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CFA

Carroll Financial Associates Portfolio holdings

AUM $1.88B
1-Year Est. Return 20.52%
This Fund
S&P 500
This Quarter Est. Return
+3.54%
1 Year Est. Return
+20.52%
3 Year Est. Return
+80.57%
5 Year Est. Return
+102.34%
10 Year Est. Return
–
AUM
$157M
AUM Growth
-$168M
Cap. Flow
-$164M
Cap. Flow %
-104.61%
Top 10 Hldgs %
42.09%
Holding
1,019
New
91
Increased
74
Reduced
321
Closed
254

Top Buys

Rank Stock Value
1
VCSH icon
Vanguard Short-Term Corporate Bond ETF
VCSH
+$1.6M
2
DBEU icon
Xtrackers MSCI Europe Hedged Equity ETF
DBEU
+$1.41M
3
IOO icon
iShares Global 100 ETF
IOO
+$439K
4
STLA icon
Stellantis
STLA
+$431K
5
XLE icon
State Street Energy Select Sector SPDR ETF
XLE
+$345K

Top Sells

Rank Stock Value
1
USMV icon
iShares MSCI USA Min Vol Factor ETF
USMV
+$17.6M
2
XOM icon
ExxonMobil
XOM
+$10.1M
3
PHDG icon
Invesco S&P 500 Downside Hedged ETF
PHDG
+$7.12M
4
AMJ
JP Morgan Alerian MLP Index ETN 5/24/24
AMJ
+$6.99M
5
MSFT icon
Microsoft
MSFT
+$6.81M

Sector Composition

Rank Sector Weight
1 Technology 9.35%
2 Financials 8.48%
3 Energy 6.48%
4 Healthcare 6.38%
5 Consumer Staples 5.72%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
TWX
376
DELISTED
Time Warner Inc
TWX
$22K 0.01%
276
-194
-41% -$15.5K
MLPL
377
DELISTED
UBS AG 2XMTHLY LEV LG EXCH TRD ACCESS SEC E-TRACS ALERIAN
MLPL
$22K 0.01%
400
-7,900
-95% -$497K
IWS icon
378
iShares Russell Mid-Cap Value ETF
IWS
$16B
$21K 0.01%
280
– –
LUV icon
379
Southwest Airlines
LUV
$23B
$21K 0.01%
475
+200
+73% +$7.47K
MS icon
380
Morgan Stanley
MS
$340B
$21K 0.01%
598
-11
-2% -$391
RPG icon
381
Invesco S&P 500 Pure Growth ETF
RPG
$2.09B
$21K 0.01%
1,305
– –
JTP
382
DELISTED
NUVEEN QUALITY PFD INCOME FD
JTP
$21K 0.01%
+2,500
New +$20.7K
ETP
383
DELISTED
Energy Transfer Partners L.p.
ETP
$21K 0.01%
340
– –
CTAS icon
384
Cintas
CTAS
$81.3B
$20K 0.01%
+1,020
New +$18.4K
EOG icon
385
EOG Resources
EOG
$70.7B
$20K 0.01%
214
-24
-10% -$2.23K
GUT
386
Gabelli Utility Trust
GUT
$559M
$20K 0.01%
+2,770
New +$19.5K
ITB icon
387
iShares US Home Construction ETF
ITB
$2.35B
$20K 0.01%
775
– –
RNP icon
388
Cohen & Steers REIT and Preferred and Income Fund
RNP
$989M
$20K 0.01%
1,000
– –
RSG icon
389
Republic Services
RSG
$65.7B
$20K 0.01%
500
– –
SJM icon
390
J.M. Smucker
SJM
$12.8B
$20K 0.01%
182
+110
+153% +$11.1K
SLV icon
391
iShares Silver Trust
SLV
$30.7B
$20K 0.01%
1,195
+28
+2% +$443
SPG icon
392
Simon Property Group
SPG
$72.3B
$20K 0.01%
100
– –
XLB icon
393
State Street Materials Select Sector SPDR ETF
XLB
$8.66B
$20K 0.01%
800
-366
-31% -$8.85K
EES icon
394
WisdomTree US SmallCap Earnings Fund
EES
$731M
$19K 0.01%
708
– –
ELV icon
395
Elevance Health
ELV
$85.5B
$19K 0.01%
140
-179
-56% -$22.1K
FWONA icon
396
Liberty Media Series A
FWONA
$23.6B
$19K 0.01%
806
-133
-14% -$3.14K
IXN icon
397
iShares Global Tech ETF
IXN
$8.83B
$19K 0.01%
1,200
– –
KRE icon
398
State Street SPDR S&P Regional Banking ETF
KRE
$4.64B
$19K 0.01%
500
– –
MA icon
399
Mastercard
MA
$493B
$19K 0.01%
225
+30
+15% +$2.45K
TIP icon
400
iShares TIPS Bond ETF
TIP
$14.5B
$19K 0.01%
+168
New +$19K
14 15
16
17 18

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Carroll Financial Associates's Q4 2014 Portfolio in Review

As of Q4 2014, Carroll Financial Associates held 1,019 positions worth $157M, down 52% from $324M the previous quarter. Its ten largest holdings account for 42% of the portfolio.

Carroll Financial Associates withdrew a net $164M in Q4 2014, closing 254 positions and reducing 321 holdings. Its most notable exit was Park Sterling Corp., an estimated $5.22M position sold in full.

By sector, the portfolio is most concentrated in Technology at 9.3% of assets, down from 10% a quarter earlier, followed by Financials and Energy.

Against the trend, Carroll Financial Associates opened a new position in Stellantis worth $535K.

  • Carroll Financial Associates's largest Q4 2014 buy was Stellantis: 58,143 shares worth $535K.
  • Carroll Financial Associates added most to Vanguard Short-Term Corporate Bond ETF in Q4 2014, an estimated $1.6M increase.
  • Carroll Financial Associates's biggest Q4 2014 reduction was iShares MSCI USA Min Vol Factor ETF, cutting an estimated $17.6M.
  • Carroll Financial Associates fully exited Park Sterling Corp. in Q4 2014, selling an estimated $5.22M.
  • Carroll Financial Associates's ten largest holdings make up 42% of its $157M portfolio in Q4 2014.
  • Carroll Financial Associates opened 91 new positions and closed 254 in Q4 2014.
  • Carroll Financial Associates's portfolio value fell 52% quarter-over-quarter to $157M.

Based on Carroll Financial Associates's 13F filing for Q4 2014, filed 9 Feb 2015.