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CFA

Carroll Financial Associates Portfolio holdings

AUM $1.88B
1-Year Est. Return 20.52%
This Fund
S&P 500
This Quarter Est. Return
+12.45%
1 Year Est. Return
+20.52%
3 Year Est. Return
+80.57%
5 Year Est. Return
+102.34%
10 Year Est. Return
–
AUM
$1.07B
AUM Growth
+$168M
Cap. Flow
+$78.7M
Cap. Flow %
7.37%
Top 10 Hldgs %
50.27%
Holding
1,608
New
222
Increased
400
Reduced
272
Closed
81

Top Buys

Rank Stock Value
1
AUSF icon
Global X Adaptive US Factor ETF
AUSF
+$28.6M
2
SPMD icon
State Street SPDR Portfolio S&P 400 Mid Cap ETF
SPMD
+$22.2M
3
MDYG icon
State Street SPDR S&P 400 Mid Cap Growth ETF
MDYG
+$21.7M
4
ARKG icon
ARK Genomic Revolution ETF
ARKG
+$6.38M
5
SHY icon
iShares 1-3 Year Treasury Bond ETF
SHY
+$3.54M

Top Sells

Rank Stock Value
1
USMV icon
iShares MSCI USA Min Vol Factor ETF
USMV
+$10.2M
2
PRF icon
Invesco FTSE RAFI US 1000 ETF
PRF
+$5.82M
3
DGRW icon
WisdomTree Trust WisdomTree US Quality Dividend Growth Fund
DGRW
+$5.76M
4
SPLV icon
Invesco S&P 500 Low Volatility ETF
SPLV
+$4.52M
5
DBEF icon
Xtrackers MSCI EAFE Hedged Equity ETF
DBEF
+$3.9M

Sector Composition

Rank Sector Weight
1 Financials 6.19%
2 Technology 5.5%
3 Healthcare 3.32%
4 Energy 2.82%
5 Consumer Staples 2.23%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
VCR icon
376
Vanguard Consumer Discretionary ETF
VCR
$6.18B
$145K 0.01%
845
– –
MGC icon
377
Vanguard Morningstar Mega Cap ETF
MGC
$10.4B
$144K 0.01%
1,480
– –
GBIL icon
378
Goldman Sachs Access Treasury 0-1 Year ETF
GBIL
$7.59B
$143K 0.01%
1,429
-1,550
-52% -$155K
IDV icon
379
iShares International Select Dividend ETF
IDV
$8.57B
$143K 0.01%
4,648
-1,775
-28% -$54.7K
JSML icon
380
Janus Henderson Small Cap Growth Alpha ETF
JSML
$379M
$143K 0.01%
+3,465
New +$140K
SPXE icon
381
ProShares S&P 500 ex-Energy ETF
SPXE
$87.6M
$141K 0.01%
4,760
– –
VEA icon
382
Vanguard FTSE Developed Markets ETF
VEA
$237B
$141K 0.01%
3,474
+305
+10% +$12.2K
CNI icon
383
Canadian National Railway
CNI
$76.6B
$138K 0.01%
1,547
-39
-2% -$3.27K
MET icon
384
MetLife
MET
$62.1B
$138K 0.01%
3,252
-38
-1% -$1.68K
RDS.B
385
DELISTED
Royal Dutch Shell PLC ADS Class B
RDS.B
$136K 0.01%
2,128
-319
-13% -$20.2K
CI icon
386
Cigna
CI
$74.6B
$135K 0.01%
844
+82
+11% +$15K
NTR icon
387
Nutrien
NTR
$30.7B
$135K 0.01%
2,559
+1,097
+75% +$57.2K
ATO icon
388
Atmos Energy
ATO
$28.8B
$133K 0.01%
1,299
+1
+0.1% +$97
USB icon
389
US Bancorp
USB
$99.6B
$133K 0.01%
2,773
-202
-7% -$10.1K
GNR icon
390
State Street SPDR S&P Global Natural Resources ETF
GNR
$4.87B
$132K 0.01%
+2,862
New +$129K
GWW icon
391
W.W. Grainger
GWW
$60.2B
$132K 0.01%
440
+133
+43% +$39.5K
INFY icon
392
Infosys
INFY
$50.7B
$130K 0.01%
11,944
+9,628
+416% +$102K
MBB icon
393
iShares MBS ETF
MBB
$39.1B
$130K 0.01%
1,227
+990
+418% +$104K
BND icon
394
Vanguard Total Bond Market
BND
$161B
$128K 0.01%
1,580
-84
-5% -$6.71K
PREF icon
395
Principal Spectrum Preferred Securities Active ETF
PREF
$1.78B
$127K 0.01%
6,675
– –
HSIC icon
396
Henry Schein
HSIC
$9.82B
$124K 0.01%
2,068
-569
-22% -$34.3K
AON icon
397
Aon
AON
$76B
$123K 0.01%
726
-60
-8% -$9.73K
IWR icon
398
iShares Russell Mid-Cap ETF
IWR
$57.5B
$123K 0.01%
2,283
– –
ULTA icon
399
Ulta Beauty
ULTA
$24.3B
$123K 0.01%
353
+24
+7% +$7.26K
VTIP icon
400
Vanguard Short-Term Inflation-Protected Securities Index Fund
VTIP
$19.8B
$123K 0.01%
2,541
– –
14 15
16
17 18

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6M
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RFA
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CCT
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Carroll Financial Associates's Q1 2019 Portfolio in Review

As of Q1 2019, Carroll Financial Associates held 1,608 positions worth $1.07B, up 19% from $899M the previous quarter. Its ten largest holdings account for 50% of the portfolio.

Carroll Financial Associates deployed $78.7M of net new capital in Q1 2019, opening 222 new positions and adding to 400 existing holdings. Its largest new stake was State Street SPDR Portfolio S&P 400 Mid Cap ETF: 680,160 shares worth $22.7M.

By sector, the portfolio is most concentrated in Financials at 6.2% of assets, down from 7.4% a quarter earlier, followed by Technology and Healthcare.

On the sell side, the largest reduction was iShares MSCI USA Min Vol Factor ETF, an estimated $10.2M trimmed.

  • Carroll Financial Associates's largest Q1 2019 buy was State Street SPDR Portfolio S&P 400 Mid Cap ETF: 680,160 shares worth $22.7M.
  • Carroll Financial Associates added most to Global X Adaptive US Factor ETF in Q1 2019, an estimated $28.6M increase.
  • Carroll Financial Associates's biggest Q1 2019 reduction was iShares MSCI USA Min Vol Factor ETF, cutting an estimated $10.2M.
  • Carroll Financial Associates fully exited Cohen & Steers REIT and Preferred and Income Fund in Q1 2019, selling an estimated $1.99M.
  • Carroll Financial Associates's ten largest holdings make up 50% of its $1.07B portfolio in Q1 2019.
  • Carroll Financial Associates opened 222 new positions and closed 81 in Q1 2019.
  • Carroll Financial Associates's portfolio value rose 19% quarter-over-quarter to $1.07B.

Based on Carroll Financial Associates's 13F filing for Q1 2019, filed 17 Apr 2019.