CFA

Carroll Financial Associates Portfolio holdings

AUM $1.88B
1-Year Return 20.52%
This Quarter Return
+5.11%
1 Year Return
+20.52%
3 Year Return
+79.93%
5 Year Return
+101.13%
10 Year Return
–
AUM
$785M
AUM Growth
+$84M
Cap. Flow
+$50.2M
Cap. Flow %
6.4%
Top 10 Hldgs %
45.22%
Holding
1,314
New
75
Increased
251
Reduced
238
Closed
52

Top Buys

1
EEMV icon
iShares MSCI Emerging Markets Min Vol Factor ETF
EEMV
$5.67M
2
PRF icon
Invesco FTSE RAFI US 1000 ETF
PRF
$5.55M
3
ENB icon
Enbridge
ENB
$5.52M
4
DGRW icon
WisdomTree Trust WisdomTree US Quality Dividend Growth Fund
DGRW
$4.75M
5
AXP icon
American Express
AXP
$3.45M

Top Sells

1
HSCZ icon
iShares Currency Hedged MSCI EAFE Small-Cap ETF
HSCZ
$5.72M
2
SE
Spectra Energy Corp Wi
SE
$3.64M
3
PDN icon
Invesco FTSE RAFI Developed Markets ex-US Small-Mid ETF
PDN
$1.38M
4
VIIX
VelocityShares VIX Short Term ETN
VIIX
$779K
5
LOB icon
Live Oak Bancshares
LOB
$769K

Sector Composition

1 Financials 9.12%
2 Technology 5.75%
3 Energy 4.37%
4 Healthcare 4.06%
5 Industrials 3.29%
Name Market Value Portfolio Weight Shares or Principal Shares
Change % 		Capital Flow
DTE icon
376
DTE Energy
DTE
$28.4B
$91K 0.01%
1,058
– –
XEL icon
377
Xcel Energy
XEL
$43B
$91K 0.01%
2,065
– –
ACN icon
378
Accenture
ACN
$159B
$90K 0.01%
757
-112
-13% -$13.3K
FTS icon
379
Fortis
FTS
$24.8B
$89K 0.01%
+2,706
New +$89K
PXH icon
380
Invesco FTSE RAFI Emerging Markets ETF
PXH
$1.58B
$89K 0.01%
4,500
-400
-8% -$7.91K
SJM icon
381
J.M. Smucker
SJM
$12B
$89K 0.01%
679
– –
TSLA icon
382
Tesla
TSLA
$1.13T
$89K 0.01%
4,815
-825
-15% -$15.2K
SEP
383
DELISTED
Spectra Engy Parters Lp
SEP
$89K 0.01%
2,057
– –
AAP icon
384
Advance Auto Parts
AAP
$3.63B
$88K 0.01%
600
– –
PFIG icon
385
Invesco Fundamental Investment Grade Corporate Bond ETF
PFIG
$87.6M
$87K 0.01%
3,450
– –
WBA
386
DELISTED
Walgreens Boots Alliance
WBA
$86K 0.01%
1,046
– –
DOL icon
387
WisdomTree International LargeCap Dividend Fund
DOL
$658M
$85K 0.01%
1,880
– –
BPL
388
DELISTED
Buckeye Partners, L.P.
BPL
$85K 0.01%
1,250
– –
ESG icon
389
FlexShares STOXX US ESG Select Index Fund
ESG
$124M
$83K 0.01%
1,510
+530
+54% +$29.1K
VTIP icon
390
Vanguard Short-Term Inflation-Protected Securities Index Fund
VTIP
$15.7B
$83K 0.01%
1,682
– –
DLN icon
391
WisdomTree US LargeCap Dividend Fund
DLN
$5.26B
$82K 0.01%
2,000
– –
IVE icon
392
iShares S&P 500 Value ETF
IVE
$41B
$82K 0.01%
790
+50
+7% +$5.19K
EV
393
DELISTED
Eaton Vance Corp.
EV
$82K 0.01%
1,840
– –
FDX icon
394
FedEx
FDX
$53.7B
$81K 0.01%
419
-7
-2% -$1.35K
BBDC icon
395
Barings BDC
BBDC
$987M
$80K 0.01%
4,200
+1,000
+31% +$19K
EXC icon
396
Exelon
EXC
$43.9B
$80K 0.01%
3,147
+224
+8% +$5.69K
IYH icon
397
iShares US Healthcare ETF
IYH
$2.77B
$80K 0.01%
2,570
– –
NLY icon
398
Annaly Capital Management
NLY
$14.2B
$80K 0.01%
1,818
– –
CCI icon
399
Crown Castle
CCI
$41.9B
$79K 0.01%
847
+68
+9% +$6.34K
ULTA icon
400
Ulta Beauty
ULTA
$23.1B
$79K 0.01%
279
+216
+343% +$61.2K
14 15
16
17 18