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CFA

Carroll Financial Associates Portfolio holdings

AUM $1.88B
1-Year Est. Return 20.52%
This Fund
S&P 500
This Quarter Est. Return
-1.6%
1 Year Est. Return
+20.52%
3 Year Est. Return
+80.57%
5 Year Est. Return
+102.34%
10 Year Est. Return
–
AUM
$447M
AUM Growth
+$219M
Cap. Flow
+$230M
Cap. Flow %
51.49%
Top 10 Hldgs %
41.51%
Holding
1,188
New
323
Increased
457
Reduced
64
Closed
57

Top Buys

Rank Stock Value
1
USMV icon
iShares MSCI USA Min Vol Factor ETF
USMV
+$29.9M
2
PRF icon
Invesco FTSE RAFI US 1000 ETF
PRF
+$16.8M
3
PHDG icon
Invesco S&P 500 Downside Hedged ETF
PHDG
+$14.5M
4
XOM icon
ExxonMobil
XOM
+$8.64M
5
AAPL icon
Apple
AAPL
+$6.62M

Top Sells

Rank Stock Value
1
MTUM icon
iShares MSCI USA Momentum Factor ETF
MTUM
+$1.75M
2
FDX icon
FedEx
FDX
+$770K
3
SPY icon
State Street SPDR S&P 500 ETF Trust
SPY
+$336K
4
CDK
CDK Global, Inc.
CDK
+$164K
5
VIG icon
Vanguard Dividend Appreciation ETF
VIG
+$121K

Sector Composition

Rank Sector Weight
1 Financials 11.87%
2 Technology 7.78%
3 Energy 6.14%
4 Healthcare 5.21%
5 Consumer Staples 4.35%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
IWM icon
376
iShares Russell 2000 ETF
IWM
$83B
$50K 0.01%
403
+28
+7% +$3.5K
RCI icon
377
Rogers Communications
RCI
$18.6B
$50K 0.01%
1,400
+300
+27% +$10.5K
KNL
378
DELISTED
Knoll, Inc.
KNL
$50K 0.01%
+2,000
New +$47.2K
BUD icon
379
AB InBev
BUD
$165B
$49K 0.01%
408
+399
+4,433% +$49K
DOC icon
380
Healthpeak Properties
DOC
$14.8B
$49K 0.01%
1,480
– –
PLPC icon
381
Preformed Line Products
PLPC
$2.28B
$49K 0.01%
1,300
– –
TRV icon
382
Travelers Companies
TRV
$80.2B
$49K 0.01%
507
+185
+57% +$18.9K
AGN
383
DELISTED
Allergan plc
AGN
$49K 0.01%
160
+62
+63% +$18.5K
CSC
384
DELISTED
Computer Sciences
CSC
$49K 0.01%
1,780
– –
AIVL icon
385
WisdomTree US AI Enhanced Value Fund
AIVL
$436M
$48K 0.01%
650
– –
BND icon
386
Vanguard Total Bond Market
BND
$158B
$48K 0.01%
586
+296
+102% +$24.3K
MPC icon
387
Marathon Petroleum
MPC
$83.7B
$48K 0.01%
916
+38
+4% +$1.93K
VOX icon
388
Vanguard Communication Services ETF
VOX
$5.76B
$48K 0.01%
553
+500
+943% +$44.2K
PCI
389
DELISTED
PIMCO Dynamic Credit and Mortgage Income Fund
PCI
$48K 0.01%
+2,400
New +$49.6K
AFSI
390
DELISTED
AmTrust Financial Services, Inc.
AFSI
$48K 0.01%
1,452
– –
PKB icon
391
Invesco Building & Construction ETF
PKB
$453M
$47K 0.01%
1,975
– –
SNY icon
392
Sanofi
SNY
$104B
$47K 0.01%
959
+724
+308% +$36.7K
WAT icon
393
Waters Corp
WAT
$39.9B
$47K 0.01%
365
-130
-26% -$16.9K
WU icon
394
Western Union
WU
$2.21B
$47K 0.01%
2,300
+2,000
+667% +$42.6K
TWX
395
DELISTED
Time Warner Inc
TWX
$47K 0.01%
534
+258
+93% +$22K
APH icon
396
Amphenol
APH
$209B
$46K 0.01%
3,140
+1,300
+71% +$18.7K
CEF icon
397
Sprott Physical Gold and Silver Trust
CEF
$8.06B
$46K 0.01%
3,970
– –
FWONK icon
398
Liberty Media Series C
FWONK
$25.8B
$46K 0.01%
1,791
+373
+26% +$10.1K
MA icon
399
Mastercard
MA
$493B
$46K 0.01%
492
+167
+51% +$15.3K
MKL icon
400
Markel Group
MKL
$23.2B
$46K 0.01%
58
+18
+45% +$14K
14 15
16
17 18

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NFG
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6M
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RFA
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CCT
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RM
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Carroll Financial Associates's Q2 2015 Portfolio in Review

As of Q2 2015, Carroll Financial Associates held 1,188 positions worth $447M, up 96% from $228M the previous quarter. Its ten largest holdings account for 42% of the portfolio.

Carroll Financial Associates deployed $230M of net new capital in Q2 2015, opening 323 new positions and adding to 457 existing holdings. Its largest new stake was Hormel Foods: 58,928 shares worth $1.66M.

By sector, the portfolio is most concentrated in Financials at 12% of assets, up from 8% a quarter earlier, followed by Technology and Energy.

On the sell side, the largest reduction was iShares MSCI USA Momentum Factor ETF, an estimated $1.75M trimmed.

  • Carroll Financial Associates's largest Q2 2015 buy was Hormel Foods: 58,928 shares worth $1.66M.
  • Carroll Financial Associates added most to iShares MSCI USA Min Vol Factor ETF in Q2 2015, an estimated $29.9M increase.
  • Carroll Financial Associates's biggest Q2 2015 reduction was iShares MSCI USA Momentum Factor ETF, cutting an estimated $1.75M.
  • Carroll Financial Associates fully exited Barings BDC in Q2 2015, selling an estimated $48K.
  • Carroll Financial Associates's ten largest holdings make up 42% of its $447M portfolio in Q2 2015.
  • Carroll Financial Associates opened 323 new positions and closed 57 in Q2 2015.
  • Carroll Financial Associates's portfolio value rose 96% quarter-over-quarter to $447M.

Based on Carroll Financial Associates's 13F filing for Q2 2015, filed 3 Aug 2015.