We are live on ! Find out more
CFA

Carroll Financial Associates Portfolio holdings

AUM $1.88B
1-Year Est. Return 20.52%
This Fund
S&P 500
This Quarter Est. Return
+6.26%
1 Year Est. Return
+20.52%
3 Year Est. Return
+80.57%
5 Year Est. Return
+102.34%
10 Year Est. Return
–
AUM
$1.63B
AUM Growth
+$123M
Cap. Flow
+$37.1M
Cap. Flow %
2.28%
Top 10 Hldgs %
44.91%
Holding
1,828
New
214
Increased
473
Reduced
322
Closed
87

Top Buys

Rank Stock Value
1
GSST icon
Goldman Sachs Access Ultra Short Bond ETF
GSST
+$13.2M
2
NCNO icon
nCino
NCNO
+$8.92M
3
JPST icon
JPMorgan Ultra-Short Income ETF
JPST
+$6.9M
4
MSTB icon
LHA Market State Tactical Beta ETF
MSTB
+$4.11M
5
PULS icon
PGIM Ultra Short Bond ETF
PULS
+$2.88M

Top Sells

Rank Stock Value
1
ARKG icon
ARK Genomic Revolution ETF
ARKG
+$8.31M
2
AGGY icon
WisdomTree Yield Enhanced US Aggregate Bond Fund
AGGY
+$7.6M
3
ARKK icon
ARK Innovation ETF
ARKK
+$5.41M
4
PSEP icon
Innovator US Equity Power Buffer ETF September
PSEP
+$3.46M
5
KOMP icon
State Street SPDR S&P Kensho New Economies Composite ETF
KOMP
+$3.35M

Sector Composition

Rank Sector Weight
1 Technology 6.93%
2 Financials 5.5%
3 Healthcare 2.53%
4 Consumer Discretionary 2.28%
5 Consumer Staples 1.84%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
TGH
351
DELISTED
Textainer Group Holdings limited
TGH
$261K 0.02%
+9,128
New +$212K
PHM icon
352
Pultegroup
PHM
$24.8B
$259K 0.02%
4,940
+4,510
+1,049% +$211K
CME icon
353
CME Group
CME
$94.8B
$256K 0.02%
1,255
+579
+86% +$114K
QQQM icon
354
Invesco NASDAQ 100 ETF
QQQM
$102B
$255K 0.02%
+1,950
New +$256K
ARMR
355
DELISTED
Armor US Equity Index ETF
ARMR
$253K 0.02%
11,090
-43,400
-80% -$975K
HSY icon
356
Hershey
HSY
$36.7B
$251K 0.02%
1,592
+102
+7% +$15.4K
MGC icon
357
Vanguard Morningstar Mega Cap ETF
MGC
$10.4B
$249K 0.02%
1,780
– –
PFF icon
358
iShares Preferred and Income Securities ETF
PFF
$13.2B
$248K 0.02%
6,480
+532
+9% +$20.2K
IMKTA icon
359
Ingles Markets
IMKTA
$1.62B
$246K 0.02%
4,000
– –
BOTZ icon
360
Global X Robotics & Artificial Intelligence ETF
BOTZ
$3.55B
$245K 0.02%
7,421
-187
-2% -$6.4K
COKE icon
361
Coca-Cola Consolidated
COKE
$12.4B
$245K 0.02%
8,500
– –
MKL icon
362
Markel Group
MKL
$22.8B
$242K 0.01%
213
– –
XLC icon
363
State Street Communication Services Select Sector SPDR ETF
XLC
$22.6B
$242K 0.01%
3,306
+1,686
+104% +$120K
GD icon
364
General Dynamics
GD
$107B
$239K 0.01%
1,321
+45
+4% +$7.35K
PH icon
365
Parker-Hannifin
PH
$134B
$236K 0.01%
750
– –
GNRC icon
366
Generac Holdings
GNRC
$12.2B
$235K 0.01%
718
+518
+259% +$153K
QCLN icon
367
First Trust NASDAQ Clean Edge Green Energy Index Fund
QCLN
$619M
$235K 0.01%
3,435
+271
+9% +$20.8K
SUB icon
368
iShares Short-Term National Muni Bond ETF
SUB
$11.4B
$234K 0.01%
2,174
+61
+3% +$6.58K
URI icon
369
United Rentals
URI
$70.8B
$234K 0.01%
711
+173
+32% +$49K
OGIG icon
370
ALPS O'Shares Global Internet Giants ETF
OGIG
$115M
$233K 0.01%
4,475
-11,876
-73% -$674K
AVIG icon
371
Avantis Core Fixed Income ETF
AVIG
$1.95B
$231K 0.01%
+4,787
New +$236K
MLPX icon
372
Global X MLP & Energy Infrastructure ETF
MLPX
$3.53B
$229K 0.01%
7,276
-180
-2% -$5.44K
XSW icon
373
State Street SPDR S&P Software & Services ETF
XSW
$497M
$228K 0.01%
1,451
-4,284
-75% -$691K
MMS icon
374
Maximus
MMS
$2.9B
$227K 0.01%
+2,558
New +$209K
MATX icon
375
Matsons
MATX
$6.24B
$225K 0.01%
+3,385
New +$232K
13 14
15
16 17

Similar funds

TU
TDAM USA Toronto, Ontario, Canada $1.61B AUM 28.05% 1-Year Est. Return
NFG
Next Financial Group Houston, Texas $1.52B AUM 20.14% 1-Year Est. Return
6M
6 Meridian Wichita, Kansas $1.37B AUM 17.3% 1-Year Est. Return
RFA
Reilly Financial Advisors La Mesa, California $1.35B AUM 22.65% 1-Year Est. Return
CCT
Country Club Trust Kansas City, Missouri $1.27B AUM 22.67% 1-Year Est. Return
C
ConocoPhillips Houston, Texas $1.12B AUM 103.31% 1-Year Est. Return
CC
Cassaday & Co Mclean, Virginia $1.06B AUM 17.6% 1-Year Est. Return
RM
Resource Management Metairie, Louisiana $970M AUM 28.05% 1-Year Est. Return

Carroll Financial Associates's Q1 2021 Portfolio in Review

As of Q1 2021, Carroll Financial Associates held 1,828 positions worth $1.63B, up 8.2% from $1.5B the previous quarter. Its ten largest holdings account for 45% of the portfolio.

Carroll Financial Associates's Q1 2021 filing shows 214 new, 473 increased, 322 reduced and 87 closed positions. Its largest new stake was Goldman Sachs Access Ultra Short Bond ETF: 259,582 shares worth $13.2M. The largest sale was ARK Genomic Revolution ETF, an estimated $8.31M.

By sector, the portfolio is most concentrated in Technology at 6.9% of assets, down from 7.1% a quarter earlier, followed by Financials and Healthcare.

  • Carroll Financial Associates's largest Q1 2021 buy was Goldman Sachs Access Ultra Short Bond ETF: 259,582 shares worth $13.2M.
  • Carroll Financial Associates added most to JPMorgan Ultra-Short Income ETF in Q1 2021, an estimated $6.9M increase.
  • Carroll Financial Associates's biggest Q1 2021 reduction was ARK Genomic Revolution ETF, cutting an estimated $8.31M.
  • Carroll Financial Associates fully exited Innovator US Equity Power Buffer ETF January in Q1 2021, selling an estimated $363K.
  • Carroll Financial Associates's ten largest holdings make up 45% of its $1.63B portfolio in Q1 2021.
  • Carroll Financial Associates opened 214 new positions and closed 87 in Q1 2021.
  • Carroll Financial Associates's portfolio value rose 8.2% quarter-over-quarter to $1.63B.

Based on Carroll Financial Associates's 13F filing for Q1 2021, filed 6 Apr 2021.