year Est. Return
+20.52%
3 Year Est. Return
+80.57%
5 Year Est. Return
+102.34%
10 Year Est. Return
–
AUM
$701M
AUM Growth
+$34.8M
Cap. Flow
+$12.6M
Cap. Flow %
1.79%
Top 10 Hldgs %
45.65%
Holding
1,296
New
50
Increased
228
Reduced
255
Closed
65

Top Buys

Rank Stock Value
1
DGRW icon
WisdomTree Trust WisdomTree US Quality Dividend Growth Fund
DGRW
+$5.71M
2
PRF icon
Invesco FTSE RAFI US 1000 ETF
PRF
+$4.33M
3
KLDW
Knowledge Leaders Developed World ETF
KLDW
+$4M
4
DBEF icon
Xtrackers MSCI EAFE Hedged Equity ETF
DBEF
+$3.71M
5
IVV icon
iShares Core S&P 500 ETF
IVV
+$1.58M

Top Sells

Rank Stock Value
1
PSTB
Park Sterling Corp.
PSTB
+$2.87M
2
DBEU icon
Xtrackers MSCI Europe Hedged Equity ETF
DBEU
+$2.52M
3
PNY
PIEDMONT NATURAL GAS CO INC(NC
PNY
+$2.34M
4
GSLC icon
Goldman Sachs ActiveBeta US Large Cap Equity ETF
GSLC
+$1.12M
5
USMV icon
iShares MSCI USA Min Vol Factor ETF
USMV
+$842K

Sector Composition

Rank Sector Weight
1 Financials 9.48%
2 Technology 5.84%
3 Energy 4.14%
4 Healthcare 3.95%
5 Industrials 3.63%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
IFGL icon
401
iShares International Developed Real Estate ETF
IFGL
$83.2M
$73K 0.01%
2,800
– –
CERN
402
DELISTED
Cerner Corp
CERN
$73K 0.01%
1,550
-370
-19% -$19.6K
QEP
403
DELISTED
QEP RESOURCES, INC.
QEP
$73K 0.01%
4,000
– –
IBND icon
404
State Street SPDR Bloomberg International Corporate Bond ETF
IBND
$463M
$72K 0.01%
2,361
+155
+7% +$4.87K
MEAR icon
405
BlackRock Short Maturity Municipal Bond ETF
MEAR
$1.36B
$72K 0.01%
1,450
– –
MRSH
406
Marsh
MRSH
$91.5B
$72K 0.01%
1,068
+70
+7% +$4.69K
NLY icon
407
Annaly Capital Management
NLY
$17.4B
$72K 0.01%
1,818
– –
EZU icon
408
iShare MSCI Eurozone ETF
EZU
$9.91B
$71K 0.01%
2,055
– –
WY icon
409
Weyerhaeuser
WY
$18.4B
$71K 0.01%
2,388
– –
IWR icon
410
iShares Russell Mid-Cap ETF
IWR
$57.4B
$70K 0.01%
1,584
+28
+2% +$1.22K
PYPL icon
411
PayPal
PYPL
$50.5B
$70K 0.01%
1,776
-53
-3% -$2.13K
XYL icon
412
Xylem
XYL
$28.1B
$70K 0.01%
1,420
+20
+1% +$1.01K
PLPC icon
413
Preformed Line Products
PLPC
$2.28B
$69K 0.01%
1,200
– –
BOJA
414
DELISTED
Bojangles', Inc. Common Stock
BOJA
$69K 0.01%
3,740
+2,700
+260% +$47.1K
CCI icon
415
Crown Castle
CCI
$32.2B
$67K 0.01%
779
– –
CMS icon
416
CMS Energy
CMS
$22.3B
$67K 0.01%
1,619
– –
DHR icon
417
Danaher
DHR
$144B
$66K 0.01%
962
-260
-21% -$18.1K
BABA icon
418
Alibaba
BABA
$308B
$65K 0.01%
750
– –
CELG
419
DELISTED
Celgene Corp
CELG
$65K 0.01%
564
– –
MCR
420
DELISTED
MFS Charter Income Trust
MCR
$64K 0.01%
7,578
+6,993
+1,195% +$58.7K
SHPG
421
DELISTED
Shire pic
SHPG
$64K 0.01%
377
+74
+24% +$13.1K
ITM icon
422
VanEck Intermediate Muni ETF
ITM
$2.15B
$63K 0.01%
1,365
– –
TFCF
423
DELISTED
Twenty-First Century Fox, Inc. Class B
TFCF
$63K 0.01%
2,341
– –
FBNC icon
424
First Bancorp
FBNC
$2.68B
$62K 0.01%
2,291
– –
NEM icon
425
Newmont
NEM
$119B
$62K 0.01%
1,848
-400
-18% -$13.7K
15 16
17
18 19

Similar funds

TU
TDAM USA Toronto, Ontario, Canada $1.61B AUM 28.05% 1-Year Est. Return
NFG
Next Financial Group Houston, Texas $1.52B AUM 20.14% 1-Year Est. Return
6M
6 Meridian Wichita, Kansas $1.37B AUM 17.3% 1-Year Est. Return
RFA
Reilly Financial Advisors La Mesa, California $1.35B AUM 22.65% 1-Year Est. Return
CCT
Country Club Trust Kansas City, Missouri $1.27B AUM 22.67% 1-Year Est. Return
C
ConocoPhillips Houston, Texas $1.12B AUM 103.31% 1-Year Est. Return
CC
Cassaday & Co Mclean, Virginia $1.06B AUM 17.6% 1-Year Est. Return
RM
Resource Management Metairie, Louisiana $970M AUM 28.05% 1-Year Est. Return

Carroll Financial Associates's Q4 2016 Portfolio in Review

As of Q4 2016, Carroll Financial Associates held 1,296 positions worth $701M, up 5.2% from $666M the previous quarter. Its ten largest holdings account for 46% of the portfolio.

Carroll Financial Associates's Q4 2016 filing shows 50 new, 228 increased, 255 reduced and 65 closed positions. Its largest new stake was VelocityShares VIX Short Term ETN: 3,616 shares worth $779K. The largest sale was Park Sterling Corp., an estimated $2.87M.

By sector, the portfolio is most concentrated in Financials at 9.5% of assets, up from 8.9% a quarter earlier, followed by Technology and Energy.

  • Carroll Financial Associates's largest Q4 2016 buy was VelocityShares VIX Short Term ETN: 3,616 shares worth $779K.
  • Carroll Financial Associates added most to WisdomTree Trust WisdomTree US Quality Dividend Growth Fund in Q4 2016, an estimated $5.71M increase.
  • Carroll Financial Associates's biggest Q4 2016 reduction was Park Sterling Corp., cutting an estimated $2.87M.
  • Carroll Financial Associates fully exited PIEDMONT NATURAL GAS CO INC(NC in Q4 2016, selling an estimated $2.34M.
  • Carroll Financial Associates's ten largest holdings make up 46% of its $701M portfolio in Q4 2016.
  • Carroll Financial Associates opened 50 new positions and closed 65 in Q4 2016.
  • Carroll Financial Associates's portfolio value rose 5.2% quarter-over-quarter to $701M.

Based on Carroll Financial Associates's 13F filing for Q4 2016, filed 11 Jan 2017.