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CFA

Carroll Financial Associates Portfolio holdings

AUM $1.88B
1-Year Est. Return 20.52%
This Fund
S&P 500
This Quarter Est. Return
+5.38%
1 Year Est. Return
+20.52%
3 Year Est. Return
+80.57%
5 Year Est. Return
+102.34%
10 Year Est. Return
–
AUM
$914M
AUM Growth
+$36.5M
Cap. Flow
+$2.45M
Cap. Flow %
0.27%
Top 10 Hldgs %
49%
Holding
1,358
New
82
Increased
240
Reduced
272
Closed
50

Top Buys

Rank Stock Value
1
KLDW
Knowledge Leaders Developed World ETF
KLDW
+$11.3M
2
DD icon
DuPont de Nemours
DD
+$5.6M
3
RNRG icon
Global X Renewable Energy Producers ETF
RNRG
+$3.9M
4
FCNCA icon
First Citizens BancShares
FCNCA
+$2.93M
5
DGRW icon
WisdomTree Trust WisdomTree US Quality Dividend Growth Fund
DGRW
+$2.59M

Top Sells

Rank Stock Value
1
PSTB
Park Sterling Corp.
PSTB
+$7.84M
2
MLPX icon
Global X MLP & Energy Infrastructure ETF
MLPX
+$4.29M
3
PDP icon
Invesco Dorsey Wright Momentum ETF
PDP
+$4.21M
4
GE icon
GE Aerospace
GE
+$3.42M
5
GSLC icon
Goldman Sachs ActiveBeta US Large Cap Equity ETF
GSLC
+$2.17M

Sector Composition

Rank Sector Weight
1 Financials 8.18%
2 Technology 5.27%
3 Energy 3.62%
4 Healthcare 3.57%
5 Consumer Staples 2.76%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
FTS icon
376
Fortis
FTS
$28.6B
$99K 0.01%
2,706
– –
OGE icon
377
OGE Energy
OGE
$9.67B
$99K 0.01%
3,026
– –
PSA icon
378
Public Storage
PSA
$61.1B
$99K 0.01%
477
+1
+0.2% +$211
XEL icon
379
Xcel Energy
XEL
$48.1B
$99K 0.01%
2,065
– –
ZIV
380
DELISTED
VelocityShares Daily Inverse VIX Medium Term ETN
ZIV
$99K 0.01%
1,124
+389
+53% +$31.4K
BBRC
381
DELISTED
Columbia Beyond BRICs ETF
BBRC
$99K 0.01%
5,400
-2,640
-33% -$47.8K
DTE icon
382
DTE Energy
DTE
$29.1B
$98K 0.01%
1,058
– –
EW icon
383
Edwards Lifesciences
EW
$51.5B
$96K 0.01%
2,556
– –
BCS.PRD.CL
384
DELISTED
Barclays Bank Plc
BCS.PRD.CL
$96K 0.01%
3,600
-3,200
-47% -$85.2K
AVGO icon
385
Broadcom
AVGO
$2T
$95K 0.01%
3,730
-2,200
-37% -$57.2K
COR icon
386
Cencora
COR
$63.2B
$95K 0.01%
1,045
– –
DOL icon
387
WisdomTree True Developed International Fund
DOL
$838M
$95K 0.01%
1,880
– –
CCI icon
388
Crown Castle
CCI
$32.7B
$94K 0.01%
847
– –
PFF icon
389
iShares Preferred and Income Securities ETF
PFF
$13.2B
$93K 0.01%
2,448
-98
-4% -$3.76K
TRK
390
DELISTED
Speedway Motorsports, Inc.
TRK
$93K 0.01%
4,958
– –
AIVL icon
391
WisdomTree US AI Enhanced Value Fund
AIVL
$433M
$92K 0.01%
1,045
-70
-6% -$6.05K
DLN icon
392
WisdomTree US LargeCap Dividend Fund
DLN
$6.37B
$92K 0.01%
2,000
– –
COL
393
DELISTED
Rockwell Collins
COL
$92K 0.01%
679
+125
+23% +$16.8K
APC
394
DELISTED
Anadarko Petroleum
APC
$91K 0.01%
1,714
– –
TWX
395
DELISTED
Time Warner Inc
TWX
$91K 0.01%
997
-51
-5% -$4.82K
EZU icon
396
iShare MSCI Eurozone ETF
EZU
$9.84B
$89K 0.01%
2,055
– –
ARCC icon
397
Ares Capital
ARCC
$14.1B
$88K 0.01%
5,654
– –
PFIG icon
398
Invesco Fundamental Investment Grade Corporate Bond ETF
PFIG
$117M
$88K 0.01%
3,461
+11
+0.3% +$282
SPGI icon
399
S&P Global
SPGI
$119B
$88K 0.01%
521
– –
XLI icon
400
State Street Industrial Select Sector SPDR ETF
XLI
$33.6B
$88K 0.01%
1,174
– –
14 15
16
17 18

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Carroll Financial Associates's Q4 2017 Portfolio in Review

As of Q4 2017, Carroll Financial Associates held 1,358 positions worth $914M, up 4.2% from $878M the previous quarter. Its ten largest holdings account for 49% of the portfolio.

Carroll Financial Associates's Q4 2017 filing shows 82 new, 240 increased, 272 reduced and 50 closed positions. Its largest new stake was DuPont de Nemours: 31,101 shares worth $5.61M. The largest sale was Park Sterling Corp., an estimated $7.84M.

By sector, the portfolio is most concentrated in Financials at 8.2% of assets, down from 8.7% a quarter earlier, followed by Technology and Energy.

  • Carroll Financial Associates's largest Q4 2017 buy was DuPont de Nemours: 31,101 shares worth $5.61M.
  • Carroll Financial Associates added most to Knowledge Leaders Developed World ETF in Q4 2017, an estimated $11.3M increase.
  • Carroll Financial Associates's biggest Q4 2017 reduction was Global X MLP & Energy Infrastructure ETF, cutting an estimated $4.29M.
  • Carroll Financial Associates fully exited Park Sterling Corp. in Q4 2017, selling an estimated $7.84M.
  • Carroll Financial Associates's ten largest holdings make up 49% of its $914M portfolio in Q4 2017.
  • Carroll Financial Associates opened 82 new positions and closed 50 in Q4 2017.
  • Carroll Financial Associates's portfolio value rose 4.2% quarter-over-quarter to $914M.

Based on Carroll Financial Associates's 13F filing for Q4 2017, filed 18 Jan 2018.