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CFA

Carroll Financial Associates Portfolio holdings

AUM $1.88B
1-Year Est. Return 20.52%
This Fund
S&P 500
This Quarter Est. Return
+13.95%
1 Year Est. Return
+20.52%
3 Year Est. Return
+80.57%
5 Year Est. Return
+102.34%
10 Year Est. Return
–
AUM
$1.5B
AUM Growth
+$208M
Cap. Flow
+$35.5M
Cap. Flow %
2.36%
Top 10 Hldgs %
46.75%
Holding
1,758
New
90
Increased
349
Reduced
401
Closed
146

Top Buys

Rank Stock Value
1
VNLA icon
Janus Henderson Short Duration Income ETF
VNLA
+$33.5M
2
MSTB icon
LHA Market State Tactical Beta ETF
MSTB
+$7.7M
3
LSST
Natixis Loomis Sayles Short Duration Income ETF
LSST
+$6.42M
4
PULS icon
PGIM Ultra Short Bond ETF
PULS
+$5.32M
5
EJAN icon
Innovator Emerging Markets Power Buffer ETF January
EJAN
+$5.1M

Top Sells

Rank Stock Value
1
AUSF icon
Global X Adaptive US Factor ETF
AUSF
+$13M
2
ARKG icon
ARK Genomic Revolution ETF
ARKG
+$6.63M
3
PJUL icon
Innovator US Equity Power Buffer ETF July
PJUL
+$6.55M
4
AGZD icon
WisdomTree Trust WisdomTree Interest Rate Hedged US Aggregate Bond Fund
AGZD
+$5.47M
5
EJUL icon
Innovator Emerging Markets Power Buffer ETF July
EJUL
+$4.6M

Sector Composition

Rank Sector Weight
1 Technology 7.07%
2 Financials 5.1%
3 Healthcare 2.68%
4 Consumer Discretionary 2.27%
5 Consumer Staples 1.99%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
PNC icon
376
PNC Financial Services
PNC
$100B
$188K 0.01%
1,264
-33
-3% -$4.22K
VNQ icon
377
Vanguard Real Estate ETF
VNQ
$38.6B
$188K 0.01%
2,223
-44
-2% -$3.65K
HYG icon
378
iShares iBoxx $ High Yield Corporate Bond ETF
HYG
$17.9B
$187K 0.01%
2,151
-978
-31% -$83.7K
JWN
379
DELISTED
Nordstrom
JWN
$187K 0.01%
+6,002
New +$125K
GSK icon
380
GSK
GSK
$104B
$186K 0.01%
4,049
+3
+0.1% +$138
JSML icon
381
Janus Henderson Small Cap Growth Alpha ETF
JSML
$376M
$185K 0.01%
2,930
– –
IGOV icon
382
iShares International Treasury Bond ETF
IGOV
$1.53B
$183K 0.01%
3,297
-21,380
-87% -$1.16M
SMOG icon
383
VanEck Low Carbon Energy ETF
SMOG
$134M
$182K 0.01%
1,101
– –
USIG icon
384
iShares Broad USD Investment Grade Corporate Bond ETF
USIG
$17.3B
$182K 0.01%
2,940
– –
JETS icon
385
US Global Jets ETF
JETS
$821M
$181K 0.01%
8,091
-201
-2% -$4.05K
MSI icon
386
Motorola Solutions
MSI
$76.5B
$181K 0.01%
1,069
– –
IWR icon
387
iShares Russell Mid-Cap ETF
IWR
$57.5B
$180K 0.01%
2,638
– –
RSPU icon
388
Invesco S&P 500 Equal Weight Utilities ETF
RSPU
$526M
$179K 0.01%
3,590
– –
HBI
389
DELISTED
Hanesbrands
HBI
$178K 0.01%
12,256
-1,707
-12% -$25.8K
SNAP icon
390
Snap
SNAP
$9.05B
$178K 0.01%
3,569
+3,515
+6,509% +$146K
IJT icon
391
iShares S&P Small-Cap 600 Growth ETF
IJT
$8.36B
$176K 0.01%
1,542
+1,480
+2,387% +$151K
MCHP icon
392
Microchip Technology
MCHP
$44.2B
$176K 0.01%
2,550
+114
+5% +$7.1K
MCK icon
393
McKesson
MCK
$103B
$176K 0.01%
1,016
– –
PAYX icon
394
Paychex
PAYX
$43.1B
$176K 0.01%
1,891
-191
-9% -$17K
WEC icon
395
WEC Energy
WEC
$34.6B
$176K 0.01%
1,920
– –
DNP icon
396
DNP Select Income Fund
DNP
$4.09B
$174K 0.01%
16,989
-1,000
-6% -$10.2K
IWN icon
397
iShares Russell 2000 Value ETF
IWN
$14.5B
$174K 0.01%
1,327
+1,262
+1,942% +$149K
XHB icon
398
State Street SPDR S&P Homebuilders ETF
XHB
$1.58B
$174K 0.01%
3,028
+166
+6% +$9.38K
HSCZ icon
399
iShares Currency Hedged MSCI EAFE Small-Cap ETF
HSCZ
$256M
$173K 0.01%
5,400
– –
ROST icon
400
Ross Stores
ROST
$81.7B
$172K 0.01%
1,407
+4
+0.3% +$419
14 15
16
17 18

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Carroll Financial Associates's Q4 2020 Portfolio in Review

As of Q4 2020, Carroll Financial Associates held 1,758 positions worth $1.5B, up 16% from $1.3B the previous quarter. Its ten largest holdings account for 47% of the portfolio.

Carroll Financial Associates's Q4 2020 filing shows 90 new, 349 increased, 401 reduced and 146 closed positions. Its largest new stake was LHA Market State Tactical Beta ETF: 294,973 shares worth $7.98M. The largest sale was Global X Adaptive US Factor ETF, an estimated $13M.

By sector, the portfolio is most concentrated in Technology at 7.1% of assets, down from 7.4% a quarter earlier, followed by Financials and Healthcare.

  • Carroll Financial Associates's largest Q4 2020 buy was LHA Market State Tactical Beta ETF: 294,973 shares worth $7.98M.
  • Carroll Financial Associates added most to Janus Henderson Short Duration Income ETF in Q4 2020, an estimated $33.5M increase.
  • Carroll Financial Associates's biggest Q4 2020 reduction was Global X Adaptive US Factor ETF, cutting an estimated $13M.
  • Carroll Financial Associates fully exited Innovator US Equity Power Buffer ETF July in Q4 2020, selling an estimated $6.55M.
  • Carroll Financial Associates's ten largest holdings make up 47% of its $1.5B portfolio in Q4 2020.
  • Carroll Financial Associates opened 90 new positions and closed 146 in Q4 2020.
  • Carroll Financial Associates's portfolio value rose 16% quarter-over-quarter to $1.5B.

Based on Carroll Financial Associates's 13F filing for Q4 2020, filed 8 Jan 2021.