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CFA

Carroll Financial Associates Portfolio holdings

AUM $1.88B
1-Year Est. Return 20.52%
This Fund
S&P 500
This Quarter Est. Return
+0.3%
1 Year Est. Return
+20.52%
3 Year Est. Return
+80.57%
5 Year Est. Return
+102.34%
10 Year Est. Return
–
AUM
$228M
AUM Growth
+$70.8M
Cap. Flow
+$70.3M
Cap. Flow %
30.91%
Top 10 Hldgs %
44.75%
Holding
909
New
144
Increased
232
Reduced
67
Closed
44

Top Buys

Rank Stock Value
1
USMV icon
iShares MSCI USA Min Vol Factor ETF
USMV
+$11.8M
2
PRF icon
Invesco FTSE RAFI US 1000 ETF
PRF
+$9.56M
3
SPY icon
State Street SPDR S&P 500 ETF Trust
SPY
+$9.44M
4
IOO icon
iShares Global 100 ETF
IOO
+$4.36M
5
XOM icon
ExxonMobil
XOM
+$3M

Top Sells

Rank Stock Value
1
PXF icon
Invesco FTSE RAFI Developed Markets ex-US ETF
PXF
+$1.52M
2
STT icon
State Street
STT
+$258K
3
NUE icon
Nucor
NUE
+$244K
4
UL icon
Unilever
UL
+$206K
5
FEZ icon
State Street SPDR EURO STOXX 50 ETF
FEZ
+$170K

Sector Composition

Rank Sector Weight
1 Financials 7.97%
2 Technology 7.61%
3 Energy 6.07%
4 Healthcare 5.37%
5 Industrials 5.15%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
BXMX
376
DELISTED
Nuveen S&P 500 Buy-Write Income Fund
BXMX
$26K 0.01%
2,000
– –
CAG icon
377
Conagra Brands
CAG
$7.23B
$26K 0.01%
900
+386
+75% +$10.6K
EQNR icon
378
Equinor
EQNR
$92.4B
$26K 0.01%
1,500
– –
HBAN icon
379
Huntington Bancshares
HBAN
$35.5B
$26K 0.01%
2,377
– –
IXJ icon
380
iShares Global Healthcare ETF
IXJ
$4.19B
$26K 0.01%
484
– –
QVCGA
381
DELISTED
QVC Group Inc Series A
QVCGA
$26K 0.01%
18
+1
+6% +$1.39K
BSJH
382
DELISTED
Guggenheim BulletShares 2017 High Yield Corporate Bond ETF
BSJH
$26K 0.01%
1,000
– –
BCS.PRC
383
DELISTED
BARCLAYS BK PLC SPONSORED ADS SER 4 PREF SHS (UK)
BCS.PRC
$26K 0.01%
1,000
– –
NCZ
384
Virtus Convertible & Income Fund II
NCZ
$301M
$25K 0.01%
750
– –
ROIC
385
DELISTED
Retail Opportunity Investments Corp.
ROIC
$25K 0.01%
+1,350
New +$23.7K
ACG
386
DELISTED
AllianceBernstein Income Fund Inc
ACG
$25K 0.01%
3,200
– –
BND icon
387
Vanguard Total Bond Market
BND
$161B
$24K 0.01%
290
– –
GNRC icon
388
Generac Holdings
GNRC
$12.5B
$24K 0.01%
500
– –
KRE icon
389
State Street SPDR S&P Regional Banking ETF
KRE
$4.57B
$24K 0.01%
600
+100
+20% +$3.95K
LQD icon
390
iShares iBoxx $ Investment Grade Corporate Bond ETF
LQD
$32.8B
$24K 0.01%
197
– –
PCEF icon
391
Invesco CEF Income Composite ETF
PCEF
$813M
$24K 0.01%
1,000
– –
TVTX icon
392
Travere Therapeutics
TVTX
$5.78B
$24K 0.01%
+1,000
New +$15.2K
VMO icon
393
Invesco Municipal Opportunity Trust
VMO
$663M
$24K 0.01%
1,829
– –
FE icon
394
FirstEnergy
FE
$27.5B
$23K 0.01%
+663
New +$24.8K
SLV icon
395
iShares Silver Trust
SLV
$30.9B
$23K 0.01%
1,446
+251
+21% +$4.02K
TSLA icon
396
Tesla
TSLA
$1.3T
$23K 0.01%
1,815
– –
RPAI
397
DELISTED
RETAIL PROPERTIES OF AMERICA, INC.
RPAI
$23K 0.01%
1,410
– –
NCI
398
DELISTED
Navigant Consulting, Inc.
NCI
$23K 0.01%
1,800
– –
TWX
399
DELISTED
Time Warner Inc
TWX
$23K 0.01%
276
– –
ELV icon
400
Elevance Health
ELV
$85.5B
$22K 0.01%
140
– –
14 15
16
17 18

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CCT
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RM
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Carroll Financial Associates's Q1 2015 Portfolio in Review

As of Q1 2015, Carroll Financial Associates held 909 positions worth $228M, up 45% from $157M the previous quarter. Its ten largest holdings account for 45% of the portfolio.

Carroll Financial Associates deployed $70.3M of net new capital in Q1 2015, opening 144 new positions and adding to 232 existing holdings. Its largest new stake was Xtrackers MSCI EAFE Hedged Equity ETF: 51,710 shares worth $1.55M.

By sector, the portfolio is most concentrated in Financials at 8% of assets, down from 8.5% a quarter earlier, followed by Technology and Energy.

On the sell side, the largest reduction was Invesco FTSE RAFI Developed Markets ex-US ETF, an estimated $1.52M trimmed.

  • Carroll Financial Associates's largest Q1 2015 buy was Xtrackers MSCI EAFE Hedged Equity ETF: 51,710 shares worth $1.55M.
  • Carroll Financial Associates added most to iShares MSCI USA Min Vol Factor ETF in Q1 2015, an estimated $11.8M increase.
  • Carroll Financial Associates's biggest Q1 2015 reduction was Invesco FTSE RAFI Developed Markets ex-US ETF, cutting an estimated $1.52M.
  • Carroll Financial Associates fully exited State Street in Q1 2015, selling an estimated $258K.
  • Carroll Financial Associates's ten largest holdings make up 45% of its $228M portfolio in Q1 2015.
  • Carroll Financial Associates opened 144 new positions and closed 44 in Q1 2015.
  • Carroll Financial Associates's portfolio value rose 45% quarter-over-quarter to $228M.

Based on Carroll Financial Associates's 13F filing for Q1 2015, filed 23 Apr 2015.