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CFA

Carroll Financial Associates Portfolio holdings

AUM $1.88B
1-Year Est. Return 20.52%
This Fund
S&P 500
This Quarter Est. Return
+6.26%
1 Year Est. Return
+20.52%
3 Year Est. Return
+80.57%
5 Year Est. Return
+102.34%
10 Year Est. Return
–
AUM
$1.63B
AUM Growth
+$123M
Cap. Flow
+$37.1M
Cap. Flow %
2.28%
Top 10 Hldgs %
44.91%
Holding
1,828
New
214
Increased
473
Reduced
322
Closed
87

Top Buys

Rank Stock Value
1
GSST icon
Goldman Sachs Access Ultra Short Bond ETF
GSST
+$13.2M
2
NCNO icon
nCino
NCNO
+$8.92M
3
JPST icon
JPMorgan Ultra-Short Income ETF
JPST
+$6.9M
4
MSTB icon
LHA Market State Tactical Beta ETF
MSTB
+$4.11M
5
PULS icon
PGIM Ultra Short Bond ETF
PULS
+$2.88M

Top Sells

Rank Stock Value
1
ARKG icon
ARK Genomic Revolution ETF
ARKG
+$8.31M
2
AGGY icon
WisdomTree Yield Enhanced US Aggregate Bond Fund
AGGY
+$7.6M
3
ARKK icon
ARK Innovation ETF
ARKK
+$5.41M
4
PSEP icon
Innovator US Equity Power Buffer ETF September
PSEP
+$3.46M
5
KOMP icon
State Street SPDR S&P Kensho New Economies Composite ETF
KOMP
+$3.35M

Sector Composition

Rank Sector Weight
1 Technology 6.93%
2 Financials 5.5%
3 Healthcare 2.53%
4 Consumer Discretionary 2.28%
5 Consumer Staples 1.84%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
MCK icon
376
McKesson
MCK
$103B
$223K 0.01%
1,147
+131
+13% +$23.9K
GSK icon
377
GSK
GSK
$104B
$222K 0.01%
4,983
+934
+23% +$42.4K
WM icon
378
Waste Management
WM
$90.6B
$221K 0.01%
1,719
-32
-2% -$3.74K
O icon
379
Realty Income
O
$58.6B
$220K 0.01%
3,582
+23
+0.6% +$1.36K
PNC icon
380
PNC Financial Services
PNC
$100B
$218K 0.01%
1,247
-17
-1% -$2.8K
XLE icon
381
State Street Energy Select Sector SPDR ETF
XLE
$39.3B
$216K 0.01%
8,816
+5,946
+207% +$137K
QQQN
382
DELISTED
VictoryShares Nasdaq Next 50 ETF
QQQN
$216K 0.01%
6,845
– –
PRAH
383
DELISTED
PRA Health Sciences, Inc.
PRAH
$216K 0.01%
1,415
-95
-6% -$12.9K
GPN icon
384
Global Payments
GPN
$22.8B
$214K 0.01%
1,062
-729
-41% -$145K
MCHP icon
385
Microchip Technology
MCHP
$44.2B
$211K 0.01%
2,720
+170
+7% +$12.7K
ADSK icon
386
Autodesk
ADSK
$54.1B
$205K 0.01%
741
+61
+9% +$17.6K
IAU icon
387
iShares Gold Trust
IAU
$65.1B
$205K 0.01%
6,305
+26
+0.4% +$889
CTAS icon
388
Cintas
CTAS
$81.1B
$203K 0.01%
2,384
+4
+0.2% +$338
NYT icon
389
New York Times
NYT
$10.5B
$203K 0.01%
4,018
– –
MSI icon
390
Motorola Solutions
MSI
$76.5B
$200K 0.01%
1,066
-3
-0.3% -$535
LIT icon
391
Global X Lithium & Battery Tech ETF
LIT
$1.6B
$198K 0.01%
3,387
+2,329
+220% +$152K
MET icon
392
MetLife
MET
$61.7B
$198K 0.01%
3,268
-187
-5% -$10.3K
AON icon
393
Aon
AON
$75.7B
$197K 0.01%
860
-41
-5% -$9.03K
IWO icon
394
iShares Russell 2000 Growth ETF
IWO
$14.9B
$197K 0.01%
656
– –
JSML icon
395
Janus Henderson Small Cap Growth Alpha ETF
JSML
$376M
$197K 0.01%
2,930
– –
NOW icon
396
ServiceNow
NOW
$132B
$197K 0.01%
1,970
+90
+5% +$9.5K
FDN icon
397
First Trust Dow Jones Internet Index Fund ETF
FDN
$5.41B
$196K 0.01%
903
+347
+62% +$77.2K
IDXX icon
398
Idexx Laboratories
IDXX
$46.9B
$195K 0.01%
399
-218
-35% -$109K
IWR icon
399
iShares Russell Mid-Cap ETF
IWR
$57.5B
$195K 0.01%
2,638
– –
RGEN icon
400
Repligen
RGEN
$9.21B
$194K 0.01%
1,000
– –
14 15
16
17 18

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Carroll Financial Associates's Q1 2021 Portfolio in Review

As of Q1 2021, Carroll Financial Associates held 1,828 positions worth $1.63B, up 8.2% from $1.5B the previous quarter. Its ten largest holdings account for 45% of the portfolio.

Carroll Financial Associates's Q1 2021 filing shows 214 new, 473 increased, 322 reduced and 87 closed positions. Its largest new stake was Goldman Sachs Access Ultra Short Bond ETF: 259,582 shares worth $13.2M. The largest sale was ARK Genomic Revolution ETF, an estimated $8.31M.

By sector, the portfolio is most concentrated in Technology at 6.9% of assets, down from 7.1% a quarter earlier, followed by Financials and Healthcare.

  • Carroll Financial Associates's largest Q1 2021 buy was Goldman Sachs Access Ultra Short Bond ETF: 259,582 shares worth $13.2M.
  • Carroll Financial Associates added most to JPMorgan Ultra-Short Income ETF in Q1 2021, an estimated $6.9M increase.
  • Carroll Financial Associates's biggest Q1 2021 reduction was ARK Genomic Revolution ETF, cutting an estimated $8.31M.
  • Carroll Financial Associates fully exited Innovator US Equity Power Buffer ETF January in Q1 2021, selling an estimated $363K.
  • Carroll Financial Associates's ten largest holdings make up 45% of its $1.63B portfolio in Q1 2021.
  • Carroll Financial Associates opened 214 new positions and closed 87 in Q1 2021.
  • Carroll Financial Associates's portfolio value rose 8.2% quarter-over-quarter to $1.63B.

Based on Carroll Financial Associates's 13F filing for Q1 2021, filed 6 Apr 2021.