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CFA

Carroll Financial Associates Portfolio holdings

AUM $1.88B
1-Year Est. Return 20.52%
This Fund
S&P 500
This Quarter Est. Return
-19.46%
1 Year Est. Return
+20.52%
3 Year Est. Return
+80.57%
5 Year Est. Return
+102.34%
10 Year Est. Return
–
AUM
$1.02B
AUM Growth
-$240M
Cap. Flow
+$34.9M
Cap. Flow %
3.42%
Top 10 Hldgs %
46.48%
Holding
1,808
New
113
Increased
330
Reduced
438
Closed
148

Top Buys

Rank Stock Value
1
USMV icon
iShares MSCI USA Min Vol Factor ETF
USMV
+$17.1M
2
IWF icon
iShares Russell 1000 Growth ETF
IWF
+$10.9M
3
HYLB icon
Xtrackers USD High Yield Corporate Bond ETF
HYLB
+$9.05M
4
PRFZ icon
Invesco FTSE RAFI US 1500 Small-Mid ETF
PRFZ
+$7.06M
5
PAPR icon
Innovator US Equity Power Buffer ETF April
PAPR
+$6.87M

Top Sells

Rank Stock Value
1
AUSF icon
Global X Adaptive US Factor ETF
AUSF
+$35.1M
2
CSB icon
VictoryShares US Small Cap High Div Volatility Wtd ETF
CSB
+$10.6M
3
VCSH icon
Vanguard Short-Term Corporate Bond ETF
VCSH
+$7.22M
4
PRF icon
Invesco FTSE RAFI US 1000 ETF
PRF
+$6.88M
5
EZM icon
WisdomTree US MidCap Fund
EZM
+$6.27M

Sector Composition

Rank Sector Weight
1 Technology 6.86%
2 Financials 5.77%
3 Healthcare 3.19%
4 Consumer Staples 2.35%
5 Utilities 1.97%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
VFC icon
376
VF Corp
VFC
$5.86B
$128K 0.01%
2,369
-329
-12% -$25.6K
AZN icon
377
AstraZeneca
AZN
$248B
$127K 0.01%
1,428
-159
-10% -$15K
IRM icon
378
Iron Mountain
IRM
$36.5B
$127K 0.01%
5,339
-454
-8% -$13.7K
PTMC icon
379
Pacer Trendpilot US Mid Cap ETF
PTMC
$405M
$126K 0.01%
4,460
– –
UL icon
380
Unilever
UL
$134B
$126K 0.01%
2,219
-145
-6% -$9.1K
DG icon
381
Dollar General
DG
$26.7B
$125K 0.01%
829
-551
-40% -$85.1K
NULV icon
382
Nuveen ESG Large-Cap Value ETF
NULV
$2.29B
$125K 0.01%
5,121
-108
-2% -$3.24K
VHT icon
383
Vanguard Health Care ETF
VHT
$19B
$125K 0.01%
758
-131
-15% -$23.9K
PRAH
384
DELISTED
PRA Health Sciences, Inc.
PRAH
$125K 0.01%
1,510
+100
+7% +$9.75K
VTIP icon
385
Vanguard Short-Term Inflation-Protected Securities Index Fund
VTIP
$19.8B
$124K 0.01%
2,553
+6
+0.2% +$295
FLTR icon
386
VanEck IG Floating Rate ETF
FLTR
$3.04B
$123K 0.01%
5,212
– –
FVD icon
387
First Trust Value Line Dividend Fund
FVD
$8.36B
$123K 0.01%
4,458
-7,309
-62% -$246K
HSCZ icon
388
iShares Currency Hedged MSCI EAFE Small-Cap ETF
HSCZ
$256M
$123K 0.01%
5,400
– –
ITM icon
389
VanEck Intermediate Muni ETF
ITM
$2.13B
$122K 0.01%
2,485
– –
PDN icon
390
Invesco FTSE RAFI Developed Markets ex-US Small-Mid ETF
PDN
$365M
$119K 0.01%
5,178
-421
-8% -$12.1K
SPTS icon
391
State Street SPDR Portfolio Short Term Treasury ETF
SPTS
$6.11B
$119K 0.01%
3,887
-280
-7% -$8.47K
CNI icon
392
Canadian National Railway
CNI
$76.3B
$118K 0.01%
1,523
– –
SCHW
393
Charles Schwab
SCHW
$186B
$117K 0.01%
3,504
-3,621
-51% -$152K
TRV icon
394
Travelers Companies
TRV
$78.6B
$116K 0.01%
1,171
+17
+1% +$2.11K
GPN icon
395
Global Payments
GPN
$22.8B
$115K 0.01%
801
-213
-21% -$38.9K
BOTZ icon
396
Global X Robotics & Artificial Intelligence ETF
BOTZ
$3.56B
$114K 0.01%
6,285
+36
+0.6% +$742
PEGA icon
397
Pegasystems
PEGA
$5.45B
$114K 0.01%
3,226
– –
TAN icon
398
Invesco Solar ETF
TAN
$1.38B
$114K 0.01%
4,528
+2,408
+114% +$78.6K
DOV icon
399
Dover
DOV
$28.1B
$113K 0.01%
1,350
– –
THFF icon
400
First Financial Corp
THFF
$966M
$113K 0.01%
3,361
– –
14 15
16
17 18

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6M
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RFA
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CCT
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Carroll Financial Associates's Q1 2020 Portfolio in Review

As of Q1 2020, Carroll Financial Associates held 1,808 positions worth $1.02B, down 19% from $1.26B the previous quarter. Its ten largest holdings account for 46% of the portfolio.

Carroll Financial Associates deployed $34.9M of net new capital in Q1 2020, opening 113 new positions and adding to 330 existing holdings. Its largest new stake was Xtrackers USD High Yield Corporate Bond ETF: 234,206 shares worth $8.26M.

By sector, the portfolio is most concentrated in Technology at 6.9% of assets, up from 6.3% a quarter earlier, followed by Financials and Healthcare.

On the sell side, the largest reduction was Global X Adaptive US Factor ETF, an estimated $35.1M trimmed.

  • Carroll Financial Associates's largest Q1 2020 buy was Xtrackers USD High Yield Corporate Bond ETF: 234,206 shares worth $8.26M.
  • Carroll Financial Associates added most to iShares MSCI USA Min Vol Factor ETF in Q1 2020, an estimated $17.1M increase.
  • Carroll Financial Associates's biggest Q1 2020 reduction was Global X Adaptive US Factor ETF, cutting an estimated $35.1M.
  • Carroll Financial Associates fully exited State Street SPDR S&P 400 Mid Cap Value ETF in Q1 2020, selling an estimated $2.52M.
  • Carroll Financial Associates's ten largest holdings make up 46% of its $1.02B portfolio in Q1 2020.
  • Carroll Financial Associates opened 113 new positions and closed 148 in Q1 2020.
  • Carroll Financial Associates's portfolio value fell 19% quarter-over-quarter to $1.02B.

Based on Carroll Financial Associates's 13F filing for Q1 2020, filed 10 Apr 2020.