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CFA

Carroll Financial Associates Portfolio holdings

AUM $1.88B
1-Year Est. Return 20.52%
This Fund
S&P 500
This Quarter Est. Return
-1.6%
1 Year Est. Return
+20.52%
3 Year Est. Return
+80.57%
5 Year Est. Return
+102.34%
10 Year Est. Return
–
AUM
$447M
AUM Growth
+$219M
Cap. Flow
+$230M
Cap. Flow %
51.49%
Top 10 Hldgs %
41.51%
Holding
1,188
New
323
Increased
457
Reduced
64
Closed
57

Top Buys

Rank Stock Value
1
USMV icon
iShares MSCI USA Min Vol Factor ETF
USMV
+$29.9M
2
PRF icon
Invesco FTSE RAFI US 1000 ETF
PRF
+$16.8M
3
PHDG icon
Invesco S&P 500 Downside Hedged ETF
PHDG
+$14.5M
4
XOM icon
ExxonMobil
XOM
+$8.64M
5
AAPL icon
Apple
AAPL
+$6.62M

Top Sells

Rank Stock Value
1
MTUM icon
iShares MSCI USA Momentum Factor ETF
MTUM
+$1.75M
2
FDX icon
FedEx
FDX
+$770K
3
SPY icon
State Street SPDR S&P 500 ETF Trust
SPY
+$336K
4
CDK
CDK Global, Inc.
CDK
+$164K
5
VIG icon
Vanguard Dividend Appreciation ETF
VIG
+$121K

Sector Composition

Rank Sector Weight
1 Financials 11.87%
2 Technology 7.78%
3 Energy 6.14%
4 Healthcare 5.21%
5 Consumer Staples 4.35%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
VOO icon
401
Vanguard S&P 500 ETF
VOO
$1.01T
$46K 0.01%
+244
New +$47K
AIG icon
402
American International
AIG
$41.3B
$45K 0.01%
724
+395
+120% +$23.3K
HYS icon
403
PIMCO 0-5 Year High Yield Corporate Bond Index Exchange-Traded Fund
HYS
$1.75B
$45K 0.01%
450
– –
VDC icon
404
Vanguard Consumer Staples ETF
VDC
$7.99B
$45K 0.01%
359
– –
VIAB
405
DELISTED
Viacom Inc. Class B
VIAB
$45K 0.01%
701
+36
+5% +$2.44K
DBA icon
406
Invesco DB Agriculture Fund
DBA
$1.23B
$44K 0.01%
1,900
– –
XLF icon
407
State Street Financial Select Sector SPDR ETF
XLF
$58.2B
$44K 0.01%
2,070
-162
-7% -$3.5K
EOG icon
408
EOG Resources
EOG
$70.7B
$43K 0.01%
493
+259
+111% +$23.9K
VO icon
409
Vanguard Morningstar Mid-Cap ETF
VO
$109B
$43K 0.01%
1,336
– –
CHS
410
DELISTED
Chicos FAS, Inc.
CHS
$43K 0.01%
2,570
+570
+29% +$9.72K
AET
411
DELISTED
Aetna Inc
AET
$43K 0.01%
+340
New +$38.8K
ATO icon
412
Atmos Energy
ATO
$28.8B
$42K 0.01%
+824
New +$44.2K
BGC icon
413
BGC Group
BGC
$4.89B
$42K 0.01%
7,520
+28
+0.4% +$169
NOV icon
414
NOV
NOV
$7B
$42K 0.01%
861
+543
+171% +$27.9K
CMCSK
415
DELISTED
COMCAST CORP SPL A (NEW)
CMCSK
$42K 0.01%
+701
New +$42K
OIL
416
DELISTED
Barclays Bank PLC iPath Exchange Traded Notes Linked to Goldman Sachs Crude Oil Total Return In
OIL
$42K 0.01%
+3,500
New +$42.1K
CP icon
417
Canadian Pacific Kansas City
CP
$80.5B
$40K 0.01%
1,250
– –
DFE icon
418
WisdomTree Europe SmallCap Dividend Fund
DFE
$169M
$40K 0.01%
700
– –
EQR icon
419
Equity Residential
EQR
$25.1B
$39K 0.01%
556
– –
IWR icon
420
iShares Russell Mid-Cap ETF
IWR
$57.4B
$39K 0.01%
916
+676
+282% +$29.4K
PSA icon
421
Public Storage
PSA
$61.3B
$39K 0.01%
212
– –
STT icon
422
State Street
STT
$50.7B
$39K 0.01%
+500
New +$38.9K
VIS icon
423
Vanguard Industrials ETF
VIS
$8.39B
$39K 0.01%
+370
New +$39.9K
PCL
424
DELISTED
PLUM CREEK TIMBER CO (REIT)
PCL
$39K 0.01%
950
+750
+375% +$31.5K
ELV icon
425
Elevance Health
ELV
$85.5B
$38K 0.01%
232
+92
+66% +$14.7K
15 16
17
18 19

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Carroll Financial Associates's Q2 2015 Portfolio in Review

As of Q2 2015, Carroll Financial Associates held 1,188 positions worth $447M, up 96% from $228M the previous quarter. Its ten largest holdings account for 42% of the portfolio.

Carroll Financial Associates deployed $230M of net new capital in Q2 2015, opening 323 new positions and adding to 457 existing holdings. Its largest new stake was Hormel Foods: 58,928 shares worth $1.66M.

By sector, the portfolio is most concentrated in Financials at 12% of assets, up from 8% a quarter earlier, followed by Technology and Energy.

On the sell side, the largest reduction was iShares MSCI USA Momentum Factor ETF, an estimated $1.75M trimmed.

  • Carroll Financial Associates's largest Q2 2015 buy was Hormel Foods: 58,928 shares worth $1.66M.
  • Carroll Financial Associates added most to iShares MSCI USA Min Vol Factor ETF in Q2 2015, an estimated $29.9M increase.
  • Carroll Financial Associates's biggest Q2 2015 reduction was iShares MSCI USA Momentum Factor ETF, cutting an estimated $1.75M.
  • Carroll Financial Associates fully exited Barings BDC in Q2 2015, selling an estimated $48K.
  • Carroll Financial Associates's ten largest holdings make up 42% of its $447M portfolio in Q2 2015.
  • Carroll Financial Associates opened 323 new positions and closed 57 in Q2 2015.
  • Carroll Financial Associates's portfolio value rose 96% quarter-over-quarter to $447M.

Based on Carroll Financial Associates's 13F filing for Q2 2015, filed 3 Aug 2015.