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CFA

Carroll Financial Associates Portfolio holdings

AUM $1.88B
1-Year Est. Return 20.52%
This Fund
S&P 500
This Quarter Est. Return
+5.36%
1 Year Est. Return
+20.52%
3 Year Est. Return
+80.57%
5 Year Est. Return
+102.34%
10 Year Est. Return
–
AUM
$785M
AUM Growth
+$84M
Cap. Flow
+$49.3M
Cap. Flow %
6.28%
Top 10 Hldgs %
45.22%
Holding
1,307
New
75
Increased
250
Reduced
239
Closed
52

Top Buys

Rank Stock Value
1
ENB icon
Enbridge
ENB
+$5.57M
2
PRF icon
Invesco FTSE RAFI US 1000 ETF
PRF
+$5.52M
3
EEMV icon
iShares MSCI Emerging Markets Min Vol Factor ETF
EEMV
+$5.48M
4
DGRW icon
WisdomTree Trust WisdomTree US Quality Dividend Growth Fund
DGRW
+$4.65M
5
AXP icon
American Express
AXP
+$3.41M

Top Sells

Rank Stock Value
1
HSCZ icon
iShares Currency Hedged MSCI EAFE Small-Cap ETF
HSCZ
+$5.59M
2
SE
Spectra Energy Corp Wi
SE
+$3.64M
3
PDN icon
Invesco FTSE RAFI Developed Markets ex-US Small-Mid ETF
PDN
+$1.34M
4
VIIX
VelocityShares VIX Short Term ETN
VIIX
+$779K
5
LOB icon
Live Oak Bancshares
LOB
+$752K

Sector Composition

Rank Sector Weight
1 Financials 9.12%
2 Technology 5.75%
3 Energy 4.37%
4 Healthcare 4.06%
5 Industrials 3.29%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
DTE icon
376
DTE Energy
DTE
$29.1B
$91K 0.01%
1,058
– –
XEL icon
377
Xcel Energy
XEL
$48.1B
$91K 0.01%
2,065
– –
ACN icon
378
Accenture
ACN
$105B
$90K 0.01%
757
-112
-13% -$13.4K
FTS icon
379
Fortis
FTS
$28.6B
$89K 0.01%
+2,706
New +$86.4K
PXH icon
380
Invesco FTSE RAFI Emerging Markets ETF
PXH
$1.95B
$89K 0.01%
4,500
-400
-8% -$7.88K
SJM icon
381
J.M. Smucker
SJM
$12.7B
$89K 0.01%
679
– –
TSLA icon
382
Tesla
TSLA
$1.26T
$89K 0.01%
4,815
-825
-15% -$14K
SEP
383
DELISTED
Spectra Engy Parters Lp
SEP
$89K 0.01%
2,057
– –
AAP icon
384
Advance Auto Parts
AAP
$3.49B
$88K 0.01%
600
– –
PFIG icon
385
Invesco Fundamental Investment Grade Corporate Bond ETF
PFIG
$117M
$87K 0.01%
3,450
– –
WBA
386
DELISTED
Walgreens Boots Alliance
WBA
$86K 0.01%
1,046
– –
DOL icon
387
WisdomTree True Developed International Fund
DOL
$838M
$85K 0.01%
1,880
– –
BPL
388
DELISTED
Buckeye Partners, L.P.
BPL
$85K 0.01%
1,250
– –
ESG icon
389
FlexShares STOXX US ESG Select Index Fund
ESG
$136M
$83K 0.01%
1,510
+530
+54% +$29.1K
VTIP icon
390
Vanguard Short-Term Inflation-Protected Securities Index Fund
VTIP
$19.1B
$83K 0.01%
1,682
– –
DLN icon
391
WisdomTree US LargeCap Dividend Fund
DLN
$6.37B
$82K 0.01%
2,000
– –
IVE icon
392
iShares S&P 500 Value ETF
IVE
$49.6B
$82K 0.01%
790
+50
+7% +$5.2K
EV
393
DELISTED
Eaton Vance Corp.
EV
$82K 0.01%
1,840
– –
FDX icon
394
FedEx
FDX
$74.7B
$81K 0.01%
419
-7
-2% -$1.34K
BBDC icon
395
Barings BDC
BBDC
$963M
$80K 0.01%
4,200
+1,000
+31% +$19.2K
EXC icon
396
Exelon
EXC
$46.7B
$80K 0.01%
3,147
+224
+8% +$5.71K
IYH icon
397
iShares US Healthcare ETF
IYH
$3.5B
$80K 0.01%
2,570
– –
NLY icon
398
Annaly Capital Management
NLY
$17.1B
$80K 0.01%
1,818
– –
CCI icon
399
Crown Castle
CCI
$31.9B
$79K 0.01%
847
+68
+9% +$6.08K
ULTA icon
400
Ulta Beauty
ULTA
$23.2B
$79K 0.01%
279
+216
+343% +$59.1K
14 15
16
17 18

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Carroll Financial Associates's Q1 2017 Portfolio in Review

As of Q1 2017, Carroll Financial Associates held 1,307 positions worth $785M, up 12% from $701M the previous quarter. Its ten largest holdings account for 45% of the portfolio.

Carroll Financial Associates deployed $49.3M of net new capital in Q1 2017, opening 75 new positions and adding to 250 existing holdings. Its largest new stake was Enbridge: 131,920 shares worth $5.52M.

By sector, the portfolio is most concentrated in Financials at 9.1% of assets, down from 9.5% a quarter earlier, followed by Technology and Energy.

On the sell side, the largest reduction was iShares Currency Hedged MSCI EAFE Small-Cap ETF, an estimated $5.59M trimmed.

  • Carroll Financial Associates's largest Q1 2017 buy was Enbridge: 131,920 shares worth $5.52M.
  • Carroll Financial Associates added most to Invesco FTSE RAFI US 1000 ETF in Q1 2017, an estimated $5.52M increase.
  • Carroll Financial Associates's biggest Q1 2017 reduction was iShares Currency Hedged MSCI EAFE Small-Cap ETF, cutting an estimated $5.59M.
  • Carroll Financial Associates fully exited Spectra Energy Corp Wi in Q1 2017, selling an estimated $3.64M.
  • Carroll Financial Associates's ten largest holdings make up 45% of its $785M portfolio in Q1 2017.
  • Carroll Financial Associates opened 75 new positions and closed 52 in Q1 2017.
  • Carroll Financial Associates's portfolio value rose 12% quarter-over-quarter to $785M.

Based on Carroll Financial Associates's 13F filing for Q1 2017, filed 11 Apr 2017.