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CFA

Carroll Financial Associates Portfolio holdings

AUM $1.88B
1-Year Est. Return 20.52%
This Fund
S&P 500
This Quarter Est. Return
+7.86%
1 Year Est. Return
+20.52%
3 Year Est. Return
+80.57%
5 Year Est. Return
+102.34%
10 Year Est. Return
–
AUM
$945M
AUM Growth
+$7.99M
Cap. Flow
-$46.8M
Cap. Flow %
-4.95%
Top 10 Hldgs %
50.8%
Holding
1,410
New
76
Increased
353
Reduced
179
Closed
32

Top Buys

Rank Stock Value
1
USFR
WisdomTree Bloomberg Floating Rate Treasury Fund
USFR
+$3.03M
2
KLDW
Knowledge Leaders Developed World ETF
KLDW
+$2.43M
3
PXH icon
Invesco FTSE RAFI Emerging Markets ETF
PXH
+$1.69M
4
GRES
IQ ARB Global Resources
GRES
+$1.28M
5
TFC icon
Truist Financial
TFC
+$558K

Top Sells

Rank Stock Value
1
DGRW icon
WisdomTree Trust WisdomTree US Quality Dividend Growth Fund
DGRW
+$24.8M
2
SCIU
Global X Scientific Beta US ETF
SCIU
+$9.87M
3
GSLC icon
Goldman Sachs ActiveBeta US Large Cap Equity ETF
GSLC
+$7.2M
4
PRF icon
Invesco FTSE RAFI US 1000 ETF
PRF
+$3.49M
5
RNP icon
Cohen & Steers REIT and Preferred and Income Fund
RNP
+$3.17M

Sector Composition

Rank Sector Weight
1 Financials 7.96%
2 Technology 6.05%
3 Healthcare 3.89%
4 Energy 3.23%
5 Industrials 2.33%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
AOM icon
376
iShares Core Moderate Allocation ETF
AOM
$1.78B
$105K 0.01%
2,786
– –
TFCF
377
DELISTED
Twenty-First Century Fox, Inc. Class B
TFCF
$105K 0.01%
2,300
– –
FXG icon
378
First Trust Consumer Staples AlphaDEX Fund
FXG
$231M
$104K 0.01%
2,229
-470
-17% -$22.4K
IJS icon
379
iShares S&P Small-Cap 600 Value ETF
IJS
$8.37B
$104K 0.01%
1,258
– –
AZN icon
380
AstraZeneca
AZN
$250B
$102K 0.01%
1,289
+2
+0.2% +$151
IMKTA icon
381
Ingles Markets
IMKTA
$1.67B
$102K 0.01%
3,000
– –
MMP
382
DELISTED
Magellan Midstream Partners, L.P.
MMP
$102K 0.01%
1,514
+450
+42% +$31.2K
CMI icon
383
Cummins
CMI
$88.7B
$101K 0.01%
694
+17
+3% +$2.39K
ALTY icon
384
Global X Alternative Income ETF
ALTY
$45.5M
$100K 0.01%
6,671
– –
L icon
385
Loews
L
$23.6B
$100K 0.01%
2,000
-13
-0.6% -$652
IP icon
386
International Paper
IP
$22B
$99K 0.01%
2,141
+36
+2% +$1.78K
VOE icon
387
Vanguard Morningstar Mid-Cap Value ETF
VOE
$24.2B
$98K 0.01%
871
– –
ARCC icon
388
Ares Capital
ARCC
$14.4B
$97K 0.01%
5,654
– –
SPGI icon
389
S&P Global
SPGI
$120B
$97K 0.01%
500
-22
-4% -$4.54K
XEL icon
390
Xcel Energy
XEL
$48.8B
$97K 0.01%
2,065
-390
-16% -$18.4K
EV
391
DELISTED
Eaton Vance Corp.
EV
$97K 0.01%
1,852
+12
+0.7% +$636
AIVL icon
392
WisdomTree US AI Enhanced Value Fund
AIVL
$436M
$96K 0.01%
1,070
+25
+2% +$2.25K
OGE icon
393
OGE Energy
OGE
$9.71B
$96K 0.01%
2,666
– –
PSA icon
394
Public Storage
PSA
$61.3B
$96K 0.01%
478
– –
WM icon
395
Waste Management
WM
$91B
$96K 0.01%
1,071
-20
-2% -$1.77K
DLN icon
396
WisdomTree US LargeCap Dividend Fund
DLN
$6.39B
$95K 0.01%
2,000
– –
ZIV
397
DELISTED
VelocityShares Daily Inverse VIX Medium Term ETN
ZIV
$95K 0.01%
1,186
– –
COL
398
DELISTED
Rockwell Collins
COL
$95K 0.01%
679
– –
BBRC
399
DELISTED
Columbia Beyond BRICs ETF
BBRC
$95K 0.01%
5,400
– –
FHN icon
400
First Horizon
FHN
$12.1B
$94K 0.01%
5,478
+29
+0.5% +$523
14 15
16
17 18

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NFG
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6M
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RFA
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CCT
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RM
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Carroll Financial Associates's Q3 2018 Portfolio in Review

As of Q3 2018, Carroll Financial Associates held 1,410 positions worth $945M, up 0.85% from $937M the previous quarter. Its ten largest holdings account for 51% of the portfolio.

Carroll Financial Associates withdrew a net $46.8M in Q3 2018, closing 32 positions and reducing 179 holdings. Its most notable exit was Cohen & Steers REIT and Preferred and Income Fund, an estimated $3.17M position sold in full.

By sector, the portfolio is most concentrated in Financials at 8% of assets, up from 7.8% a quarter earlier, followed by Technology and Healthcare.

Against the trend, Carroll Financial Associates opened a new position in Schwab Short-Term US Treasury ETF worth $239K.

  • Carroll Financial Associates's largest Q3 2018 buy was Schwab Short-Term US Treasury ETF: 9,680 shares worth $239K.
  • Carroll Financial Associates added most to WisdomTree Bloomberg Floating Rate Treasury Fund in Q3 2018, an estimated $3.03M increase.
  • Carroll Financial Associates's biggest Q3 2018 reduction was WisdomTree Trust WisdomTree US Quality Dividend Growth Fund, cutting an estimated $24.8M.
  • Carroll Financial Associates fully exited Cohen & Steers REIT and Preferred and Income Fund in Q3 2018, selling an estimated $3.17M.
  • Carroll Financial Associates's ten largest holdings make up 51% of its $945M portfolio in Q3 2018.
  • Carroll Financial Associates opened 76 new positions and closed 32 in Q3 2018.
  • Carroll Financial Associates's portfolio value rose 0.85% quarter-over-quarter to $945M.

Based on Carroll Financial Associates's 13F filing for Q3 2018, filed 30 Oct 2018.