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CFA

Carroll Financial Associates Portfolio holdings

AUM $1.88B
1-Year Est. Return 20.52%
This Fund
S&P 500
This Quarter Est. Return
+8.3%
1 Year Est. Return
+20.52%
3 Year Est. Return
+80.57%
5 Year Est. Return
+102.34%
10 Year Est. Return
–
AUM
$281M
AUM Growth
+$16.1M
Cap. Flow
-$4.46M
Cap. Flow %
-1.58%
Top 10 Hldgs %
40.21%
Holding
1,045
New
111
Increased
151
Reduced
177
Closed
110

Top Buys

Rank Stock Value
1
USMV icon
iShares MSCI USA Min Vol Factor ETF
USMV
+$4.38M
2
MTUM icon
iShares MSCI USA Momentum Factor ETF
MTUM
+$4.02M
3
IOO icon
iShares Global 100 ETF
IOO
+$2.4M
4
PSTB
Park Sterling Corp.
PSTB
+$1.86M
5
HRL icon
Hormel Foods
HRL
+$1.41M

Top Sells

Rank Stock Value
1
HTS
HATTERAS FINANCIAL CORP
HTS
+$3.61M
2
VIG icon
Vanguard Dividend Appreciation ETF
VIG
+$3.09M
3
PRF icon
Invesco FTSE RAFI US 1000 ETF
PRF
+$2.19M
4
PEBK icon
Peoples Bancorp of North Carolina
PEBK
+$1.26M
5
WU icon
Western Union
WU
+$1.21M

Sector Composition

Rank Sector Weight
1 Financials 13.16%
2 Energy 10.34%
3 Technology 9.46%
4 Healthcare 6.55%
5 Industrials 5.48%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
SLM icon
376
SLM Corp
SLM
$5.15B
$26K 0.01%
2,798
– –
TT icon
377
Trane Technologies
TT
$106B
$26K 0.01%
423
-107
-20% -$5.89K
UPBD icon
378
Upbound Group
UPBD
$1.16B
$26K 0.01%
800
-5,600
-88% -$194K
VOD icon
379
Vodafone
VOD
$37.4B
$26K 0.01%
670
-21
-3% -$790
WPC icon
380
W.P. Carey
WPC
$16.4B
$26K 0.01%
441
– –
XNTK icon
381
State Street SPDR NYSE Technology ETF
XNTK
$2.23B
$26K 0.01%
600
– –
BP icon
382
BP
BP
$107B
$25K 0.01%
637
-611
-49% -$22.8K
DOV icon
383
Dover
DOV
$28.4B
$25K 0.01%
400
+336
+525% +$20.6K
ITW icon
384
Illinois Tool Works
ITW
$84.5B
$25K 0.01%
300
– –
IXC icon
385
iShares Global Energy ETF
IXC
$2.76B
$25K 0.01%
600
– –
LINE
386
DELISTED
LINN ENERGY LLC COM UTS REP LTD LIABILITY CO INTS
LINE
$25K 0.01%
819
+119
+17% +$3.45K
TWC
387
DELISTED
TIME WARNER CABLE INC NEW COM STK
TWC
$25K 0.01%
189
+49
+35% +$6.09K
BLE
388
DELISTED
BlackRock Municipal Income Trust II
BLE
$24K 0.01%
1,816
– –
RJI
389
DELISTED
AB Svensk Ekportkredit ELEMENTS Linked to the Rogers International Commodity Index-Total Return
RJI
$24K 0.01%
3,000
– –
CART
390
DELISTED
Carolina Trust BancShares
CART
$24K 0.01%
7,500
– –
META icon
391
Meta Platforms (Facebook)
META
$1.51T
$23K 0.01%
434
-610
-58% -$30.6K
UNH icon
392
UnitedHealth
UNH
$370B
$23K 0.01%
310
– –
OAK
393
DELISTED
OAKTREE CAPITAL GROUP, LLC
OAK
$23K 0.01%
400
– –
NEE.PRC.CL
394
DELISTED
Fpl Group Capital Trust I
NEE.PRC.CL
$23K 0.01%
975
– –
CNI icon
395
Canadian National Railway
CNI
$76.6B
$22K 0.01%
400
– –
FAF icon
396
First American
FAF
$7.58B
$22K 0.01%
800
-100
-11% -$2.6K
TSLA icon
397
Tesla
TSLA
$1.3T
$22K 0.01%
2,250
– –
VEA icon
398
Vanguard FTSE Developed Markets ETF
VEA
$236B
$22K 0.01%
550
– –
ADRE
399
DELISTED
Invesco BLDRS Emerging Markets 50 ADR Index Fund
ADRE
$22K 0.01%
600
– –
WIN
400
DELISTED
Windstream Holdings Inc
WIN
$22K 0.01%
360
-123
-25% -$7.96K
14 15
16
17 18

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Carroll Financial Associates's Q4 2013 Portfolio in Review

As of Q4 2013, Carroll Financial Associates held 1,045 positions worth $281M, up 6.1% from $265M the previous quarter. Its ten largest holdings account for 40% of the portfolio.

Carroll Financial Associates's Q4 2013 filing shows 111 new, 151 increased, 177 reduced and 110 closed positions. Its largest new stake was Hormel Foods: 64,506 shares worth $1.46M. The largest sale was HATTERAS FINANCIAL CORP, an estimated $3.61M.

By sector, the portfolio is most concentrated in Financials at 13% of assets, down from 14% a quarter earlier, followed by Energy and Technology.

  • Carroll Financial Associates's largest Q4 2013 buy was Hormel Foods: 64,506 shares worth $1.46M.
  • Carroll Financial Associates added most to iShares MSCI USA Min Vol Factor ETF in Q4 2013, an estimated $4.38M increase.
  • Carroll Financial Associates's biggest Q4 2013 reduction was HATTERAS FINANCIAL CORP, cutting an estimated $3.61M.
  • Carroll Financial Associates fully exited Selective Insurance in Q4 2013, selling an estimated $226K.
  • Carroll Financial Associates's ten largest holdings make up 40% of its $281M portfolio in Q4 2013.
  • Carroll Financial Associates opened 111 new positions and closed 110 in Q4 2013.
  • Carroll Financial Associates's portfolio value rose 6.1% quarter-over-quarter to $281M.

Based on Carroll Financial Associates's 13F filing for Q4 2013, filed 6 Feb 2014.