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CFA

Carroll Financial Associates Portfolio holdings

AUM $1.88B
1-Year Est. Return 20.52%
This Fund
S&P 500
This Quarter Est. Return
+4.72%
1 Year Est. Return
+20.52%
3 Year Est. Return
+80.57%
5 Year Est. Return
+102.34%
10 Year Est. Return
–
AUM
$357M
AUM Growth
+$52.6M
Cap. Flow
+$37.9M
Cap. Flow %
10.59%
Top 10 Hldgs %
39.42%
Holding
1,010
New
87
Increased
263
Reduced
66
Closed
35

Top Buys

Rank Stock Value
1
USMV icon
iShares MSCI USA Min Vol Factor ETF
USMV
+$4.91M
2
PRF icon
Invesco FTSE RAFI US 1000 ETF
PRF
+$2.93M
3
FMLP
UBS AG LONDON BRH ETRACS WELLS FARGO MLP EX-ENERGY ETN
FMLP
+$1.58M
4
HRL icon
Hormel Foods
HRL
+$1.55M
5
DD icon
DuPont de Nemours
DD
+$1.55M

Top Sells

Rank Stock Value
1
BSJF
GUGGENGEIM BULLETSHARES 2015 HIGH YIELD CORPORATE BOND ETF
BSJF
+$732K
2
WMB icon
Williams Companies
WMB
+$490K
3
PEBK icon
Peoples Bancorp of North Carolina
PEBK
+$388K
4
JNJ icon
Johnson & Johnson
JNJ
+$354K
5
RIO icon
Rio Tinto
RIO
+$148K

Sector Composition

Rank Sector Weight
1 Financials 12.14%
2 Technology 9.32%
3 Energy 9.11%
4 Healthcare 5.76%
5 Industrials 4.68%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
DVN icon
401
Devon Energy
DVN
$47.6B
$29K 0.01%
360
+275
+324% +$20K
EL icon
402
Estee Lauder
EL
$31.9B
$29K 0.01%
390
– –
EXC icon
403
Exelon
EXC
$47.1B
$29K 0.01%
1,122
-4,626
-80% -$118K
IGD
404
Voya Global Equity Dividend and Premium Opportunity Fund
IGD
$513M
$29K 0.01%
3,000
– –
IJK icon
405
iShares S&P Mid-Cap 400 Growth ETF
IJK
$11.2B
$29K 0.01%
732
– –
IXC icon
406
iShares Global Energy ETF
IXC
$2.78B
$29K 0.01%
600
– –
PTH icon
407
Invesco Dorsey Wright Healthcare Momentum ETF
PTH
$237M
$29K 0.01%
1,770
– –
XLB icon
408
State Street Materials Select Sector SPDR ETF
XLB
$8.67B
$29K 0.01%
1,166
+316
+37% +$7.63K
XNTK icon
409
State Street SPDR NYSE Technology ETF
XNTK
$2.22B
$29K 0.01%
600
– –
MJN
410
DELISTED
Mead Johnson Nutrition Company
MJN
$29K 0.01%
311
+165
+113% +$14.4K
DHR icon
411
Danaher
DHR
$143B
$28K 0.01%
521
+119
+30% +$6.11K
IWM icon
412
iShares Russell 2000 ETF
IWM
$82.9B
$28K 0.01%
238
+109
+84% +$12.4K
STX icon
413
Seagate
STX
$182B
$28K 0.01%
495
– –
TDC icon
414
Teradata
TDC
$2.55B
$28K 0.01%
700
– –
VFC icon
415
VF Corp
VFC
$5.86B
$28K 0.01%
472
– –
WPC icon
416
W.P. Carey
WPC
$16.4B
$28K 0.01%
+441
New +$26.9K
LINE
417
DELISTED
LINN ENERGY LLC COM UTS REP LTD LIABILITY CO INTS
LINE
$28K 0.01%
859
+21
+3% +$616
DHS icon
418
WisdomTree US High Dividend Fund
DHS
$1.58B
$27K 0.01%
450
– –
DIA icon
419
State Street SPDR Dow Jones Industrial Average ETF Trust
DIA
$46.4B
$27K 0.01%
160
-48
-23% -$7.96K
UNH icon
420
UnitedHealth
UNH
$371B
$27K 0.01%
334
+10
+3% +$787
QVCGA
421
DELISTED
QVC Group Inc Series A
QVCGA
$27K 0.01%
23
+7
+44% +$8.35K
WIN
422
DELISTED
Windstream Holdings Inc
WIN
$27K 0.01%
340
-20
-6% -$1.46K
PCP
423
DELISTED
PRECISION CASTPARTS CORP
PCP
$27K 0.01%
106
+47
+80% +$12K
BLE
424
DELISTED
BlackRock Municipal Income Trust II
BLE
$26K 0.01%
1,816
– –
CNI icon
425
Canadian National Railway
CNI
$77.1B
$26K 0.01%
400
– –
15 16
17
18 19

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Carroll Financial Associates's Q2 2014 Portfolio in Review

As of Q2 2014, Carroll Financial Associates held 1,010 positions worth $357M, up 17% from $305M the previous quarter. Its ten largest holdings account for 39% of the portfolio.

Carroll Financial Associates deployed $37.9M of net new capital in Q2 2014, opening 87 new positions and adding to 263 existing holdings. Its largest new stake was UBS AG LONDON BRH ETRACS WELLS FARGO MLP EX-ENERGY ETN: 63,400 shares worth $1.58M.

By sector, the portfolio is most concentrated in Financials at 12% of assets, down from 12% a quarter earlier, followed by Technology and Energy.

On the sell side, the largest reduction was GUGGENGEIM BULLETSHARES 2015 HIGH YIELD CORPORATE BOND ETF, an estimated $732K trimmed.

  • Carroll Financial Associates's largest Q2 2014 buy was UBS AG LONDON BRH ETRACS WELLS FARGO MLP EX-ENERGY ETN: 63,400 shares worth $1.58M.
  • Carroll Financial Associates added most to iShares MSCI USA Min Vol Factor ETF in Q2 2014, an estimated $4.91M increase.
  • Carroll Financial Associates's biggest Q2 2014 reduction was GUGGENGEIM BULLETSHARES 2015 HIGH YIELD CORPORATE BOND ETF, cutting an estimated $732K.
  • Carroll Financial Associates fully exited Peoples Bancorp of North Carolina in Q2 2014, selling an estimated $388K.
  • Carroll Financial Associates's ten largest holdings make up 39% of its $357M portfolio in Q2 2014.
  • Carroll Financial Associates opened 87 new positions and closed 35 in Q2 2014.
  • Carroll Financial Associates's portfolio value rose 17% quarter-over-quarter to $357M.

Based on Carroll Financial Associates's 13F filing for Q2 2014, filed 8 Aug 2014.