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CFA

Carroll Financial Associates Portfolio holdings

AUM $1.88B
1-Year Est. Return 20.52%
This Fund
S&P 500
This Quarter Est. Return
+4.72%
1 Year Est. Return
+20.52%
3 Year Est. Return
+80.57%
5 Year Est. Return
+102.34%
10 Year Est. Return
–
AUM
$357M
AUM Growth
+$52.6M
Cap. Flow
+$37.9M
Cap. Flow %
10.59%
Top 10 Hldgs %
39.42%
Holding
1,010
New
87
Increased
263
Reduced
66
Closed
35

Top Buys

Rank Stock Value
1
USMV icon
iShares MSCI USA Min Vol Factor ETF
USMV
+$4.91M
2
PRF icon
Invesco FTSE RAFI US 1000 ETF
PRF
+$2.93M
3
FMLP
UBS AG LONDON BRH ETRACS WELLS FARGO MLP EX-ENERGY ETN
FMLP
+$1.58M
4
HRL icon
Hormel Foods
HRL
+$1.55M
5
DD icon
DuPont de Nemours
DD
+$1.55M

Top Sells

Rank Stock Value
1
BSJF
GUGGENGEIM BULLETSHARES 2015 HIGH YIELD CORPORATE BOND ETF
BSJF
+$732K
2
WMB icon
Williams Companies
WMB
+$490K
3
PEBK icon
Peoples Bancorp of North Carolina
PEBK
+$388K
4
JNJ icon
Johnson & Johnson
JNJ
+$354K
5
RIO icon
Rio Tinto
RIO
+$148K

Sector Composition

Rank Sector Weight
1 Financials 12.14%
2 Technology 9.32%
3 Energy 9.11%
4 Healthcare 5.76%
5 Industrials 4.68%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
EW icon
376
Edwards Lifesciences
EW
$51.3B
$35K 0.01%
2,454
– –
VOT icon
377
Vanguard Morningstar Mid-Cap Growth ETF
VOT
$19.9B
$35K 0.01%
361
– –
ELV icon
378
Elevance Health
ELV
$84.6B
$34K 0.01%
319
+185
+138% +$19.1K
FAST icon
379
Fastenal
FAST
$58.6B
$34K 0.01%
2,772
+2,532
+1,055% +$31.3K
TRV icon
380
Travelers Companies
TRV
$79.8B
$34K 0.01%
357
+204
+133% +$18.6K
XLF icon
381
State Street Financial Select Sector SPDR ETF
XLF
$58.1B
$34K 0.01%
1,709
– –
HBAN icon
382
Huntington Bancshares
HBAN
$35B
$33K 0.01%
3,434
-2,000
-37% -$18.8K
BMO icon
383
Bank of Montreal
BMO
$127B
$32K 0.01%
435
+335
+335% +$23.4K
EEM icon
384
iShares MSCI Emerging Markets ETF
EEM
$29.5B
$32K 0.01%
749
-74
-9% -$3.14K
HES
385
DELISTED
Hess
HES
$32K 0.01%
323
+220
+214% +$19.9K
REGN icon
386
Regeneron Pharmaceuticals
REGN
$79.9B
$32K 0.01%
112
– –
CTSH icon
387
Cognizant
CTSH
$25.5B
$31K 0.01%
644
+370
+135% +$18K
JWN
388
DELISTED
Nordstrom
JWN
$31K 0.01%
455
– –
PHO icon
389
Invesco Water Resources ETF
PHO
$2.09B
$31K 0.01%
1,150
– –
TD icon
390
Toronto Dominion Bank
TD
$200B
$31K 0.01%
600
+470
+362% +$22.8K
WELL icon
391
Welltower
WELL
$171B
$31K 0.01%
492
– –
BSJF
392
DELISTED
GUGGENGEIM BULLETSHARES 2015 HIGH YIELD CORPORATE BOND ETF
BSJF
$31K 0.01%
1,150
-27,170
-96% -$732K
FRX
393
DELISTED
FOREST LABORATORIES INC
FRX
$31K 0.01%
310
– –
ICE icon
394
Intercontinental Exchange
ICE
$85B
$30K 0.01%
785
+360
+85% +$14K
VTRS icon
395
Viatris
VTRS
$19.4B
$30K 0.01%
579
– –
AFSI
396
DELISTED
AmTrust Financial Services, Inc.
AFSI
$30K 0.01%
+1,452
New +$29.8K
FTR
397
DELISTED
Frontier Communications Corp.
FTR
$30K 0.01%
345
+1
+0.3% +$87
BHP icon
398
BHP
BHP
$229B
$29K 0.01%
504
– –
BKNG icon
399
Booking.com
BKNG
$160B
$29K 0.01%
600
+300
+100% +$14.4K
DFS
400
DELISTED
Discover Financial Services
DFS
$29K 0.01%
464
+130
+39% +$7.59K
14 15
16
17 18

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Carroll Financial Associates's Q2 2014 Portfolio in Review

As of Q2 2014, Carroll Financial Associates held 1,010 positions worth $357M, up 17% from $305M the previous quarter. Its ten largest holdings account for 39% of the portfolio.

Carroll Financial Associates deployed $37.9M of net new capital in Q2 2014, opening 87 new positions and adding to 263 existing holdings. Its largest new stake was UBS AG LONDON BRH ETRACS WELLS FARGO MLP EX-ENERGY ETN: 63,400 shares worth $1.58M.

By sector, the portfolio is most concentrated in Financials at 12% of assets, down from 12% a quarter earlier, followed by Technology and Energy.

On the sell side, the largest reduction was GUGGENGEIM BULLETSHARES 2015 HIGH YIELD CORPORATE BOND ETF, an estimated $732K trimmed.

  • Carroll Financial Associates's largest Q2 2014 buy was UBS AG LONDON BRH ETRACS WELLS FARGO MLP EX-ENERGY ETN: 63,400 shares worth $1.58M.
  • Carroll Financial Associates added most to iShares MSCI USA Min Vol Factor ETF in Q2 2014, an estimated $4.91M increase.
  • Carroll Financial Associates's biggest Q2 2014 reduction was GUGGENGEIM BULLETSHARES 2015 HIGH YIELD CORPORATE BOND ETF, cutting an estimated $732K.
  • Carroll Financial Associates fully exited Peoples Bancorp of North Carolina in Q2 2014, selling an estimated $388K.
  • Carroll Financial Associates's ten largest holdings make up 39% of its $357M portfolio in Q2 2014.
  • Carroll Financial Associates opened 87 new positions and closed 35 in Q2 2014.
  • Carroll Financial Associates's portfolio value rose 17% quarter-over-quarter to $357M.

Based on Carroll Financial Associates's 13F filing for Q2 2014, filed 8 Aug 2014.