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CFA

Carroll Financial Associates Portfolio holdings

AUM $1.88B
1-Year Est. Return 20.52%
This Fund
S&P 500
This Quarter Est. Return
+2.16%
1 Year Est. Return
+20.52%
3 Year Est. Return
+80.57%
5 Year Est. Return
+102.34%
10 Year Est. Return
–
AUM
$538M
AUM Growth
+$58M
Cap. Flow
+$46.6M
Cap. Flow %
8.66%
Top 10 Hldgs %
44.15%
Holding
1,319
New
136
Increased
373
Reduced
192
Closed
80

Top Buys

Rank Stock Value
1
GSLC icon
Goldman Sachs ActiveBeta US Large Cap Equity ETF
GSLC
+$11M
2
PRF icon
Invesco FTSE RAFI US 1000 ETF
PRF
+$8.68M
3
SCIU
Global X Scientific Beta US ETF
SCIU
+$7.1M
4
USMV icon
iShares MSCI USA Min Vol Factor ETF
USMV
+$6.75M
5
MTUM icon
iShares MSCI USA Momentum Factor ETF
MTUM
+$2.99M

Top Sells

Rank Stock Value
1
PHDG icon
Invesco S&P 500 Downside Hedged ETF
PHDG
+$8.16M
2
SE
Spectra Energy Corp Wi
SE
+$3.04M
3
MLPX icon
Global X MLP & Energy Infrastructure ETF
MLPX
+$1.14M
4
PKW icon
Invesco BuyBack Achievers ETF
PKW
+$765K
5
GPT
Gramercy Property Trust
GPT
+$611K

Sector Composition

Rank Sector Weight
1 Financials 9.82%
2 Technology 6.79%
3 Energy 4.95%
4 Consumer Staples 4.87%
5 Industrials 4.6%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
CCI icon
401
Crown Castle
CCI
$32.2B
$58K 0.01%
672
-66
-9% -$5.6K
EL icon
402
Estee Lauder
EL
$32B
$58K 0.01%
621
– –
PSA icon
403
Public Storage
PSA
$61.3B
$58K 0.01%
212
– –
CELG
404
DELISTED
Celgene Corp
CELG
$58K 0.01%
580
+16
+3% +$1.65K
XYL icon
405
Xylem
XYL
$28.1B
$57K 0.01%
1,400
– –
BIDU icon
406
Baidu
BIDU
$37.2B
$56K 0.01%
296
-34
-10% -$5.79K
CRM icon
407
Salesforce
CRM
$158B
$56K 0.01%
+770
New +$53K
QEP
408
DELISTED
QEP RESOURCES, INC.
QEP
$56K 0.01%
4,000
– –
TWC
409
DELISTED
TIME WARNER CABLE INC NEW COM STK
TWC
$56K 0.01%
275
+112
+69% +$21.2K
CAG icon
410
Conagra Brands
CAG
$7.23B
$55K 0.01%
1,601
+642
+67% +$20.8K
FULT icon
411
Fulton Financial
FULT
$4.64B
$55K 0.01%
4,166
– –
NNC
412
DELISTED
Nuveen North Carolina Quality Municipal Income Fund
NNC
$55K 0.01%
4,013
– –
BUD icon
413
AB InBev
BUD
$165B
$54K 0.01%
437
+25
+6% +$2.97K
CINF icon
414
Cincinnati Financial
CINF
$27.1B
$54K 0.01%
841
+410
+95% +$25K
TSLA icon
415
Tesla
TSLA
$1.3T
$54K 0.01%
3,540
+825
+30% +$10.9K
EMN icon
416
Eastman Chemical
EMN
$8.42B
$53K 0.01%
739
+9
+1% +$590
VHT icon
417
Vanguard Health Care ETF
VHT
$18.7B
$53K 0.01%
436
+50
+13% +$6.08K
CEF icon
418
Sprott Physical Gold and Silver Trust
CEF
$8.06B
$52K 0.01%
4,356
+386
+10% +$4.41K
FLOT icon
419
iShares Floating Rate Bond ETF
FLOT
$10.5B
$52K 0.01%
1,045
– –
RWR icon
420
State Street SPDR Dow Jones REIT ETF
RWR
$1.89B
$52K 0.01%
557
– –
HSBC.PRA
421
DELISTED
HSBC Holdings PLC, Inc. ADS(1/40 shr. 6.2% Non-Cum. Dlr. Pref. Shrs., Ser.A)
HSBC.PRA
$52K 0.01%
2,040
– –
FDN icon
422
First Trust Dow Jones Internet Index Fund ETF
FDN
$5.34B
$51K 0.01%
751
+176
+31% +$11.6K
RDOG icon
423
ALPS REIT Dividend Dogs ETF
RDOG
$11.3M
$51K 0.01%
1,162
+1,130
+3,531% +$46.4K
VOX icon
424
Vanguard Communication Services ETF
VOX
$5.85B
$51K 0.01%
553
– –
BT
425
DELISTED
BT Group plc (ADR)
BT
$51K 0.01%
1,600
– –
15 16
17
18 19

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NFG
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6M
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RFA
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CCT
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RM
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Carroll Financial Associates's Q1 2016 Portfolio in Review

As of Q1 2016, Carroll Financial Associates held 1,319 positions worth $538M, up 12% from $480M the previous quarter. Its ten largest holdings account for 44% of the portfolio.

Carroll Financial Associates deployed $46.6M of net new capital in Q1 2016, opening 136 new positions and adding to 373 existing holdings. Its largest new stake was Knowledge Leaders Developed World ETF: 76,428 shares worth $1.93M.

By sector, the portfolio is most concentrated in Financials at 9.8% of assets, down from 11% a quarter earlier, followed by Technology and Energy.

On the sell side, the largest reduction was Invesco S&P 500 Downside Hedged ETF, an estimated $8.16M trimmed.

  • Carroll Financial Associates's largest Q1 2016 buy was Knowledge Leaders Developed World ETF: 76,428 shares worth $1.93M.
  • Carroll Financial Associates added most to Goldman Sachs ActiveBeta US Large Cap Equity ETF in Q1 2016, an estimated $11M increase.
  • Carroll Financial Associates's biggest Q1 2016 reduction was Invesco S&P 500 Downside Hedged ETF, cutting an estimated $8.16M.
  • Carroll Financial Associates fully exited UBS AG 2XMTHLY LEV LG EXCH TRD ACCESS SEC E-TRACS ALERIAN in Q1 2016, selling an estimated $541K.
  • Carroll Financial Associates's ten largest holdings make up 44% of its $538M portfolio in Q1 2016.
  • Carroll Financial Associates opened 136 new positions and closed 80 in Q1 2016.
  • Carroll Financial Associates's portfolio value rose 12% quarter-over-quarter to $538M.

Based on Carroll Financial Associates's 13F filing for Q1 2016, filed 20 Apr 2016.