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CFA

Carroll Financial Associates Portfolio holdings

AUM $1.88B
1-Year Est. Return 20.52%
This Fund
S&P 500
This Quarter Est. Return
-7.01%
1 Year Est. Return
+20.52%
3 Year Est. Return
+80.57%
5 Year Est. Return
+102.34%
10 Year Est. Return
–
AUM
$451M
AUM Growth
+$4.05M
Cap. Flow
+$19M
Cap. Flow %
4.21%
Top 10 Hldgs %
41.98%
Holding
1,252
New
121
Increased
384
Reduced
193
Closed
84

Top Buys

Rank Stock Value
1
USMV icon
iShares MSCI USA Min Vol Factor ETF
USMV
+$5.52M
2
MNA icon
IQ ARB Merger Arbitrage ETF
MNA
+$2.56M
3
PRF icon
Invesco FTSE RAFI US 1000 ETF
PRF
+$2.18M
4
TREE icon
LendingTree
TREE
+$1.57M
5
DBEF icon
Xtrackers MSCI EAFE Hedged Equity ETF
DBEF
+$1.53M

Top Sells

Rank Stock Value
1
BBRC
Columbia Beyond BRICs ETF
BBRC
+$5.39M
2
PHDG icon
Invesco S&P 500 Downside Hedged ETF
PHDG
+$4.09M
3
OCSL icon
Oaktree Specialty Lending
OCSL
+$1.36M
4
DGRE icon
WisdomTree Trust WisdomTree Emerging Markets Quality Dividend Growth Fund
DGRE
+$861K
5
BAX icon
Baxter International
BAX
+$815K

Sector Composition

Rank Sector Weight
1 Financials 11.5%
2 Technology 7.62%
3 Energy 5.42%
4 Healthcare 5.01%
5 Consumer Staples 4.84%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
PLPC icon
376
Preformed Line Products
PLPC
$2.28B
$54K 0.01%
1,300
– –
FULT icon
377
Fulton Financial
FULT
$4.64B
$53K 0.01%
4,166
– –
IWM icon
378
iShares Russell 2000 ETF
IWM
$81.9B
$53K 0.01%
472
+69
+17% +$8.18K
BT
379
DELISTED
BT Group plc (ADR)
BT
$53K 0.01%
+1,600
New +$55.2K
DEM icon
380
WisdomTree Emerging Markets High Dividend Fund
DEM
$3.98B
$52K 0.01%
1,479
-180
-11% -$6.83K
DON icon
381
WisdomTree US MidCap Dividend Fund
DON
$4.09B
$52K 0.01%
1,950
– –
GLD icon
382
SPDR Gold Trust
GLD
$142B
$52K 0.01%
470
+400
+571% +$43.1K
DBD
383
DELISTED
Diebold Nixdorf Incorporated
DBD
$52K 0.01%
1,500
– –
HSBC.PRA
384
DELISTED
HSBC Holdings PLC, Inc. ADS(1/40 shr. 6.2% Non-Cum. Dlr. Pref. Shrs., Ser.A)
HSBC.PRA
$52K 0.01%
2,040
– –
AGG icon
385
iShares Core US Aggregate Bond ETF
AGG
$138B
$51K 0.01%
+465
New +$50.7K
EL icon
386
Estee Lauder
EL
$32B
$51K 0.01%
621
+16
+3% +$1.34K
RWR icon
387
State Street SPDR Dow Jones REIT ETF
RWR
$1.89B
$51K 0.01%
+557
New +$48.5K
USIG icon
388
iShares Broad USD Investment Grade Corporate Bond ETF
USIG
$17.4B
$51K 0.01%
944
– –
WBA
389
DELISTED
Walgreens Boots Alliance
WBA
$51K 0.01%
585
-200
-25% -$18.1K
NNC
390
DELISTED
Nuveen North Carolina Quality Municipal Income Fund
NNC
$51K 0.01%
4,013
– –
COF icon
391
Capital One
COF
$134B
$50K 0.01%
686
– –
EMN icon
392
Eastman Chemical
EMN
$8.42B
$50K 0.01%
730
– –
PFG icon
393
Principal Financial Group
PFG
$24.3B
$50K 0.01%
1,039
+555
+115% +$28.8K
ATO icon
394
Atmos Energy
ATO
$28.8B
$49K 0.01%
824
– –
DVN icon
395
Devon Energy
DVN
$47.3B
$49K 0.01%
1,121
+21
+2% +$964
WTRE icon
396
WisdomTree New Economy Real Estate Fund
WTRE
$15.8M
$49K 0.01%
+1,819
New +$49.8K
AFSI
397
DELISTED
AmTrust Financial Services, Inc.
AFSI
$49K 0.01%
1,452
– –
BUD icon
398
AB InBev
BUD
$165B
$48K 0.01%
423
+15
+4% +$1.74K
FDX icon
399
FedEx
FDX
$75.4B
$48K 0.01%
311
– –
KEY icon
400
KeyCorp
KEY
$24.4B
$48K 0.01%
3,710
– –
14 15
16
17 18

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NFG
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6M
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RFA
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CCT
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RM
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Carroll Financial Associates's Q3 2015 Portfolio in Review

As of Q3 2015, Carroll Financial Associates held 1,252 positions worth $451M, up 0.91% from $447M the previous quarter. Its ten largest holdings account for 42% of the portfolio.

Carroll Financial Associates deployed $19M of net new capital in Q3 2015, opening 121 new positions and adding to 384 existing holdings. Its largest new stake was PacWest Bancorp: 21,542 shares worth $926K.

By sector, the portfolio is most concentrated in Financials at 12% of assets, down from 12% a quarter earlier, followed by Technology and Energy.

On the sell side, the largest reduction was Columbia Beyond BRICs ETF, an estimated $5.39M trimmed.

  • Carroll Financial Associates's largest Q3 2015 buy was PacWest Bancorp: 21,542 shares worth $926K.
  • Carroll Financial Associates added most to iShares MSCI USA Min Vol Factor ETF in Q3 2015, an estimated $5.52M increase.
  • Carroll Financial Associates's biggest Q3 2015 reduction was Columbia Beyond BRICs ETF, cutting an estimated $5.39M.
  • Carroll Financial Associates fully exited KRAFT FOODS GROUP INC COM STK (VA) in Q3 2015, selling an estimated $475K.
  • Carroll Financial Associates's ten largest holdings make up 42% of its $451M portfolio in Q3 2015.
  • Carroll Financial Associates opened 121 new positions and closed 84 in Q3 2015.
  • Carroll Financial Associates's portfolio value rose 0.91% quarter-over-quarter to $451M.

Based on Carroll Financial Associates's 13F filing for Q3 2015, filed 28 Oct 2015.