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CFA

Carroll Financial Associates Portfolio holdings

AUM $1.88B
1-Year Est. Return 20.52%
This Fund
S&P 500
This Quarter Est. Return
+3.88%
1 Year Est. Return
+20.52%
3 Year Est. Return
+80.57%
5 Year Est. Return
+102.34%
10 Year Est. Return
–
AUM
$701M
AUM Growth
+$34.8M
Cap. Flow
+$12.6M
Cap. Flow %
1.79%
Top 10 Hldgs %
45.65%
Holding
1,296
New
50
Increased
228
Reduced
255
Closed
65

Top Buys

Rank Stock Value
1
DGRW icon
WisdomTree Trust WisdomTree US Quality Dividend Growth Fund
DGRW
+$5.71M
2
PRF icon
Invesco FTSE RAFI US 1000 ETF
PRF
+$4.33M
3
KLDW
Knowledge Leaders Developed World ETF
KLDW
+$4M
4
DBEF icon
Xtrackers MSCI EAFE Hedged Equity ETF
DBEF
+$3.71M
5
IVV icon
iShares Core S&P 500 ETF
IVV
+$1.58M

Top Sells

Rank Stock Value
1
PSTB
Park Sterling Corp.
PSTB
+$2.87M
2
DBEU icon
Xtrackers MSCI Europe Hedged Equity ETF
DBEU
+$2.52M
3
PNY
PIEDMONT NATURAL GAS CO INC(NC
PNY
+$2.34M
4
GSLC icon
Goldman Sachs ActiveBeta US Large Cap Equity ETF
GSLC
+$1.12M
5
USMV icon
iShares MSCI USA Min Vol Factor ETF
USMV
+$842K

Sector Composition

Rank Sector Weight
1 Financials 9.48%
2 Technology 5.84%
3 Energy 4.14%
4 Healthcare 3.95%
5 Industrials 3.63%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
PX
376
DELISTED
Praxair Inc
PX
$85K 0.01%
727
-7
-1% -$832
HAL icon
377
Halliburton
HAL
$26.6B
$84K 0.01%
1,561
– –
XEL icon
378
Xcel Energy
XEL
$48.8B
$84K 0.01%
2,065
– –
QUAL icon
379
iShares MSCI USA Quality Factor ETF
QUAL
$47.9B
$83K 0.01%
1,205
+539
+81% +$36.5K
PFF icon
380
iShares Preferred and Income Securities ETF
PFF
$13.3B
$82K 0.01%
2,215
+366
+20% +$13.9K
VTIP icon
381
Vanguard Short-Term Inflation-Protected Securities Index Fund
VTIP
$19.1B
$82K 0.01%
1,682
– –
BPL
382
DELISTED
Buckeye Partners, L.P.
BPL
$82K 0.01%
1,250
– –
COF icon
383
Capital One
COF
$134B
$81K 0.01%
938
– –
COR icon
384
Cencora
COR
$61.2B
$81K 0.01%
1,045
– –
DOL icon
385
WisdomTree True Developed International Fund
DOL
$845M
$80K 0.01%
+1,880
New +$79.9K
TSLA icon
386
Tesla
TSLA
$1.3T
$80K 0.01%
5,640
+825
+17% +$10.8K
DLN icon
387
WisdomTree US LargeCap Dividend Fund
DLN
$6.39B
$79K 0.01%
2,000
– –
FDX icon
388
FedEx
FDX
$75.4B
$79K 0.01%
426
+67
+19% +$12.3K
TAP icon
389
Molson Coors Class B
TAP
$8.09B
$78K 0.01%
805
– –
TROW icon
390
T. Rowe Price
TROW
$24.3B
$77K 0.01%
1,025
+112
+12% +$7.93K
EV
391
DELISTED
Eaton Vance Corp.
EV
$77K 0.01%
1,840
– –
IWM icon
392
iShares Russell 2000 ETF
IWM
$83B
$76K 0.01%
563
+28
+5% +$3.58K
LSI
393
DELISTED
Life Storage, Inc.
LSI
$76K 0.01%
1,350
– –
IVE icon
394
iShares S&P 500 Value ETF
IVE
$49.8B
$75K 0.01%
740
– –
XLY icon
395
State Street Consumer Discretionary Select Sector SPDR ETF
XLY
$23.2B
$75K 0.01%
1,844
– –
EW icon
396
Edwards Lifesciences
EW
$51.7B
$74K 0.01%
2,400
– –
IYH icon
397
iShares US Healthcare ETF
IYH
$3.54B
$74K 0.01%
2,570
-1,020
-28% -$29.6K
KEY icon
398
KeyCorp
KEY
$24.4B
$74K 0.01%
4,068
– –
VYM icon
399
Vanguard High Dividend Yield ETF
VYM
$82.8B
$74K 0.01%
979
– –
EXC icon
400
Exelon
EXC
$47B
$73K 0.01%
2,923
– –
14 15
16
17 18

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6M
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Carroll Financial Associates's Q4 2016 Portfolio in Review

As of Q4 2016, Carroll Financial Associates held 1,296 positions worth $701M, up 5.2% from $666M the previous quarter. Its ten largest holdings account for 46% of the portfolio.

Carroll Financial Associates's Q4 2016 filing shows 50 new, 228 increased, 255 reduced and 65 closed positions. Its largest new stake was VelocityShares VIX Short Term ETN: 3,616 shares worth $779K. The largest sale was Park Sterling Corp., an estimated $2.87M.

By sector, the portfolio is most concentrated in Financials at 9.5% of assets, up from 8.9% a quarter earlier, followed by Technology and Energy.

  • Carroll Financial Associates's largest Q4 2016 buy was VelocityShares VIX Short Term ETN: 3,616 shares worth $779K.
  • Carroll Financial Associates added most to WisdomTree Trust WisdomTree US Quality Dividend Growth Fund in Q4 2016, an estimated $5.71M increase.
  • Carroll Financial Associates's biggest Q4 2016 reduction was Park Sterling Corp., cutting an estimated $2.87M.
  • Carroll Financial Associates fully exited PIEDMONT NATURAL GAS CO INC(NC in Q4 2016, selling an estimated $2.34M.
  • Carroll Financial Associates's ten largest holdings make up 46% of its $701M portfolio in Q4 2016.
  • Carroll Financial Associates opened 50 new positions and closed 65 in Q4 2016.
  • Carroll Financial Associates's portfolio value rose 5.2% quarter-over-quarter to $701M.

Based on Carroll Financial Associates's 13F filing for Q4 2016, filed 11 Jan 2017.