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CFA

Carroll Financial Associates Portfolio holdings

AUM $1.88B
1-Year Est. Return 20.52%
This Fund
S&P 500
This Quarter Est. Return
+2.16%
1 Year Est. Return
+20.52%
3 Year Est. Return
+80.57%
5 Year Est. Return
+102.34%
10 Year Est. Return
–
AUM
$538M
AUM Growth
+$58M
Cap. Flow
+$46.6M
Cap. Flow %
8.66%
Top 10 Hldgs %
44.15%
Holding
1,319
New
136
Increased
373
Reduced
192
Closed
80

Top Buys

Rank Stock Value
1
GSLC icon
Goldman Sachs ActiveBeta US Large Cap Equity ETF
GSLC
+$11M
2
PRF icon
Invesco FTSE RAFI US 1000 ETF
PRF
+$8.68M
3
SCIU
Global X Scientific Beta US ETF
SCIU
+$7.1M
4
USMV icon
iShares MSCI USA Min Vol Factor ETF
USMV
+$6.75M
5
MTUM icon
iShares MSCI USA Momentum Factor ETF
MTUM
+$2.99M

Top Sells

Rank Stock Value
1
PHDG icon
Invesco S&P 500 Downside Hedged ETF
PHDG
+$8.16M
2
SE
Spectra Energy Corp Wi
SE
+$3.04M
3
MLPX icon
Global X MLP & Energy Infrastructure ETF
MLPX
+$1.14M
4
PKW icon
Invesco BuyBack Achievers ETF
PKW
+$765K
5
GPT
Gramercy Property Trust
GPT
+$611K

Sector Composition

Rank Sector Weight
1 Financials 9.82%
2 Technology 6.79%
3 Energy 4.95%
4 Consumer Staples 4.87%
5 Industrials 4.6%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
IYG icon
376
iShares US Financial Services ETF
IYG
$2.2B
$70K 0.01%
+2,625
New +$69.4K
DHR icon
377
Danaher
DHR
$144B
$69K 0.01%
1,091
+94
+9% +$5.6K
IWR icon
378
iShares Russell Mid-Cap ETF
IWR
$57.5B
$69K 0.01%
1,704
– –
IYH icon
379
iShares US Healthcare ETF
IYH
$3.71B
$69K 0.01%
2,465
+90
+4% +$2.49K
LMT icon
380
Lockheed Martin
LMT
$136B
$69K 0.01%
313
+19
+6% +$4.09K
VCR icon
381
Vanguard Consumer Discretionary ETF
VCR
$6.18B
$69K 0.01%
563
-104
-16% -$12.1K
CMS icon
382
CMS Energy
CMS
$22.3B
$68K 0.01%
1,621
– –
MTD icon
383
Mettler-Toledo International
MTD
$28.6B
$68K 0.01%
200
– –
TFCF
384
DELISTED
Twenty-First Century Fox, Inc. Class B
TFCF
$68K 0.01%
2,438
– –
HAL icon
385
Halliburton
HAL
$26.6B
$67K 0.01%
1,883
+105
+6% +$3.43K
IMKTA icon
386
Ingles Markets
IMKTA
$1.67B
$67K 0.01%
1,800
+1,000
+125% +$35.8K
VYM icon
387
Vanguard High Dividend Yield ETF
VYM
$83.5B
$67K 0.01%
979
-534
-35% -$35K
AAN.A
388
DELISTED
The Aaron's Company Inc Class A
AAN.A
$67K 0.01%
2,700
– –
DE icon
389
Deere & Co
DE
$168B
$66K 0.01%
861
-3
-0.3% -$235
ITM icon
390
VanEck Intermediate Muni ETF
ITM
$2.13B
$66K 0.01%
1,365
– –
IVE icon
391
iShares S&P 500 Value ETF
IVE
$49.8B
$66K 0.01%
740
– –
SYK icon
392
Stryker
SYK
$130B
$65K 0.01%
610
– –
IFV icon
393
First Trust Dorsey Wright International Focus 5 ETF
IFV
$235M
$64K 0.01%
3,770
– –
VDC icon
394
Vanguard Consumer Staples ETF
VDC
$7.97B
$64K 0.01%
480
+121
+34% +$15.6K
MHFI
395
DELISTED
MCGRAW-HILL FINANCIAL INC COM
MHFI
$64K 0.01%
651
+78
+14% +$7K
CORP icon
396
PIMCO Investment Grade Corporate Bond Index Exchange-Traded Fund
CORP
$1.58B
$63K 0.01%
616
+135
+28% +$13.5K
DATA
397
DELISTED
Tableau Software, Inc.
DATA
$62K 0.01%
1,354
– –
CPB icon
398
Campbell Soup
CPB
$6.87B
$59K 0.01%
930
+687
+283% +$40.4K
NEM icon
399
Newmont
NEM
$119B
$59K 0.01%
2,248
– –
YDKN
400
DELISTED
Yadkin Financial Corporation
YDKN
$59K 0.01%
2,514
+930
+59% +$21K
14 15
16
17 18

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Carroll Financial Associates's Q1 2016 Portfolio in Review

As of Q1 2016, Carroll Financial Associates held 1,319 positions worth $538M, up 12% from $480M the previous quarter. Its ten largest holdings account for 44% of the portfolio.

Carroll Financial Associates deployed $46.6M of net new capital in Q1 2016, opening 136 new positions and adding to 373 existing holdings. Its largest new stake was Knowledge Leaders Developed World ETF: 76,428 shares worth $1.93M.

By sector, the portfolio is most concentrated in Financials at 9.8% of assets, down from 11% a quarter earlier, followed by Technology and Energy.

On the sell side, the largest reduction was Invesco S&P 500 Downside Hedged ETF, an estimated $8.16M trimmed.

  • Carroll Financial Associates's largest Q1 2016 buy was Knowledge Leaders Developed World ETF: 76,428 shares worth $1.93M.
  • Carroll Financial Associates added most to Goldman Sachs ActiveBeta US Large Cap Equity ETF in Q1 2016, an estimated $11M increase.
  • Carroll Financial Associates's biggest Q1 2016 reduction was Invesco S&P 500 Downside Hedged ETF, cutting an estimated $8.16M.
  • Carroll Financial Associates fully exited UBS AG 2XMTHLY LEV LG EXCH TRD ACCESS SEC E-TRACS ALERIAN in Q1 2016, selling an estimated $541K.
  • Carroll Financial Associates's ten largest holdings make up 44% of its $538M portfolio in Q1 2016.
  • Carroll Financial Associates opened 136 new positions and closed 80 in Q1 2016.
  • Carroll Financial Associates's portfolio value rose 12% quarter-over-quarter to $538M.

Based on Carroll Financial Associates's 13F filing for Q1 2016, filed 20 Apr 2016.